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Racial-Ethnic Disparities in Birth Outcomes A Life-Course Perspective Michael C. Lu, MD, MPH Associate Administrator Maternal and Child Health Health Resources and Services Administration U.S. Department of Health and Human Services Equity,


  1. Racial-Ethnic Disparities in Birth Outcomes A Life-Course Perspective Michael C. Lu, MD, MPH Associate Administrator Maternal and Child Health Health Resources and Services Administration U.S. Department of Health and Human Services Equity, Race, and Access to Midwifery National Association of Certified Professional Midwives January 4, 2017

  2. We hold these truths to be self-evident, that all men are created equal …. Declaration of Independence 1776

  3. I have a dream that one day … little black boys and black girls will be able to join hands with little white boys and white girls and walk together as sisters and brothers. Martin Luther King, Jr (1963)

  4. Racial & Ethnic Disparities Infant Mortality, 2013 Deaths Per 1,000 Live Births NCHS 2015 Year 2010 Goal

  5. Racial & Ethnic Disparities Low Birth Weight < 2500g 2013 Percent of Live Births

  6. Racial & Ethnic Disparities Very Low Birth Weight <1500g 2013 Percent of Live Births

  7. Racial & Ethnic Disparities Preterm Births < 37 weeks, 2013 Percent of Live Births NCHS 2015

  8. Racial & Ethnic Disparities Very Preterm Births < 32 Weeks, 2013 Percent of Live Singleton Births NCHS 2014

  9. Racial & Ethnic Disparities Infant Mortality, 2005, 2013 NCHS 2015

  10. Racial & Ethnic Disparities Causes of Infant Deaths, 2013 Per 1,000 Live Births NCHS 2015

  11. Why?

  12. Genetics?

  13. Genetics? Infant Deaths Per 1,000 Live Births 11.65 NCHS 2015 7.04 Foreign-Born Black US-Born Black

  14. Birth weight distribution of African-born blacks is more closely related to US-born whites than to US-born blacks David RJ, Collins JW. Differing birth weight among infants of U.S.-born blacks, African-born blacks, and U.S.-born whites. N Engl J Med. 1997 Oct 23;337(17):1209-14.

  15. Behavior?

  16. Maternal Smoking? Percent of Women Who Reported Smoking During pregnancy 13.6% 9.3% African American White NCHS 2002

  17. Maternal Smoking? Infant Deaths Per 1,000 Live Births 13.2 9.2 African American Non-Smokers White American Smokers NCHS 2002

  18. Prenatal Care?

  19. Prenatal Care? Percent of Live Births with First Trimester Prenatal Care 100 90 85% 80 84% 70 74% 74% 70% 60 50 40 30 20 10 0 African Native Hispanic Asian/PI White NCHS 2002 American American

  20. Prenatal Care? NCHS 1999 Infant Deaths Per 1,000 Live Births 12.7 5.2 African Americans First White Americans First Trimester Prenatal Care Trimester Prenatal Care

  21. Prenatal Care? NCHS 2002 Infant Deaths Per 1,000 Live Births 12.7 7.1 African Americans First White Americans Prenatal Trimester Prenatal Care Care After 1st Trimester or None

  22. SES?

  23. Racial & Ethnic Disparities Infant Mortality & Education NCHS 2002 African American African American 14.1 74% Hispanic Hispanic 51% 5.7 Infant Mortality 12 or More Years of School

  24. SES? NCHS 2002 Infant Deaths Per 1,000 Live Births 10.2 6.8 African Americans 16+ years White Americans <9 years of of schooling schooling

  25. Multiple Risk Factors?

  26. Racial and Ethnic Disparities Multiple Determinants of Birth Outcomes • Shiono et al AJPH 1997 • Controlled for 46 risk factors (demographic characteristics, medical risks, level of living, psychological, social, exposures, “newly defined”) • 236 g mean birthweight difference between African Americans & whites remained • Maternal age, smoking, BMI, housing & locus of control only significant covariates • 46 risk factors explained less than 10% of variation in birthweight

  27. Life Course Perspective

  28. Life-Course Perspective • A way of looking at life not as disconnected stages, but as an integrated continuum

  29. Life Course Perspective Lu MC, Halfon N. Racial and ethnic disparities in birth outcomes: a life-course perspective. Matern Child Health J. 2003;7:13-30.

  30. Life Course Perspective • Early programming • Cumulative pathways

  31. Early Programming

  32. Developmental Origins of Health & Disease

  33. Barker Hypothesis Birth Weight and Coronary Heart Disease 1.5 Age Adjusted Relative Risk 1.25 1 0.75 0.5 0.25 0 <5.0 5.0-5.5 5.6-7.0 7.1-8.5 8.6-10.0 >10.0 Birthweight (lbs) Rich-Edwards JW, Stampfer MJ, Manson JE, Rosner B, Hankinson SE, Colditz GA et al. Birth weight and risk of cardiovascular disease in a cohort of women followed up since 1976. Br Med Jr 1997;315:396-400 .

  34. Barker Hypothesis Birth Weight and Hypertension 170 Systolic Pressure (mmHg) 165 160 155 <=5.5 5.6-6.5 6.6-7.5 7.6-8.5 >8.5 Birthweight (lbs) Law CM, de Swiet M, Osmond C, Fayers PM, Barker DJP, Cruddas AM, et al. Initiation of hypertension in utero and its amplification throughout life. Br Med J 1993;306:24-27.

  35. Barker Hypothesis Birth Weight and Insulin Resistance Syndrome 18 Odds ratio adjusted for BMI 16 14 12 10 8 6 4 2 0 <5.5 5.6-6.5 6.6-7.5 7.6-8.5 8.6-9.5 >9.5 Birthweight (lbs) Barker DJP, Hales CN, Fall CHD, Osmond C, Phipps K, Clark PMS. Type 2 (non-insulin-dependent) diabetes mellitus, hypertension and hyperlipidaemia (Syndrome X): Relation to reduced fetal growth. Diabetologia 1993;36:62-67.

  36. Maternal Stress & Fetal Programming

  37. Maternal Stress & Fetal Programming Hypothalamus (+) CRH Hypothalamus Pituitary + CRH Pituitary (+) CRH + ACTH ACTH (+) Adrenal (+) Cortisol DHEA-S Placenta Adrenal 11-B HSD II Cortisol Norepinephrine

  38. Prenatal Stress & Programming of the Brain • Prenatal stress (animal model) • Hippocampus • Site of learning & memory formation • Stress down-regulates glucocorticoid receptors • Loss of negative feedback; overactive HPA axis • Amygdala • Site of anxiety and fear • Stress up-regulates glucocorticoid receptors • Accentuated positive feedback; overactive HPA axis Welberg LAM, Seckl JR. Prenatal stress, glucocorticoids and the programming of the brain. J Neuroendocrinol 2001;13:113-28.

  39. Prenatal Programming of the Hypothalamic-Pituitary-Adrenal Axis Welberg LAM, Seckl JR. Prenatal stress, glucocorticoids and the programming of the brain. J Neuroendocrinol 2001;13:113-28.

  40. Epigenetics Gibbs WW. The Unseen Genome: Beyond DNA. Scientific American 2003

  41. Epigenetics Same Genome, Different Epigenome R.A. Waterland, R.A. Jirtle, "Transposable elements: targets for early nutritional effects on epigenetic gene regulation," Mol Cell Biol , 23:5293-300, 2003.

  42. Cumulative Pathways

  43. Photo: http://www.lam.mus.ca.us/cats/encyclo/smilodon/

  44. Allostasis: Maintain Stability through Change McEwen BS. Protective and damaging effects of stress mediators. N Eng J Med. 1998;338:171-9 .

  45. Allostastic Load: Wear and Tear from Chronic Stress McEwen BS. Protective and damaging effects of stress mediators. N Eng J Med. 1998;338:171-9 .

  46. Stressed vs. Stressed Out • • Stressed Stressed Out • • Increased cardiac output Hypertension & cardiovascular diseases • Increased available • glucose Glucose intolerance & insulin resistance • Infection & inflammation • Enhanced immune functions • • Growth of neurons in Atrophy & death of hippocampus & prefrontal neurons in hippocampus & cortex prefrontal cortex McEwen BS. Stressed or stressed out: What is the difference? J Psychiatry Neurosci 2005; 30:315-8

  47. Allostasis & Allostatic Load McEwen BS, Lasley EN. The end of stress: As we know it. Washington DC: John Henry Press. 2002

  48. Rethinking Preterm Birth

  49. Preterm Birth & Infant Mortality, US, 2007 Source: NCHS, linked birth/infant death data set

  50. Rethinking Preterm Birth Vulnerability to preterm delivery may be traced to not only exposure to stress & infection during pregnancy, but host response to stress & infection (e.g. stress reactivity & inflammatory dysregulation) patterned over the life course (early programming & cumulative allostatic load)

  51. Preterm Birth & Maternal Ischemic Heart Disease Smith et al Lancet 2001;357:2002-06 Kaplan-Meier plots of cumulative probability of survival without admission or death from ischemic heart disease after first pregnancy in relation to preterm birth

  52. Equity, Race and Access to Midwifery

  53. Closing the Black-White Gap in Birth Outcomes: A 12-Point Plan Provide interconception care to women with prior adverse pregnancy outcomes 1. 2. Increase access to preconception care for African American women 3. Improve the quality of prenatal care 4. Expand healthcare access over the life course 5. Strengthen father involvement in African American families 6. Enhance service coordination and systems integration 7. Create reproductive social capital in African American communities 8. Invest in community building and urban renewal 9. Close the education gap 10. Reduce poverty among Black families 11. Support working mothers and families 12. Undo racism Lu MC, Kotelchuck M, Hogan V, Jones L, Jones C, Halfon N. Closing the Black-White gap in birth outcomes: A life-course approach. Ethnicity and Disease 2010;20:S2-62-76

  54. Racism

  55. MATERNAL LIFETIME EXPOSURE TO INTERPERSONAL RACISM IN 3 OR MORE DOMAINS AND INFANT BIRTH WEIGHT (Collins et al, AJPH, 2004)

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