Use of theory in qualitative research: A practical example Amanda Brewster June 2017 Yale School of Public Health
Overview 2 What we mean by theory Grounded theory and qualitative methods Contributions of theory: an example study
What is theory? 3 Relationships among variables and propositions that explain phenomena (Brazil, 2005) - Mechanisms of action, models, conceptual frameworks - How societies work, how organizations operate Different lenses to look at complicated problems and social issues (Reeves, 2008) - Focus attention on different aspects of data - Many lenses can be applied to same problem
Sample theories in HSR 4 • Organizations learn Organizational learning theory • Absorptive capacity • Guard knowledge Professionalization theory • Preserve autonomy
Concerns about theory 5 Concerns Impractical Introduces bias
Essential role of theory 6 Concerns Reassurance • Why and how Impractical interventions work • Translation • Identify novel findings Introduces bias • Avoid redundant ones • Explore nuance
Example project 7
Study goal 8 Understand how health care and social services organizations can effectively work together to improve health outcomes at reasonable cost for older adults with complex needs. $ Income Home Health Social Nutrition Support Safety Care Support
Research Strategy 9 Comparison of 10 higher and 6 lower performing communities (16 total) Interviews with 245 representatives Constant comparative method
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Theory: Research Question 11 Coordination theory • Reciprocally interdependent tasks are difficult to coordinate well (Thompson, 1967) • Organizations structure to minimize them; use various mechanisms to coordinate remaining • Health/ social services: reciprocally interdependent • Do coordination mechanisms improve performance?
Theory: Data collection 12 Organizational culture • Shared assumptions that influence interaction (Schein, 2006) • May be taken for granted by participants • Focus data collection on specific examples of how organizations work together
Theory: Analysis (1) 13 Brokered Governance theories Non-brokered High performers Hierarchical and actively unstructured models coordinated both seen
Theory: Analysis (2) 14 Strategic Trust alliance Control theories High performers Not enough data on actively trust and control coordinated mechanisms
Theory: Analysis (3) 15 Sociology of Multiplex ties organizations 4 relationship functions Trust-building • Problem identification High performers • actively Collective action • coordinated accountability •
Summary 16 Theory is an important part of qualitative research Orients choices in study design, data collection Can point to novel aspects of context and process
Acknowledgements 17 Co-Authors Funders Marie A. Brault Commonwealth Fund Annabel X. Tan Donaghue Foundation Leslie A. Curry Elizabeth H. Bradley
References 18 Brazil K, Ozer E, Cloutier MM, Levine R, Streyer D. 2005. From theory to practice: improving the impact of health services research. BMC Health Services Research 5:1. Reeves S, Albert M, Kuper A, Hodges D. 2008. Why use theories in qualitative research? BMJ 337: 631-634. Wilensky H. The Professionalization of Everyone? American Journal of Sociology 70(2): 137- 158. Thompson JD. Organizations in Action. New Brunswick: Transaction Publishers, 1967. Schein E. Organizational Culture and Leadership. John Wiley & Sons, 2006. Provan KG, Kenis P. 2008. Modes of network governance: structure, management and effectiveness. Journal of Public Administration Research and Theory 18: 229-252. Das TK, Teng B. 1998. Between Trust and Control: Developing Confidence in Partner Cooperation in Alliances. The Academy of Management Review 23: 491-512. Safford S. 2009. Why the Garden Club Couldn’t Save Youngstown: The Transformation of the Rust Belt. Cambridge: Harvard University Press. Schein E. 2006. Organizational Culture and Leadership. John Wiley & Sons.
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