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Priority Queue / Heap Stores ( key,data ) pairs (like dictionary) But, different set of operations: Initialize Heap : creates new empty heap Is Empty : returns true if heap is empty Insert ( key,data ): inserts ( key,data


  1. Priority Queue / Heap • Stores ( key,data ) pairs (like dictionary) • But, different set of operations: • Initialize ‐ Heap : creates new empty heap • Is ‐ Empty : returns true if heap is empty • Insert ( key,data ): inserts ( key,data ) ‐ pair, returns pointer to entry • Get ‐ Min : returns ( key,data ) ‐ pair with minimum key • Delete ‐ Min : deletes minimum ( key,data ) ‐ pair • Decrease ‐ Key ( entry,newkey ): decreases key of entry to newkey • Merge : merges two heaps into one Algorithm Theory, WS 2012/13 Fabian Kuhn 1

  2. Implementation of Dijkstra’s Algorithm Store nodes in a priority queue, use ���, �� as keys: 1. Initialize � �, � � 0 and � �, � � ∞ for all � � � 2. All nodes are unmarked 3. Get unmarked node � which minimizes ���, �� : mark node � 4. For all � � �, � ∈ � , � �, � � min � �, � , � �, � � � � 5. 6. Until all nodes are marked Algorithm Theory, WS 2012/13 Fabian Kuhn 2

  3. Analysis Number of priority queue operations for Dijkstra: � • Initialize ‐ Heap : |�| • Is ‐ Empty : |�| • Insert : |�| • Get ‐ Min : |�| • Delete ‐ Min : |�| • Decrease ‐ Key : � • Merge : Algorithm Theory, WS 2012/13 Fabian Kuhn 3

  4. Priority Queue Implementation Implementation as min ‐ heap:  complete binary tree, e.g., stored in an array ���� • Initialize ‐ Heap : ���� • Is ‐ Empty : � ��� � • Insert : • Get ‐ Min : � � � ��� � • Delete ‐ Min : � ��� � • Decrease ‐ Key : • Merge (heaps of size � and � , � � � ): ��� ��� �� Algorithm Theory, WS 2012/13 Fabian Kuhn 4

  5. Better Implementation • Can we do better? • Cost of Dijkstra with complete binary min ‐ heap implementation: � � log � • Can be improved if we can make decrease ‐ key cheaper… • Cost of merging two heaps is expensive • We will get there in two steps: Binomial heap  Fibonacci heap Algorithm Theory, WS 2012/13 Fabian Kuhn 5

  6. Definition: Binomial Tree Binomial tree � � of order � � � 0 : � � � � ��� � � � � � Algorithm Theory, WS 2012/13 Fabian Kuhn 6

  7. Binomial Trees � � � � � � � � Algorithm Theory, WS 2012/13 Fabian Kuhn 7

  8. Properties 1. Tree � � has 2 � nodes 2. Height of tree � � is � 3. Root degree of � � is � 4. In � � , there are exactly � nodes at depth � � Algorithm Theory, WS 2012/13 Fabian Kuhn 8

  9. Binomial Coefficients • Binomial coefficient: � � : # of � � element � subsets of a set of size � • Property: � ��� ��� � � ��� � � Pascal triangle: Algorithm Theory, WS 2012/13 Fabian Kuhn 9

  10. Number of Nodes at Depth in Claim: In � � , there are exactly � nodes at depth � � Algorithm Theory, WS 2012/13 Fabian Kuhn 10

  11. Binomial Heap • Keys are stored in nodes of binomial trees of different order � nodes : there is a binomial tree � � or order � iff bit � of base ‐ 2 representation of � is 1 . • Min ‐ Heap Property: Key of node � � keys of all nodes in sub ‐ tree of � Algorithm Theory, WS 2012/13 Fabian Kuhn 11

  12. Example • 10 keys: �2, 5, 8, 9, 12, 14, 17, 18, 20, 22, 25� • Binary representation of � : 11 � � 1011  trees � � , � � , and � � present � � � � � � 5 2 17 9 14 20 8 12 18 25 22 Algorithm Theory, WS 2012/13 Fabian Kuhn 12

  13. Child ‐ Sibling Representation Structure of a node: parent key degree child sibling � � � � � � Algorithm Theory, WS 2012/13 Fabian Kuhn 13

  14. Link Operation • Unite two binomial trees of the same order to one tree:  12 � � ⨁� � ⇒ � ���  • Time: ����  15 20 18   ⨁ 25 40 22 � � � �     30   Algorithm Theory, WS 2012/13 Fabian Kuhn 14

  15. Merge Operation Merging two binomial heaps: • For � � �, �, … , ��� � : If there are 2 or 3 binomial trees � � : apply link operation to merge 2 trees into one binomial tree � ��� � � � � � � � � � �� � �� � � � � � � � � � �� � �� Time: � � � � � � � � � � � �� � �� � � ∪ � � Algorithm Theory, WS 2012/13 Fabian Kuhn 15

  16. Example 9 13 5 2 17 12 18 14 20 8 22 25 Algorithm Theory, WS 2012/13 Fabian Kuhn 16

  17. Operations Initialize : create empty list of trees Get minimum of queue: time ��1� (if we maintain a pointer) Decrease ‐ key at node � : • Set key of node � to new key • Swap with parent until min ‐ heap property is restored • Time: ��log �� Insert key � into queue � : 1. Create queue � � of size 1 containing only � 2. Merge � and � � • Time for insert: ��log �� Algorithm Theory, WS 2012/13 Fabian Kuhn 17

  18. Operations Delete ‐ Min Operation: 1. Find tree � � with minimum root � 2. Remove � � from queue �  queue �′ 3. Children of � form new queue �′′ 4. Merge queues �′ and �′′ • Overall time: ����� �� Algorithm Theory, WS 2012/13 Fabian Kuhn 18

  19. Delete ‐ Min Example 2 5 17 9 14 20 8 12 18 25 22 Algorithm Theory, WS 2012/13 Fabian Kuhn 19

  20. Complexities Binomial Heap ���� • Initialize ‐ Heap : ���� • Is ‐ Empty : � ��� � • Insert : � � • Get ‐ Min : � ��� � • Delete ‐ Min : � ��� � • Decrease ‐ Key : ����� �� • Merge (heaps of size � and � , � � � ): Algorithm Theory, WS 2012/13 Fabian Kuhn 20

  21. Can We Do Better? • Binomial heap: insert, delete ‐ min, and decrease ‐ key cost ��log �� • One of the operations insert or delete ‐ min must cost Ω�log �� : – Heap ‐ Sort: Insert � elements into heap, then take out the minimum � times – (Comparison ‐ based) sorting costs at least Ω�� log �� . • But maybe we can improve decrease ‐ key and one of the other two operations? • Structure of binomial heap is not flexible: – Simplifies analysis, allows to get strong worst ‐ case bounds – But , operations almost inherently need at least logarithmic time Algorithm Theory, WS 2012/13 Fabian Kuhn 21

  22. Fibonacci Heaps Lacy ‐ merge variant of binomial heaps: • Do not merge trees as long as possible… Structure: A Fibonacci heap � consists of a collection of trees satisfying the min ‐ heap property. Variables: • �. ��� : root of the tree containing the (a) minimum key • �. �������� : circular, doubly linked, unordered list containing the roots of all trees • �. ���� : number of nodes currently in � Algorithm Theory, WS 2012/13 Fabian Kuhn 22

  23. Trees in Fibonacci Heaps Structure of a single node � : parent right left key degree child mark • �. ����� : points to circular, doubly linked and unordered list of the children of � • �. ���� , �. ����� : pointers to siblings (in doubly linked list) • �. ���� : will be used later… Advantages of circular, doubly linked lists: • Deleting an element takes constant time • Concatenating two lists takes constant time Algorithm Theory, WS 2012/13 Fabian Kuhn 23

  24. Example Figure: Cormen et al., Introduction to Algorithms Algorithm Theory, WS 2012/13 Fabian Kuhn 24

  25. Simple (Lazy) Operations Initialize ‐ Heap � : • �. �������� ≔ �. ��� ≔ ���� Merge heaps � and �′ : • concatenate root lists • update �. ��� Insert element � into � : • create new one ‐ node tree containing �  H′ • merge heaps � and �′ Get minimum element of � : • return �. ��� Algorithm Theory, WS 2012/13 Fabian Kuhn 25

  26. Operation Delete ‐ Min Delete the node with minimum key from � and return its element: � ≔ �. ���; 1. if �. ���� � 0 then 2. remove �. ��� from �. �������� ; 3. add �. ���. ����� (list) to �. �������� 4. �. ������������� ; 5. // Repeatedly merge nodes with equal degree in the root list // until degrees of nodes in the root list are distinct. // Determine the element with minimum key return � 6. Algorithm Theory, WS 2012/13 Fabian Kuhn 26

  27. Rank and Maximum Degree Ranks of nodes, trees, heap: Node � : • ������� : degree of � Tree � : • ���� � : rank (degree) of root node of � Heap � : • ������� : maximum degree of any node in � Assumption ( � : number of nodes in � ): ���� � � ���� – for a known function ���� Algorithm Theory, WS 2012/13 Fabian Kuhn 27

  28. Merging Two Trees Given: Heap ‐ ordered trees � , �′ with ���� � � ������ � � • Assume: min ‐ key of � � min ‐ key of �′ Operation ������, � � � : ���� � �′ • Removes tree �′ from root list and adds � � to child list of � • ���� � ≔ ���� � � 1 � • � � . ���� ≔ ����� �′ Algorithm Theory, WS 2012/13 Fabian Kuhn 28

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