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Facet Injections and Ablation: They can Work! Let me Tell You How COLIN B. HARRIS, MD ASSISTANT PROFESSOR DEPARTMENT OF ORTHOPAEDICS RUTGERS NEW JERSEY MEDICAL SCHOOL NEWARK, NJ Disclosures Consulting Globus, Inc. Background


  1. Facet Injections and Ablation: They can Work! Let me Tell You How COLIN B. HARRIS, MD ASSISTANT PROFESSOR DEPARTMENT OF ORTHOPAEDICS RUTGERS – NEW JERSEY MEDICAL SCHOOL NEWARK, NJ

  2. Disclosures • Consulting – Globus, Inc.

  3. Background • Lumbar central canal stenosis common in patients >65 yrs of age • Clinical syndrome of low back pain (LBP) +/- • Radiculopathy • Neurogenic claudication • Conservative treatment • NSAID’s • Physical Therapy

  4. Treatment algorithm • Epidural • Laminectomy • NSAID’s • Facet injection • Fusion Conservative Injections Surgery • Physical • Medial branch • Interspinous Therapy blocks device

  5. “Three Joint Complex” • Spinal motion segment • Intervertebral disc + 2 paired facet (zygaphophyseal) joints • Disc degeneration -> micro- instability -> facet degeneration • Late stabilization (osteophytes) Kirkaldy-Willis, Farfan Clin Orthop 1982

  6. Anatomy of Facet • Superior articular process “SAP” (dorsomedial) • Inferior articular process “IAP” (ventrolateral) • Capsule • 1 mm thick • Attaches 2 mm from articular surface SAP • Innervation: two medial branches of dorsal primary ramus and level above (MBB) IAP

  7. “Facet Syndrome” • Sagittally oriented in lumbar spine • Unlike disc -> restricts rotatory motion, allows flexion and extension • Protects disc from excessive shear / torsional strain • Disc degen -> load shifts posteriorly to facets • Aging • Micro-instability • Often accompanies spinal stenosis

  8. CT Grading of Facet Degeneration

  9. Types of Facet Injections • Intra-articular blocks • Medial branch blocks • Radiofrequency ablation (RFA)

  10. Intra-articular injections • Mooney and Robertson 1976 • Target joint capsule • Anesthetic of known half-life -> Diagnostic block • <50% maintain response over 3-6 months • Lowest level of evidence but commonly performed Mooney V, Robertson J. Clin Orthop 1976;115:149-57.

  11. Protocol • Facets postulated as pain generator • Controlled, diagnostic block with arthrogram • Zygapophyseal pain likely if 100% relief Varlotta G, et al. Skeletal Radiol 2011;40:149-157

  12. Medial branch blocks “MBB” • Innervation to joint directly targeted • Significant improvements in pain reported at 3,6, 9 and 12 months (Manchikanti et al 2007) • Pain fibers inhibited by anesthetic alone (steroids not critical) • Risk of complications low

  13. Medial branch neurotomy (ablation) • Shealy 1974 -> “facet denervation” • Percutaneous coagulation / denervation (RF electrode) • Later found to be anatomically flawed • Renamed “Medial Branch Neurotomy” Bogduk et al. 1980 • Nerve proteins denatured-> lasting effect • 60-90% of patients good relief at 9-12 months (Dreyfuss, Gofeld et al.) Bogduk N. Spine J 2008;1:56-64.

  14. • Review of 21 RCT and 5 observational studies (chronic LBP) • At least 50% improvement in pain and functional status = effective • Long-term effectiveness Level II for radiofrequency neurotomy and lumbar facet joint nerve blocks • Level III for lumbar intra-articular injections • Level IV for cervical intra-articular injections

  15. Lumbar facet injections work…

  16. But what about for spinal stenosis?

  17. • Retrospective review (N=42 pts) • Mean age 58 yrs • All patients with central canal stenosis or severe stenosis (Guen grade 3) with a “bleeding diathesis” • 25/42 (59.5%) received effective treatment (median 145 days) • 72% effective (pts with mild stenosis) vs. 41% effective (severe stenosis) • No incidence of bleeding or major complications • Conclusion: FJI are viable and safer alternative to ESI

  18. • Retrospective review (N=73 pts over 1 year period) • All pts underwent facet joint injections (FJI) and epidural steroid injections (ESI) for lumbar central stenosis • Mean age 69.7 yrs, 66% received FJI as 3 rd injection (patient choice) • 13/19 (68%) reported FJI to be effective after initial ineffective ESI • 3/6 (50%) reported ESI to be effective after initial ineffective FCI

  19. Conclusions • Facet injections / MBB can play an important role in chronic LBP and spinal stenosis • Risk of complications is low (vs. ESI) • Diagnostic injections useful prior to starting treatment • Best data is for Medial Branch Neurotomies (vs. intra-articular)

  20. Conclusions • However… • Procedures may be over-utilized -> • High level evidence lacking to make definite recommendation • Surgical decompression still best for neuro deficits, progressive symptoms, severe stenosis

  21. Conclusions • However… • Procedures may be over-utilized -> Must accurately diagnose pain generator • High level evidence lacking to make definite recommendation • Surgical decompression still best for neuro deficits, progressive symptoms, severe stenosis

  22. Thank you!

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