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D E L I V E R I N G I N N O V A T I O N Dynamic Spectrum Arbitrage (DSA) Radio Club of America Nov 21 st 2015 1 1 1 Dynamic Spectrum Arbitrage (DSA) Intro DSA Decouples Spectrum ownership and wireless service Allows wireless


  1. D E L I V E R I N G I N N O V A T I O N Dynamic Spectrum Arbitrage (DSA) Radio Club of America Nov 21 st 2015 1 1 1

  2. Dynamic Spectrum Arbitrage (DSA) Intro • DSA Decouples Spectrum ownership and wireless service • Allows wireless operators to lease excess capacity to other wireless operators and MVNOs and monetize underutilized resources – Competitors – Non-traditional – Roaming Partners • Making excess capacity available for lease dynamically – Rivada DSA Technology allows for a dynamic bandwidth open access marketplace – Will lead to Commoditization of Spectrum (a whole new industry)  Possible enhancement to the present licensing process used by regulators (FCC) 2

  3. Dynamic Spectrum Arbitrage (DSA) Intro • DSA does not require provisioning the uSIM on the subscriber handset • DSA does not require a mobile application or modification to the OS on a subscriber handset • DSA enables dynamic usage consumption and tracking in geographic defined areas • DSA works with multiple subscriber OS platforms such as Android and iOS • DSA fosters innovations in wireless technology adoption 3

  4. Technology Overview Imitation is the highest form of flattery… • LSA (Licensed Shared Access) • Delivers the equivalent of DSA without a marketplace to maximize the value of dynamically shared spectrum 4 4

  5. Technology Overview DPC and DSC Wireless Network Dynamic Spectrum Controller OMC/NMS DSL Policy Controller Wireless Network Dynamic Spectrum Controller OMC/NMS  Network Operator identified by PLMN-id 5

  6. DSA Nodes Dynamic Policy Controller (DPC)  Coordinates resource allocations between networks Dynamic Spectrum Controller (DSC)  Manages Lease for Lessee or Lessor network Bid Manager (GAA)  Creates Lease parameters  Bidding entry for Lessee Element Management Systems (EMS)  Separate EMS for each DPC and DSC  Used to configure DPC or DSC  Performs O&M Function for DPC or DSC Arbitrage Entity (AE)  Interface between DSA and Trading Platforms  Publishes Leases  Informs DPC to deliver lease 6

  7. Technology Overview DSAFlex Improves DSA Architecture flexibility • DSAFlex = flexible integration approach by offering several approaches – DSAX : X Interfaces – DSA9 : MOCN approach (100% 3GPP) – DSA-Lite : Pure Roaming (100% 3GPP) • DSA9 and DSA-Lite architecture do not need the X interface Service Packs (SP) • DSA- X remains Rivada’s preferred integration approach for the long term 7

  8. Technology Overview DSAX Lessee LTE Network O&M • Optimal solution, as it has all DSC O&M/EMS OFCS PCRF SPR Sp x the features and capabilities G S-GW X g P-GW d GAA for DSA Bid Manager Xe eNB Xm S8 Xh HSS MME • S6a Requires Software Packs (SP) Lessee DSC Security DPC Gateway O&M/EMS Xgaa to be implemented in OEM Security Gatway Commodity s10 Security Exchange Gateway nodes X g Security a a AE DPC Gatway S6a h Commodity X Exchange S8 Security P-GW MME Gatway Xm eNB Xe Xgd Lessor HSS S-GW DSC PCRF SPR Sp GAA Bid Manager OFCS O&M DSC Lessor LTE Network O&M/EMS 8

  9. Technology Overview DSA9 • Lessee LTE Network Uses RAN Sharing approach O&M PCRF SPR Sp between networks (MOCN) Gx DSC S-GW P-GW O&M/EMS • DSA implemented using existing GAA eNB Bid Manager HSS Xgd S - ! U MME OEM features OFCS X2 S1-M Lessee DPC Security DSC Security O&M/EMS • Gatway Gateway Enables Rivada open access Xgaa Commodity Exchange Security Xa marketplace Gateway Xgaa Security DPC Commodity AE Gatway Exchange • No SP or X interfaces required Security S S X 1 Gatway ! 2 - - M U OFCS PCRF Sp SPR GAA Gx Xgd • Bid Manager 100% 3GPP Standards approach S-GW P-GW C Lessee eNB Lessor HSS S1-M Lessor MME DSC O&M DSC O&M/EMS Lessor LTE Network 9

  10. Technology Overview DSA-Lite Lessee LTE Network • Pure Roaming process O&M PCRF SPR Sp • DSC x Roaming is supported by all G O&M/EMS GAA Bid Manager OEMs and Wireless operators P-GW S-GW today eNB HSS S8 MME • OFCS Enables Rivada open access Lessee DSC marketplace Security DPC Gateway O&M/EMS Security • d 100% 3GPP Standards approach X Gatway Security • Gateway MVNO approach Xd Security Commodity DPC Gatway Exchange S8 Security P-GW MME Gatway S1-M eNB S!-U HSS S-GW Lessor DSC PCRF SPR Sp OFCS O&M GAA Bid Manager DSC Lessor LTE Network O&M/EMS 10

  11. DSA Lease Grid Sub Sector Cell Region (BU) 201 2,2,z2 1 2 3 Sector or Cell Grid Region 4 5 6 202 7 8 9 2,0,z1 0,0,z1 (0,1,1) (1,1,1) C (1,0,1) (0,0,1) Region 1 204 Cell Site Level 3.2.0 203 (0,1,0) (1,1,0) B 0,0,0 3,0,0 Bandwidth Unit (BU) (0,0,0) (1,0,0) A Broadband Orthogonal Resource Grouping 11

  12. GAA 12

  13. DSA IPR 8717929- Telecom Exchange (TCE) for Dynamic Spectrum Arbitrage Commodity OTC Exchange 14/807975Method and System for Broadband Orthogonal Resource Grouping (BORG) Security Gatway Financial 14/843072 Method and Systems for Wireless Telecom Fracking Social Economics (WTF) Domain 62/114,956 Transportation Resource Grouping and Reallocation AE 8711721-Dynamic Spectrum Arbitrage for allocating telecom resources from one telecom network to another Security 8279786-DSA for a Public Safety System Gatway 8670403-DSA resource pooling allocation for leasing 8964685- DSA one network auctions part of its network resources to another network following a set of predetermined rules including capacity, network boundry, network quality of service (QoS), a geodedic parameters along with time and duration of the resources being made available. DPC O&M/EMS 9094958- DSA where the subscriber profile is changed for leasing indicating if it is elibable for DSA and services it is allowed with it profile including QoS DPC 14/287/090-Method and System for Dynamic Spectrum Arbitrage DPC to DSC inteface communication 8837418-Dynamic QoS for DSA where Lessor DSC communicates with lessee PCRF to adjust QoS of lessee subscribers on lessor network Policy 9088989 - Methods and Systems for Dynamic Spectrum Arbitrage -Congestion Management. Tiered priority and throttling bandwdith Security Domain Financial Domain Gatway 2015202708 Methods and Systems for DSA – Pooling Resources Security Security Gatway Gatway 14/591,095-DSA for Availabile Spectrum Assignments 14/740520 – DSA User Profile Mangement 14/287092-DPC to DSC bidding information 14/703,204 Methods and Systems for GAAs communication GAA GAA 14/287/097-DSA Data context and management at DSC and DPC 14/287,088-Dynamic Spectrum Arbitrag DSA Policy driven QoS_V0.1 14/740,596 DSA Cell Selection and Virtual Bid (QoS and User Profile) DSC DSC 62/179239 – DSA and MVNe Policy Domain O&M/EMS O&M/EMS DSC DSC 62/133844 Method and System for a Flexible Dynamic Arbitrage System (DSA Flex) 8275349-Tiered Priority Access to Communication Network Resources- reserviing resources Xm Xm O 8611848-Tiered Priority Access to Communication Network Resources- Advanced Roaming capability for emergency communication O O HSS P-GW Xe P-GW HSS O F Xe & F & 8892066-Pre-Empting a non TPA user in place of a TPA user and allocating radio resources for TPA specific use C C M S M S 14/287/105- DSA eNB Transition States S8 S8 PCRF S-GW S-GW PCRF Network Domain 14/287,108 DSA HeNB Femto Cell Lessor 8934439-DSA/Grid Negotiating a resource leasing scheme between networks and coordinating a handover between leasee and MME S6a Security Security S6a MME lessor networks based on geographic boundaries defied in the lease parameters. Lessee LTE Network Gatway Gatway LTE Network 9094899- DSA using Grid System enabling a subscriber to use resourses that are leased in a geographic area eNB Network eNB Domain 14/713,358 Methods and Systems for DSA with a Mobility Load Banacer Gateway 13/664,819- Tiered Priority eNB user and resource throttling Subscriber Domain 14/287/099 -DSA - Geoboundaries and UE selection for HandIn Handset 14/287/111 DSA Mobility Management Handset 8934373-DSA with mobile using different frequency bands and utilizing multiple networks to achieve service 13.910790- Diverse Multiple Carrier Aggregation on Handset Location Improvement 8787944 – eLBS – improved location using mobiles to group together First Responder through triangulation 14/293,056- eLBS -location position improvement GPS (3D) 8068808- Service Access during emergency for wireless handsets (uSIM/PRL) Device Smart Phone Domain 14/690712- ELBS Kalman Filter in eLBS, 8280344-Dynamic Telephone Directory for Wireless Handsets O 14.735210 - eLBS Dead Recking process n / M 13/627666-Video and Communication Relay Module Relay Data from one device to another i O f c f 14/823294- eLBS 3D with no GPS 8086280- Wireless Relay Network (Class1 Dev1) O n M / 14/823,244 - eLBS with no Geospacial System Available (3D) i O c f f 13/627,576- Communication Relay Module – Body Worn 14/834758- eLBS Mobile Grouping 3D 13/668,511-Enhanced Display for Breathing Apparatus Masks 14/834790 eLBS using and External Location Based Server O n M / i O 62/089937 - ELBS logic flow and Psuedo Waypoint c f f eLBS Communication Flow between peer devices Relay Relay 62/102853- ELBS Trilateration Process 13

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