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Comparing and Combining the EnVar and EnKF Methods in a Limited-Area Deterministic (and Probabilistic) Context Jean-Franois Caron, Seung-Jong Baek and Peter Houtekamer Meteorological Research Division Environment and Climate Change Canada


  1. Comparing and Combining the EnVar and EnKF Methods in a Limited-Area Deterministic (and Probabilistic) Context Jean-François Caron, Seung-Jong Baek and Peter Houtekamer Meteorological Research Division Environment and Climate Change Canada 2019 ISDA, Kobe, Japan, 24 January 2019

  2. ECCC NWP systems in 2019 Deterministic Ensemble GDPS GEPS EnKF x 20 256- 4DEnVar x 20 Global member (2x per day) D x a =39km D x a =39km D x=15km D x=39km RDPS REPS 4DEnVar x 20 Perturbation Regional x 20 recentering (4x per day) D x a =39km D x=10km D x=10km HRDPS Limitation : Regional systems rely on Convective- global 4DEnVar with low-resolution scale ensemble covariances, making short- (4x per day) term convective-scale prediction D x=2.5km challenging.

  3. ECCC NWP systems in 202? Deterministic Ensemble GDPS GEPS EnKF or Off-Topic x 20 VarEnKF 4DEnVar x 20 Global D x a =25km D x a =25km D x=10km D x=25km RDPS REPS 4DEnVar 10-km Regional x 20 x 20 EnKF (24x per day) D x a =10km D x=2.5km D x=10km Major changes : Introduce limited-area 4DEnVar for regional system with hourly cycling and high • resolution limited-area ensemble covariances. Facilitates assimilation of high-resolution radar, cloud and surface observations. •

  4. Regional configuration As in Bédard et al (2018, MWR) • the experimental RDPS use a model with same resolution as ensemble and analysis increment (10 km, instead of 2.5 km) topography Limited-area 4DEnVar follows our global version, except that • 1) Spectral decomposition based on a bi-Fourrier representation instead of spherical-harmonic is used for modelling the climatological B ( B nmc ) and the localization in B ens 2) Localization was adapted: h loc = 1400 km instead of 2800 km; v loc = 1 unit of ln(p) instead of 3. 3) Hybridization was adapted: 87.5% B ens + 12.5% B nmc instead of 75.0% B ens + 37.5% B nmc 4

  5. Regional configuration Limited-area EnKF follows our global (256 member) version, • except that Same model configuration for all members instead of multi- • physics approach. Additive inflation still based on a global B nmc , but with a • reduced scaling factor: 0.25 2 instead of 0.33 2 . Land-surface initial conditions provided by the RDPS instead • of the GDPS. Note: Unlike the ECCC's EnVar system, our EnKF do not assimilate: ground-based GPS, radiances from geostationary satellites, SSMIS and many CRIS, AIRS and IASI channels. LBCs: from the GDPS for the RDPS, from the global EnKF for the • regional EnKF. 5

  6. M (X a ) vs M (X a ) RDPS-4DEnVar EnKF January 2017 July 2016

  7. Tested approaches to improve the ensemble mean analysis 4 flavours of ensemble mean recentering were tested, all • based on (as in Houtekamer et al 2018, QJRMS): EnKF analysis 4DEnVar analysis using X b = X b 𝒔 = 𝐘 𝒃 𝒋 + 𝒅 𝐘 𝒃 𝑭𝒐𝑾𝒃𝒔 − 𝐘 𝒃 EnKF ensemble 𝐘 𝒃 𝒋 mean analysis Recentering coefficient 1. Full recentering (c=1) 2. CMC hybrid gain: c=1 for half of the members, c=0 for the other half 3. Hybrid gain with c= 1/2 4. Hybrid gain with c= 2/3 7

  8. (1) Impact on the forecasts from the ensemble mean analysis 8

  9. Impact of the full EnKF-fullRecentering EnKF M (X a ) vs M (X a ) recentering January 2017 July 2016

  10. Changes in NWP index (+ 3 to +48h, 6h) Reference : EnKF July January EnKF configuration Altitude Surface Altitude Surface Full recentering on +2.32 +1.09 +0.50 +1.29 EnVar CMC Hybrid Gain +1.93 +1.06 +0.50 +0.99 Hybrid Gain +2.08 +1.08 +0.43 +0.91 1/2 EnVar + 1/2 EnKF Hybrid Gain +1.95 +1.06 +0.52 +1.14 2/3 EnVar + 1/3 EnKF All the approaches have significant positive impact on the quality of the ensemble mean analysis; full recentering is the best.

  11. (2) Impact on the forecasts from the 4DEnVar-based RDPS 11

  12. Changes in NWP index (+ 3 to +48h, 6h) Reference : 4DEnVar using B ens ( EnKF) July January Flavors of EnKF Altitude Surface Altitude Surface Full recentering on -0.23 -0.22 +0.03 +0.14 EnVar CMC Hybrid Gain +0.19 +0.26 -0.01 -0.05 Hybrid Gain -0.17 +0.20 +0.01 -0.02 1/2 EnVar + 1/2 EnKF Hybrid Gain 0.00 0.00 0.00 +0.20 2/3 EnVar + 1/3 EnKF Unfortunately, no clear impact on the forecast performances of the EnVar-based RDPS were detected

  13. (3) Impact on the regional EPS (i.e. 72h forecasts from 20 members picked from the EnKF) 13

  14. Impact of the full EnKF-fullRecentering EnKF M (X a ) vs M (X a ) recentering July 2016 January 2017

  15. Changes in EPS index - Overall Reference : EnKF July January EnKF configuration Altitude Surface Altitude Surface Full recentering on +1.58 +0.29 +1.16 +0.59 EnVar CMC Hybrid Gain +1.58 +0.27 +2.23 +1.41 Hybrid Gain +1.58 +0.38 +0.94 +0.52 1/2 EnVar + 1/2 EnKF Hybrid Gain +1.43 +0.26 +1.07 +0.64 2/3 EnVar + 1/3 EnKF All the approaches have significant positive impact on the quality of the ensemble forecasts; CMC hybrid gain is the best.

  16. Changes in EPS index - Reliability Reference : EnKF July January EnKF configuration Altitude Surface Altitude Surface Full recentering on +4.61 -0.25 +3.80 +2.28 EnVar CMC Hybrid Gain +7.51 +0.50 +34.00 +10.04 Hybrid Gain +4.69 -0.05 +3.42 +1.09 1/2 EnVar + 1/2 EnKF Hybrid Gain +4.88 -0.20 +3.73 +1.74 2/3 EnVar + 1/3 EnKF

  17. Changes in EPS index - Resolution Reference : EnKF July January EnKF configuration Altitude Surface Altitude Surface Full recentering on +1.47 +0.17 +1.07 +0.12 EnVar CMC Hybrid Gain +1.36 0.00 +0.58 -2.39 Hybrid Gain +1.49 +0.27 +0.84 +0.35 1/2 EnVar + 1/2 EnKF Hybrid Gain +1.31 +0.17 +0.96 +0.30 2/3 EnVar + 1/3 EnKF

  18. Summary and conclusions Inserting various amount of information from a limited area • EnVar analysis (made using X b = ensemble mean forecast) improves significantly our limited area EnKF ensemble mean analysis. Complete/full recentering provides the best performances for • forecasts initialized from the ensemble mean analysis. Unfortunately, using the ensemble-derived covariances from • the various recentered EnKF has no significant impact on the forecast performances of the EnVar-based RDPS. All the recentered EnKF analysis improves significantly the • performances of our regional EPS. The so-called CMC hybrid-gain approach (recentering of only • half of the members) provides the largest improvements, due to the resulting modification of the initial ensemble spread. 18

  19. Extra 19

  20. Impact of the CMC EnKF-CMC-Hybrid EnKF M (X a ) vs M (X a ) hybrid-gain July 2016 January 2017 (mse-obserr) 1/2 spread Temperature @ 850 hPa

  21. M (X a ) vs M (X a ) RDPS-4DEnVar EnKF As shown before January 2017 July 2016

  22. M (X a ) vs M (X a ) RDPS-4DEnVar EnKF-fullRecentering January 2017 July 2016

  23. Same M (X a ) vs M (X a ) RDPS-4DEnVar EnKF-fullRecentering LBCs January 2017 July 2016

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