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Topological constraints and structures in macro (fluid and plasma) systems Z. Yoshida University of Tokyo 2015.8.17 Z. Yoshida topological constraints 2015/08/17 1 / 23 Outline At micro, energy norm. How can macro be different from


  1. Topological constraints and structures in macro (fluid and plasma) systems Z. Yoshida University of Tokyo 2015.8.17 Z. Yoshida topological constraints 2015/08/17 1 / 23

  2. Outline At micro, energy ∼ norm. How can macro be different from micro? Z. Yoshida topological constraints 2015/08/17 2 / 23

  3. Outline At micro, energy ∼ norm. How can macro be different from micro? Topological constraints in macro systems → “effective energy” → structure Casimir invariants → foliation of phase space Z. Yoshida topological constraints 2015/08/17 2 / 23

  4. Outline At micro, energy ∼ norm. How can macro be different from micro? Topological constraints in macro systems → “effective energy” → structure Casimir invariants → foliation of phase space Unfreezing Casimir invariants → relaxation Z. Yoshida topological constraints 2015/08/17 2 / 23

  5. Background I Let u be a 3D vector field on a smoothly bounded domain Ω ∈ R 3 . Minimization of the “energy” ∥ u ∥ 2 yeilds u = 0 (regardless of boundary conditions). Z. Yoshida topological constraints 2015/08/17 3 / 23

  6. Background I Let u be a 3D vector field on a smoothly bounded domain Ω ∈ R 3 . Minimization of the “energy” ∥ u ∥ 2 yeilds u = 0 (regardless of boundary conditions). Suppose that u is divergence-free. Minimization of ∥ u ∥ 2 yields Z. Yoshida topological constraints 2015/08/17 3 / 23

  7. Background I Let u be a 3D vector field on a smoothly bounded domain Ω ∈ R 3 . Minimization of the “energy” ∥ u ∥ 2 yeilds u = 0 (regardless of boundary conditions). Suppose that u is divergence-free. Minimization of ∥ u ∥ 2 yields ∇ × u = 0 , which is no longer zero when a boundary condition n · u = g and a Σ n · u d 2 x = Φ are given. ∫ flux condition Z. Yoshida topological constraints 2015/08/17 3 / 23

  8. Background I Let u be a 3D vector field on a smoothly bounded domain Ω ∈ R 3 . Minimization of the “energy” ∥ u ∥ 2 yeilds u = 0 (regardless of boundary conditions). Suppose that u is divergence-free. Minimization of ∥ u ∥ 2 yields ∇ × u = 0 , which is no longer zero when a boundary condition n · u = g and a Σ n · u d 2 x = Φ are given. ∫ flux condition Ω u · ( curl − 1 u ) d 3 x is given. Minimization of ∫ Suppose that a helicity ∥ u ∥ 2 yields a Beltrami field : ∇ × u = µ u . Z. Yoshida topological constraints 2015/08/17 3 / 23

  9. Background I Let u be a 3D vector field on a smoothly bounded domain Ω ∈ R 3 . Minimization of the “energy” ∥ u ∥ 2 yeilds u = 0 (regardless of boundary conditions). Suppose that u is divergence-free. Minimization of ∥ u ∥ 2 yields ∇ × u = 0 , which is no longer zero when a boundary condition n · u = g and a Σ n · u d 2 x = Φ are given. ∫ flux condition Ω u · ( curl − 1 u ) d 3 x is given. Minimization of ∫ Suppose that a helicity ∥ u ∥ 2 yields a Beltrami field : ∇ × u = µ u . The topology of Ω pertains the spectrum of the curl operator.: ZY & Y. Giga, Remarks on spectra of operator rot , Math. Z. 204 (1990), 235-245. Z. Yoshida topological constraints 2015/08/17 3 / 23

  10. Background II What is the helicity ? Z. Yoshida topological constraints 2015/08/17 4 / 23

  11. Background II What is the helicity ? The helicity is a constant of motion of a vortex dynamics system (such as fluid, plasma, (quantum field), etc.). Z. Yoshida topological constraints 2015/08/17 4 / 23

  12. Background II What is the helicity ? The helicity is a constant of motion of a vortex dynamics system (such as fluid, plasma, (quantum field), etc.). The constancy of the helicity is due to a “topological constraint” on the Hamiltonian system; it is not to a “symmetry’ of a specific Hamiltonian (i.e., it conserves independed of the choice of a Hamiltonian). Z. Yoshida topological constraints 2015/08/17 4 / 23

  13. Background II What is the helicity ? The helicity is a constant of motion of a vortex dynamics system (such as fluid, plasma, (quantum field), etc.). The constancy of the helicity is due to a “topological constraint” on the Hamiltonian system; it is not to a “symmetry’ of a specific Hamiltonian (i.e., it conserves independed of the choice of a Hamiltonian). How can the helicity constraint (and other topological constraints) be unfrozen? ZY & P. J. Morrison, Unfreezing Casimir invariants: singular perturbations giving rise to forbidden instabilities, in Nonlinear physical systems: spectral analysis, stability and bifurcation , Ed. by O. N. Kirillov and D. E. Pelinovsky, (ISTE and John Wiley and Sons, 2014) Chap. 18, pp. 401–419. arXiv:1303.0887 Z. Yoshida topological constraints 2015/08/17 4 / 23

  14. Foliated phase space Figure: The energy (Hamiltonian) may have a nontrivial distribution on each leaf of the foliated phase space. Z. Yoshida topological constraints 2015/08/17 5 / 23

  15. Basic Formulation Hamiltonian system: ∂ t u = J ∂ u H with state vector u ∈ X (phase space), Poisson operator J defining a Poisson bracket { F , G } = ⟨ ∂ u F , J ∂ u G ⟩ , and a Hamiltonian H ∈ C ∞ { , } ( X ) (Poisson algebra). The adjoint representation: d dt F = { F , H } = − ad H F . ( ) 0 I Canonical system: J = → symplectic geometry − I 0 Noncanonical system has topological defects: Ker ( J ) = Coker ( J ). Casimir invariant: J ∂ u C = 0, i.e., Ker ( J ) ∋ v = ∂ u C . Z. Yoshida topological constraints 2015/08/17 6 / 23

  16. The origin of Casimir invariant (a tutorial example) I Let us start with a 6-dimensional phase space: z := ( q 1 , q 2 , q 3 , p 1 , p 2 , p 3 ) T ∈ X z = R 6 , (1) on which we define a canonical Poisson bracket { F , G } z := ( ∂ z F , J z ∂ z G ) (2) ( ) 0 I J z = J c := . (3) − I 0 Denoting q = ( q 1 , q 2 , q 3 ) T and p = ( p 1 , p 2 , p 3 ) T , we define ω := q × p ∈ X ω . (4) We reduce C ∞ ( X z ) to C ∞ ( X ω ): { F ( q × p ) , G ( q × p ) } z = { F ( ω ) , G ( ω ) } ω := ( ∂ ω F , ( − ω ) × ∂ ω G ) . (5) Z. Yoshida topological constraints 2015/08/17 7 / 23

  17. The origin of Casimir invariant (a tutorial example) II Denoting   0 ω 3 − ω 2  , J ω = − ω 3 0 ω 1 (6)  ω 2 − ω 1 0 we may write { F ( ω ) , G ( ω ) } ω := ( ∂ ω F , J ω ∂ ω G ) , (7) which is the so (3) Lie-Poisson bracket. The reduced Poisson algebra, to be denoted by C ∞ { , } ω ( X ω ), is noncanonical, having a Casimir invariant C = 1 2 | ω | 2 . (8) Physically, X ω is the phase space of a rigid-body on an inertia frame co-moving with the center of mass. The mechanical degree of freedom is, then, only the angular momentum ω ; the phase space X ω may be identified with so (3). Z. Yoshida topological constraints 2015/08/17 8 / 23

  18. The origin of Casimir invariant (a tutorial example) III In the 6D canonical phase space, C is a Noether charge corresponding to the gauge symmetry of the parameterization ω = q × p : ( ω × q ) ad ∗ C z = J z ∂ z C = . (9) ω × p The conjugate variable θ such that { θ, C } z = ⟨ ∂ z θ, ad ∗ C z ⟩ = 1 is the longitudinal angle around the axis of ω . Recovering θ , we define a 4D phase space of t ( ω 1 , arctan( ω 2 /ω 3 ) , C , θ ), on which ζ =  0 1 0 0  − 1 0 0 0 J ζ :=  . (10)   0 0 0 1  0 0 − 1 0 A Hamiltonian H including θ can unfreeze C . Z. Yoshida topological constraints 2015/08/17 9 / 23

  19. Vortex dynamics Vortex dynamics is as an infinite-dimensional generalization of the aforementioned so (3) noncanonical Lie-Poisson system. Let Z = ( Q ( x ) , P ( x )) T ∈ X Z be a 2-component field on a base manifold T 2 , on which we define a canonical Poisson bracket ( ) 0 I { F , G } Z := ( ∂ Z F , J Z ∂ Z G ) J Z = J c := . (11) − I 0 We define ω := [ Q , P ] = d Q ∧ d P . (12) We reduce C ∞ ( X Z ) to C ∞ ( X ω ): { F ([ Q , P ]) , G ([ Q , P ]) } Z = { F ( ω ) , G ( ω ) } ω := ( ∂ ω F , [ ω, ∂ ω G ]) . (13) We can formulate a 3D compressible system, which, however, involves somewhat nontrivial generalizations. Z. Yoshida topological constraints 2015/08/17 10 / 23

  20. Hierarchy of 2D vortex dynamics (1) Brackets Table: Hierarchy of two-dimensional vortex systems. Here [ Q , P ] = ∂ y Q ∂ x P − ∂ x Q ∂ y P . state Poisson operator Casimir invariants d 2 x f ( ω ) ∫ (I) ω [ ω, ◦ ] C 0 = ( ω ( [ ω, ◦ ] d 2 x ω g ( ψ ) ) ) ∫ [ ψ, ◦ ] C 1 = (II) ∫ d 2 x f ( ψ ) ψ [ ψ, ◦ ] 0 C 2 = [ ˇ ∫ d 2 x f ( ψ )  ω   [ ω, ◦ ] [ ψ, ◦ ] ψ, ◦ ]  C 2 = d 2 x h ( ψ ˇ ∫ (III) ψ [ ψ, ◦ ] 0 0 C 3 = ψ )     ˇ [ ˇ d 2 x ˇ f ( ˇ ∫ ψ ψ, ◦ ] 0 0 C 4 = ψ ) Z. Yoshida topological constraints 2015/08/17 11 / 23

  21. Hierarchy of 2D vortex dynamics (2) Hamiltonians We denote by ω = − ∆ ϕ the vorticity with ∆ being the Laplacian and t ( ∂ y ϕ, − ∂ x ϕ ). V = Given a Hamiltonian H E ( ω ) = − 1 ∫ d 2 x ω ∆ − 1 ω, 2 the system (I) is the vorticity equation for Eulerian flow, ∂ t ω + V · ∇ ω = 0 . t ( ∂ y ψ, − ∂ x ψ ), If ψ is the Gauss potential of a magnetic field B = and the Hamiltonian is H RMHD ( ω, ψ ) = − 1 ∫ d 2 x ω ∆ − 1 ω + ψ ∆ ψ [ ] , 2 the system (II) is the reduced MHD equation, ∂ t ω + V · ∇ ω = J × B , ∂ t ψ + V · ∇ ψ = 0 . Z. Yoshida topological constraints 2015/08/17 12 / 23

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