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John Lord, yellow book Nick Wright, Nick Wright Planning Edinburgh 01.08.17 The Scottish Governments brief research to identify the barrierswhich prevent the full involvement of communities, young people and other seldom-heard


  1. John Lord, yellow book Nick Wright, Nick Wright Planning Edinburgh 01.08.17

  2. The Scottish Government’s brief “…research to identify the barriers…which prevent the full involvement of communities, young people and other seldom-heard groups in the Scottish planning system and [to] provide findings which, either through changes in policy, practice or legislation, support a more collaborative and inclusive planning system”

  3. The consultant team and the work programme Inception meeting Stakeholder Literature review consultations Workshops • John Lord, yellow book • Nick Wright, Nick Wright Planning Interim report • Fiona Garven & Dave Allen, SCDC Online survey Final report • Kraken Research

  4. The timeline Sep Oct Nov Dec Jan Feb Mar Apr May Jun Barriers research study Places, people, planning: consultation + analysis PPP Position statement

  5. Defining community engagement Community engagement is a purposeful process which develops a working relationship between communities, community organisations and public and private bodies to help them to identify and act on community needs and ambitions. It involves respectful dialogue between everyone involved, aimed at improving understanding between them and taking joint action to achieve positive change. [It] is supported by the key principles of fairness and equality, and a commitment to learning and continuous improvement. National Standards for Community Engagement

  6. The context: empowerment, engagement and participation

  7. The independent review: collaboration, inclusion and empowerment

  8. Places, people and planning: consultation document – key themes Key change 2: Key change 1: People make the system Making plans for the future work Key change 3: Key change 4: Building homes and Stronger leadership and delivering infrastructure smarter resourcing

  9. Places, people and planning: People make the system work - proposals Proposal 6 Giving people and opportunity to plan their own place : a new right to plan + local place plans forming part of the LDP 7 Getting more people involved in planning : a stronger voice for children and young people 8 Improving public trust : improved pre-application consultation, discourage repeat applications and improve enforcement 9 Keeping decisions local : more local authority decision making

  10. Developing a framework for action Literature review Consultations Workshops Framework for action Test ideas through the survey

  11. Pathways to effective engagement Pre-conditions for Planning policies and Good practice: what engagement process works Creating the Learning from conditions that will Legislation, statutory experience and good give communities the rights, guidance, codes practice. Going the confidence and of conduct, access to extra mile to help the motivation to engage resources seldom-heard have a with planning voice

  12. Testing perceptions and ideas

  13. “Planning is not effective in engaging/empowering communities” 92% community/civil society agree 59% professionals

  14. “Consultation is often minimal rather than meaningful” 93% community/civil society agree 49% professionals

  15. “Local authorities often seek to manage expectations” 84% community/civil society agree 63% professionals

  16. “Community councils are keen to gather community views” 73% community/civil society agree 33% professionals

  17. “There is mutual trust, respect and confidence between the players” 86% community/civil society disagree 83 % professionals

  18. “The system is open, transparent and accessible to all” 81% community/civil society disagree 57% professionals

  19. “Planners and developers are committed to community engagement” 86% community/civil society disagree 52% professionals

  20. “Community engagement influences planning outcomes” 85% community/civil society disagree 69% professionals

  21. “We should integrate spatial planning into community planning” 84% community/civil society agree 68% professionals

  22. “We should give communities the right to plan and produce local place plans” 92% community/civil society agree 49% professionals

  23. “Engagement processes should be led by independent facilitators” 84% community/civil society agree 38% professionals

  24. “The engagement process should meet people on their own terms in their own places” 91% community/civil society agree 46% professionals

  25. There’s a lot that communities and professionals agree about • front-loading engagement • communities of interest as well as “locals” • every Council should have an engagement strategy • code of conduct for all parties • the purpose of planning is to create great places • planners should challenge developers to do better • strengthening the community council network • ring-fencing resources for community engagement

  26. What we’ve learned • the independent review panel got it right • community representatives are angry: it’s a failing system • professionals are anxious: there’s something wrong • the system isn’t fair or equal • mutual trust, respect and confidence are the essential preconditions for change – but they are absent • there is a dissonance between the language of empowerment and the reality on the ground • a “blank cheque” commitment to community engagement would be unsustainable and self-defeating

  27. Some big challenges • all communities are under-represented • reaching the seldom-heard needs to be viewed in this context • planning is complex: it is a domain of hard decisions and tensions are inevitable • what is the point to community engagement if it doesn’t exert a positive influence on policy and the built environment? • balancing local goods and public value • how much engagement can we handle? does every community have a right to plan? • everyone involved should have rights and responsibilities

  28. Challenges for everyone… • the Scottish Government must have the courage of its convictions – creating a space where the culture of engagement can flourish • councils will need to work in a different way, with planners acting as independent experts and facilitators • developers need to start by learning about the place and the community • community councils and development trusts need to be more diverse and representative and to acquire new skills

  29. The timeline Sep Oct Nov Dec Jan Feb Mar Apr May Jun Barriers research study Places, people, planning: consultation + analysis PPP Position statement

  30. THE BIG QUESTION Will the Position Statement be enough to tackle the barriers?

  31. A reminder: what the research team suggested

  32. What else is 3 key areas Barriers research Position Statement needed? Lack of trust & Mutual trust, respect & Amendments to PAC. transparency confidence amongst key players. Remove ‘free go’ after Open, transparent & accessible to refusal or appeal. ? all. Stronger enforcement. Fair & equitable. Training for professionals. Professionals must fully commit. No equal appeal rights.

  33. What else is 3 key areas Barriers research Position Statement needed? Why engage? Clarity of purpose: public or LPPs consistent with LDP. How much? individual? Empower or consult? Align community/spatial Where does it Community right to plan (lead planning. end? LPPs, engage in LDPs). Involve children & young Integrate community/spatial people more. ? planning. Consider how to shift from Community engagement plans. consultation to empowerment. Connect with the “seldom - heard”. Resources.

  34. What else is 3 key areas Barriers research Position Statement needed? Engage on national/regional public Involve people earlier in Planning is goods & local agendas. the planning process. complex: ? Rights & responsibilities: code of Guidance on rights & tensions are practice? responsibilities. inevitable More use of NSCE & SP=EED.

  35. What else is Key areas Barriers research Position Statement needed? Amendments to PAC. Mutual trust, respect & confidence amongst key players. Remove ‘free go’ after refusal or appeal. Open, transparent & accessible to Lack of trust & ? all. transparency Stronger enforcement. Fair & equitable. Training for professionals. Professionals must fully commit. No equal appeal rights. Clarity of purpose: public or LPPs consistent with LDP. individual? Empower or consult? Align community/spatial Community right to plan (lead LPPs, planning. engage in LDPs). Why engage? Involve children & young Integrate community/spatial ? How much? people more. planning. Where does it end? Consider how to shift Community engagement plans. from consultation to Connect with the “seldom - heard”. empowerment. Resources. Engage on national/regional public Involve people earlier in goods & local agendas. the planning process. Planning is complex: ? Rights & responsibilities: code of tensions are inevitable Guidance on rights & practice? responsibilities. More use of NSCE & SP=EED.

  36. John Lord, yellow book Nick Wright, Nick Wright Planning Edinburgh 01.08.17

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