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ARE BLACK HOLES REAL ? Sergiu Klainerman Princeton University November 16, 2015 TWO NOTIONS OF REALITY MATHEMATICAL REALITY. An object is real if it is 1 mathematically consistent. PHYSICAL REALITY. A mathematical model is real if it 2


  1. ARE BLACK HOLES REAL ? Sergiu Klainerman Princeton University November 16, 2015

  2. TWO NOTIONS OF REALITY MATHEMATICAL REALITY. An object is real if it is 1 mathematically consistent. PHYSICAL REALITY. A mathematical model is real if it 2 leads to effects verifiable by experiments. Can physical reality be tested by mathematical means, in the framework of a given theory ? EXAMPLE. Black holes are specific solutions of the Einstein field equations. They exist as real, rich and beautiful mathematical objects, which deserve to be studied for their own sake. They are also consistent with many indirect astrophysical observations. BUT ARE THEY REAL ?

  3. TWO NOTIONS OF REALITY MATHEMATICAL REALITY. An object is real if it is 1 mathematically consistent. PHYSICAL REALITY. A mathematical model is real if it 2 leads to effects verifiable by experiments. Can physical reality be tested by mathematical means, in the framework of a given theory ? EXAMPLE. Black holes are specific solutions of the Einstein field equations. They exist as real, rich and beautiful mathematical objects, which deserve to be studied for their own sake. They are also consistent with many indirect astrophysical observations. BUT ARE THEY REAL ?

  4. TWO NOTIONS OF REALITY MATHEMATICAL REALITY. An object is real if it is 1 mathematically consistent. PHYSICAL REALITY. A mathematical model is real if it 2 leads to effects verifiable by experiments. Can physical reality be tested by mathematical means, in the framework of a given theory ? EXAMPLE. Black holes are specific solutions of the Einstein field equations. They exist as real, rich and beautiful mathematical objects, which deserve to be studied for their own sake. They are also consistent with many indirect astrophysical observations. BUT ARE THEY REAL ?

  5. TWO NOTIONS OF REALITY MATHEMATICAL REALITY. An object is real if it is 1 mathematically consistent. PHYSICAL REALITY. A mathematical model is real if it 2 leads to effects verifiable by experiments. Can physical reality be tested by mathematical means, in the framework of a given theory ? EXAMPLE. Black holes are specific solutions of the Einstein field equations. They exist as real, rich and beautiful mathematical objects, which deserve to be studied for their own sake. They are also consistent with many indirect astrophysical observations. BUT ARE THEY REAL ?

  6. WHAT IS A BLACK HOLE ? Stationary, asymptotically flat, solutions of the Einstein field equations (in vacuum), Ric( g ) = 0 . DEFINITION [External Black Hole] Asymptoticaly flat, globally hyperbolic, Lorentzian manifold with boundary ( M , g ), diffeomorphic to the complement of a cylinder ⊂ R 1+3 . Metric g has an asymptotically timelike, Killing vectorfield T , L T g = 0 . Completeness (of Null Infinity)

  7. KERR FAMILY K ( a , m ) Boyer-Lindquist ( t , r , θ, ϕ ) coordinates. − ρ 2 ∆ Σ 2 ( dt ) 2 + Σ 2 (sin θ ) 2 + ρ 2 d ϕ − 2 amr � 2 � ∆ ( dr ) 2 + ρ 2 ( d θ ) 2 , Σ 2 dt ρ 2 ∆ = r 2 + a 2 − 2 mr ;    ρ 2 = r 2 + a 2 (cos θ ) 2 ; Σ 2 = ( r 2 + a 2 ) 2 − a 2 (sin θ ) 2 ∆ .   Stationary. T = ∂ t Axisymmetric. Z = ∂ ϕ Schwarzschild. a = 0 , m > 0, static, spherically symmetric. r 2 ( dt ) 2 + r 2 − ∆ r 2 = 1 − 2 m ∆ ∆( dr ) 2 + r 2 d σ S 2 , r

  8. KERR SPACETIME K ( a , m ) , | a | ≤ m ∆ = r 2 + a 2 − 2 mr Maximal Extension ∆( r − ) = ∆( r + ) = 0, External region. r > r + Event horizon. r = r + . Black Hole. r < r +

  9. EXTERNAL KERR Stationary, axisymmetric. Nonempty ergoregion . Non- positive energy. Region of trapped null geodesics

  10. DYNAMICAL COLLAPSE Standard Picture Large concentrations of matter may lead to the formation of a dy- namical black hole settling down, by gravitational radiation, to a Kerr or Kerr-Newman stationary black hole. PRESUPPOSES: Large concentrations of matter lead to the strong causal deformations of Black Holes! All stationary states are Kerr, or Kerr-Newman, black holes. These latter are stable under general perturbations.

  11. DYNAMICAL COLLAPSE Standard Picture Large concentrations of matter may lead to the formation of a dy- namical black hole settling down, by gravitational radiation, to a Kerr or Kerr-Newman stationary black hole. PRESUPPOSES: Large concentrations of matter lead to the strong causal deformations of Black Holes! All stationary states are Kerr, or Kerr-Newman, black holes. These latter are stable under general perturbations.

  12. DYNAMICAL COLLAPSE Standard Picture Large concentrations of matter may lead to the formation of a dy- namical black hole settling down, by gravitational radiation, to a Kerr or Kerr-Newman stationary black hole. PRESUPPOSES: Large concentrations of matter lead to the strong causal deformations of Black Holes! All stationary states are Kerr, or Kerr-Newman, black holes. These latter are stable under general perturbations.

  13. DYNAMICAL COLLAPSE Standard Picture Large concentrations of matter may lead to the formation of a dy- namical black hole settling down, by gravitational radiation, to a Kerr or Kerr-Newman stationary black hole. PRESUPPOSES: Large concentrations of matter lead to the strong causal deformations of Black Holes! All stationary states are Kerr, or Kerr-Newman, black holes. These latter are stable under general perturbations.

  14. TESTS OF REALITY Ric ( g ) = 0 RIGIDITY. Does the Kerr family K ( a , m ), 0 ≤ a ≤ m , 1 exhaust all possible vacuum black holes ? STABILITY. Is the Kerr family stable under arbitrary small 2 perturbations ? COLLAPSE. Can black holes form starting from reasonable 3 initial data configurations ? Formation of trapped surfaces.

  15. TESTS OF REALITY Ric ( g ) = 0 RIGIDITY. Does the Kerr family K ( a , m ), 0 ≤ a ≤ m , 1 exhaust all possible vacuum black holes ? STABILITY. Is the Kerr family stable under arbitrary small 2 perturbations ? COLLAPSE. Can black holes form starting from reasonable 3 initial data configurations ? Formation of trapped surfaces.

  16. TESTS OF REALITY Ric ( g ) = 0 RIGIDITY. Does the Kerr family K ( a , m ), 0 ≤ a ≤ m , 1 exhaust all possible vacuum black holes ? STABILITY. Is the Kerr family stable under arbitrary small 2 perturbations ? COLLAPSE. Can black holes form starting from reasonable 3 initial data configurations ? Formation of trapped surfaces.

  17. TESTS OF REALITY Ric ( g ) = 0 Does the Kerr family K ( a , m ), 0 ≤ a ≤ m , RIGIDITY. 1 exhaust all possible vacuum black holes ? STABILITY. Is the Kerr family stable under arbitrary small 2 perturbations ? COLLAPSE. Can black holes form starting from reasonable 3 initial data configurations ? Formation of trapped surfaces. INITIAL VALUE PROBLEM: Specify initial conditions on a given initial hypersurface and study its maximal future, globally hyperbolic development. J. Leray, Y. C. Bruhat(1952) Ric(g)=0

  18. I. RIGIDITY RIGIDITY CONJECTURE. Kerr family K ( a , m ), 0 ≤ a ≤ m , exhaust all stationary , asymptot- ically flat, regular vacuum black holes. Despite common perceptions the conjecture is far from settled! True in the static case. [Israel, Bunting-Masood ul Ulam] True in the axially symmetric case [Carter-Robinson] True in general, under an analyticity assumption [Hawking] True close to a Kerr space-time [Alexakis-Ionescu-Kl]

  19. I. RIGIDITY RIGIDITY CONJECTURE. Kerr family K ( a , m ), 0 ≤ a ≤ m , exhaust all stationary , asymptot- ically flat, regular vacuum black holes. Despite common perceptions the conjecture is far from settled! True in the static case. [Israel, Bunting-Masood ul Ulam] True in the axially symmetric case [Carter-Robinson] True in general, under an analyticity assumption [Hawking] True close to a Kerr space-time [Alexakis-Ionescu-Kl]

  20. I. RIGIDITY RIGIDITY CONJECTURE. Kerr family K ( a , m ), 0 ≤ a ≤ m , exhaust all stationary , asymptot- ically flat, regular vacuum black holes. Despite common perceptions the conjecture is far from settled! True in the static case. [Israel, Bunting-Masood ul Ulam] True in the axially symmetric case [Carter-Robinson] True in general, under an analyticity assumption [Hawking] True close to a Kerr space-time [Alexakis-Ionescu-Kl]

  21. I. RIGIDITY RIGIDITY CONJECTURE. Kerr family K ( a , m ), 0 ≤ a ≤ m , exhaust all stationary , asymptot- ically flat, regular vacuum black holes. Despite common perceptions the conjecture is far from settled! True in the static case. [Israel, Bunting-Masood ul Ulam] True in the axially symmetric case [Carter-Robinson] True in general, under an analyticity assumption [Hawking] True close to a Kerr space-time [Alexakis-Ionescu-Kl]

  22. I. RIGIDITY RIGIDITY CONJECTURE. Kerr family K ( a , m ), 0 ≤ a ≤ m , exhaust all stationary , asymptot- ically flat, regular vacuum black holes. Despite common perceptions the conjecture is far from settled! True in the static case. [Israel, Bunting-Masood ul Ulam] True in the axially symmetric case [Carter-Robinson] True in general, under an analyticity assumption [Hawking] True close to a Kerr space-time [Alexakis-Ionescu-Kl]

  23. I. RIGIDITY MAIN NEW IDEAS There exists a second Killing v-field H along N ∪ N . Extending H leads to an ill posed problem. NEW APPROACH. Design a unique continuation argument to extend H . MAIN OBSTRUCTION. Presence of T -trapped null geodesics. No such objects in Kerr, or close to Kerr!

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