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Projector Augmented Wave based Kohn Sham Density Functional Theory in OpenAtom with N 2 log N scaling Qi Li 2 , Eric Bohm 2 , Raghavendra Kanakagiri 3 & Glenn J. Martyna 1 1. Pimpernel Science, Software and Information Technology, USA 2.


  1. Projector Augmented Wave ‐ based Kohn ‐ Sham Density Functional Theory in OpenAtom with N 2 log N scaling Qi Li 2 , Eric Bohm 2 , Raghavendra Kanakagiri 3 & Glenn J. Martyna 1 1. Pimpernel Science, Software and Information Technology, USA 2. Computer Science, University of Illinois, Champaign ‐ Urbana, USA 3. Computer Science, IIT Tirupati, Tirupati, India Funding: NSF SI 2

  2. Goal: The study of complex heterogeneous systems to discern emergent and new physics and create impact Light in Hardware Physics ‐ based Scientific Insight Approach: solutions for From Modeling complex systems Software Methods

  3. OpenAtom Concept: Statistical Sampling of Complex Environments is Key to Understanding many Physical Systems. Biological function : enabled by fluctuations in both the environment and the biomolecules. Pollutant detection: requires sampling complex aqueous systems and then exporting the results to a GW/GW ‐ BSE app for computation of spectra. Understanding chemical reactions in dense arrays: requires non ‐ trivial sampling of the full system due to complex many ‐ body reaction paths. OpenAtom: Pimpernel (Martyna), UIUC (Kale) and Yale (Ismail ‐ Beigi) collaborate to build the Electronic Ground and Excited State parallel software and methods including classical and quantum nuclear motion capabilities to realize this vision.

  4. Key Project Accomplishments thus Far: High parallel scaling enabled by O(N 2 log N) methods & charm++ Electronic Ground State (charm++ parallelization): 1. High Parallel Scaling allows study of hydrogen storage in MOF’s via Path Integral CPAIMD. 2. Exact Exchange N 2 N 1/3 log N (for metals & insulators): 10x speed 32 waters! (SIAM in prep). 3. Projector Augmented Wave method in N 2 log N (new results!). Reduced order 54 Si at 12 Ry 16 Si at 12 Ry6 GW software soon to be released! Electronic Excited States (charm++ parallelization) 1. High Parallel Scaling for O(N 4 ) GW 2. O(N 3 ) GW method based on a shredded propagator, complex time formalism

  5. Kohn ‐ Sham Density Functional Theory (KS ‐ DFT): A workhorse of computational science . • KS ‐ DFT: Ground state electronic energy expressed exactly as the minimum of a functional of the zero temperature, 1 ‐ body density written in terms of � �� ∗ �𝒔′� 𝜍 𝒔 , 𝒔′ � � 𝜔 � �𝒔�𝜔 � , 𝑜 𝒔 � 𝜍 𝒔 , 𝒔 , 𝑂 �� � � # electrons � /2 ��� an orthonormal set of KS states , � 𝜔 � | 𝜔 � � � 2 𝜀 �� . Walter Kohn, Nobel Chemistry 1998 • KS Density Functional: Sum of the kinetic energy of non ‐ interacting electrons, Hartree energy , electron ‐ ion/external energy and an unknown correction term, exchange correlation energy functional , � � ℏ � | 𝒔 � �𝒔 � 𝑓 � 2 � 𝑒𝒔𝑒𝒔 � 𝑜 𝒔 𝑜 𝒔 � � 𝑒𝒔 𝛼 � 𝜍 𝒔 , 𝒔 � 𝐹 𝑜 𝒔 𝒔 � 𝒔 � 2 𝑛 � �𝑓 � 𝑒𝒔 𝑜 𝒔 𝑊 ��� 𝒔 ; 𝑂 � 𝐹 �� 𝑜 𝒔 , 𝑂 � # ions, 𝑂 �� ~ 𝑂 . • Generalized Gradient Approximation (GGA): Tractable approx. to 𝐹 �� 𝐹 �� 𝑜 𝒔 � � 𝑒𝒔 𝜁 �� 𝑜 𝒔 , 𝛼𝑜 𝒔

  6. KS ‐ DFT in OpenAtom • OpenAtom: Plane ‐ wave (PW) based KS ‐ DFT within the GGA – expand KS states in the delocalized PW basis. 𝜔 � 𝒔 in D ( h ) • PW ‐ KS ‐ DFT in OpenAtom ‐ Advantages: o N 2 log N or better scaling of interactions & derivatives ‐ Euler Exponential Spline (EES) Interpolation . o Only orthogonalization is ~ N 3 . o High parallelism under charm++ . o k ‐ points, path integrals, LSDA & tempering implemented. • PW ‐ KS ‐ DFT in OpenAtom ‐ Disadvantages: o Large basis set required ‐ millions and millions ( c.f. Carl Sagan). o Large memory required – need large machines. o Heavy atoms (impossibly) computationally intensive .

  7. Projector Augmented Wave Method (PAW) P. E. Blöchl, Phys. Rev. B 50 , 17953 (1994) • Projector ‐ Augmented Wave (PAW) : accurate treatment of heavy atoms in KS ‐ DFT with low computational cost. • PAW ‐ KS ‐ DFT Advantages o KS states split into localized and delocalized/smooth parts – small basis possible even for heavy atoms . o NMR and some other linear response methods require the core – PAW makes it easy. o Small memory requirement. • PAW ‐ KS ‐ DFT Disadvantages o Implemented with inefficient N 3 methods for interactions. o Parallel performance of standard implementations poor. o Accuracy control poor. Goal: Implement N 2 log N EES ‐ based PAW with high parallel efficiency in OpenAtom.

  8. PAW Basics: KS states • KS states: delocalized/smooth part, ( S ), + localized/core part , ( core ) . Core localized within a sphere of radius 𝑆 �� around each ion: � � 𝒔 � � 𝜔 �� ���� 𝒔 , ���� 𝒔 � 0, | 𝒔 � 𝑺 � | � 𝑆 �� 𝜔 � 𝒔 � 𝜔 � 𝜔 �� ��� • Smooth: fills all spaces & varies, expanded in plane ‐ waves: 𝒉 �� � / � � 𝒕 � 1 � 𝒉 exp � � 𝜔 � � 𝜔 �𝑗𝒉 �𝒕� � 𝒕 � 𝒉 𝑊 � � 𝜔 𝜔 � 𝜔 𝒉 𝒔 � 𝒊𝒕 , V = det h , 𝒉 = 2 π𝒊 �� 𝒉 � , 𝒉 � ∈ integer ∗ : • Core: localized, written in terms of fixed core projectors, Δ𝑞 , 𝑞 ��� 2 𝑆 �� ���� 𝒔 � Δ𝑞 𝒔 � 𝑺 � 𝑎 �� � , Δ𝑞 𝒔 � 𝑺 � � 0, 𝒔 � 𝑺 � � 𝑆 �� 𝜔 �� � � � � 𝑒𝑠 � 𝑞 ��� 𝒔 � 𝑺 � 𝜔 � � 𝒔 , 𝑞 ��� 𝒔 � 𝑺 � � 0, 𝒔 � 𝑺 � � 𝑆 �� ��� � � p � ��� | 𝜔 � 𝑎 �� ∗ 1 ion type, 1 channel for simplicity

  9. PAW Basics: Example KS state 𝑀 � 0 0 𝒊 � 0 𝑀 � 0 ���� 𝒔 embedded Localized ion core states, 𝜔 �� 0 0 𝑀 � ���� 𝒔 𝜔 � , � ���� 𝒔 𝜔 � , � 𝑀 � � � 𝑀 � 𝑀 � � 𝒔 , that fills D ( h ). in the smooth part of the state, 𝜔 �

  10. PAW Basics: KS ‐ DFT within LDA under periodic boundary conditions at Γ The whole enchilada: 𝐹 𝑜 𝒔 � 𝐹 ���� � 𝐹 ��� � 𝐹 � � 𝐹 �� 𝐹 ���� � � ℏ � � 𝜔 � 𝛼 � | 𝜔 � 𝐹 �� � � 𝑒𝒔 𝜁 �� 𝑜 𝒔 � 𝑒𝒔 2 𝑛 � ��𝒊� ��𝒊� � 𝑓𝑅 � 𝑜 𝒔 𝐹 � � 𝑓 � 𝑜 𝒔 𝑜 𝒔 � 𝐹 ��� � � � 𝑒𝒔 � � 2 � 𝑒𝒔 � 𝑒𝒔 ′ � 𝒔 � 𝒔 � � 𝒏𝒊 | 𝒔 � 𝒔 � � 𝒏𝒊 | ��𝒊� ��𝒊� ��𝒊� � 𝒏 𝒏 Non ‐ interacting electron kinetic energy: Smooth and core terms ������� � 𝐹 ���� ��� ������� 𝐹 ���� � 𝐹 ���� � 𝐹 ���� � � ℏ � ������� � � ℏ � ������� � � ℏ � ��� 𝛼 � | 𝜔 𝑱 ��� , � , � ∆𝑞 𝛼 � | ∆𝑞 � 𝑎 �� � � � , ∆ ��� 𝐹 ���� � 𝑒𝒔 � 𝜔 𝑱 , 𝐹 ���� � 𝑎 � 𝐹 ���� � 𝑎 �� 2 𝑛 � 2 𝑛 � 2 𝑛 � ��𝒊� � �� � Exchange Correlation energy: Smooth and core terms ��� � 𝐹 �� ������ � � ��� 𝒔 𝜁 �� 𝑜 ��� 𝒔 � � � core 𝐹 �� � 𝐹 �� 𝑒𝒔 𝑒𝒔 𝜁 �� 𝑜 � 𝒔 � 𝜁 �� 𝑜 � ��𝒊� ��� �� � � ��� 𝒔 � 𝑜 ��� 𝒔 � 𝑺 � 𝑻 𝒔 | � , 𝑜 ��� 𝒔 � � | 𝜔 𝑱 𝑜 � 𝒔 � 𝑜 ��� 𝒔 � 𝑺 � � 𝑜 ������� 𝒔 � 𝑺 � + 𝑜 ������� 𝒔 � 𝑺 � , 𝑜 � � ∀ | 𝒔 � 𝑺 � | < 𝑆 �� ∀ 𝒔 in 𝐸�𝒊� ∀ | 𝒔 � 𝑺 � | < 𝑆 ��

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