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Introduction Literature Review Survey Design Validity Tests Discussion Appendix Measuring Hope An Empirical Approach with Validation from Rural Myanmar Jeffrey R. Bloem Department of Agricultural, Food, and Resource Economics Michigan


  1. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Measuring Hope An Empirical Approach with Validation from Rural Myanmar Jeffrey R. Bloem Department of Agricultural, Food, and Resource Economics Michigan State University June 3, 2016 Jeffrey R. Bloem Michigan State University Measuring Hope

  2. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Outline Introduction Literature Review Survey Design Summary Statistics Validity Tests Construct Validity Conceptual Validity Empirical Validity Discussion Appendix Jeffrey R. Bloem Michigan State University Measuring Hope

  3. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Background ◮ Development economists have long focused on the external constraints to development and poverty alleviation Jeffrey R. Bloem Michigan State University Measuring Hope

  4. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Background ◮ Development economists have long focused on the external constraints to development and poverty alleviation ◮ In recent years, ‘aspirations’ has become an intriguing and exciting topic among development economists Jeffrey R. Bloem Michigan State University Measuring Hope

  5. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Background ◮ Development economists have long focused on the external constraints to development and poverty alleviation ◮ In recent years, ‘aspirations’ has become an intriguing and exciting topic among development economists ◮ This follows the trend of considering potential internal constraints to development and poverty alleviation Jeffrey R. Bloem Michigan State University Measuring Hope

  6. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Motivation Banerjee et al. (2015): ◮ “Perhaps this program worked by making beneficiaries feel that they mattered, that the rest of society cared about them, that with this initial help they now had some control over their future well-being, and therefore, the future could become better.” Jeffrey R. Bloem Michigan State University Measuring Hope

  7. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Motivation Banerjee et al. (2015): ◮ “Perhaps this program worked by making beneficiaries feel that they mattered, that the rest of society cared about them, that with this initial help they now had some control over their future well-being, and therefore, the future could become better.” ◮ “A much more detailed psychological measurement would be necessary to fully understand this result and its underlying mechanism.” Jeffrey R. Bloem Michigan State University Measuring Hope

  8. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Some Definitions ◮ Hope is defined as a function of: ◮ Aspirations ◮ Agency ◮ Pathways Jeffrey R. Bloem Michigan State University Measuring Hope

  9. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Some Definitions ◮ Hope is defined as a function of: ◮ Aspirations ◮ Agency ◮ Pathways ◮ Similar, yet distinct, from other concepts such as: ◮ Psychology: optimism, self-efficacy, self-esteem, locus of control ◮ Economics: subjective expectations, risk aversion, reference dependent utility, discount rates Jeffrey R. Bloem Michigan State University Measuring Hope

  10. Introduction Literature Review Survey Design Validity Tests Discussion Appendix The Study Site: Mon State, Myanmar Jeffrey R. Bloem Michigan State University Measuring Hope

  11. Introduction Literature Review Survey Design Validity Tests Discussion Appendix The Psychology of Poverty ◮ Poverty may have specific psychological consequences that may stall, or even prevent, a future escape from poverty (Haushofer and Fehr 2014; Mullainathan and Shafir 2013; Mani et al. 2013). Jeffrey R. Bloem Michigan State University Measuring Hope

  12. Introduction Literature Review Survey Design Validity Tests Discussion Appendix The Psychology of Poverty ◮ Poverty may have specific psychological consequences that may stall, or even prevent, a future escape from poverty (Haushofer and Fehr 2014; Mullainathan and Shafir 2013; Mani et al. 2013). ◮ May cause the poor to refrain from adopting seemingly obvious welfare-enhancing investments (Goldstein and Udry 2008; Duflo, Kremer, and Robinson 2008; Miguel and Kremer 2004). Jeffrey R. Bloem Michigan State University Measuring Hope

  13. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Theoretical Literature ◮ The poor lack the capacity to aspire, not because they are unable to dream or hope, but because lacking material resources means the poor are less able to explore and iterate with their aspirations (Appadurai 2004). Jeffrey R. Bloem Michigan State University Measuring Hope

  14. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Theoretical Literature ◮ The poor lack the capacity to aspire, not because they are unable to dream or hope, but because lacking material resources means the poor are less able to explore and iterate with their aspirations (Appadurai 2004). ◮ The ‘aspirations window’, the ‘aspirations gap’, and ‘aspirations failure’ (Ray 2006). Jeffrey R. Bloem Michigan State University Measuring Hope

  15. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Theoretical Literature ◮ The poor lack the capacity to aspire, not because they are unable to dream or hope, but because lacking material resources means the poor are less able to explore and iterate with their aspirations (Appadurai 2004). ◮ The ‘aspirations window’, the ‘aspirations gap’, and ‘aspirations failure’ (Ray 2006). ◮ Dalton, Ghosal, and Mani (2016) model how poverty curtails the poor’s capacity to aspire. Jeffrey R. Bloem Michigan State University Measuring Hope

  16. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Theoretical Literature ◮ The poor lack the capacity to aspire, not because they are unable to dream or hope, but because lacking material resources means the poor are less able to explore and iterate with their aspirations (Appadurai 2004). ◮ The ‘aspirations window’, the ‘aspirations gap’, and ‘aspirations failure’ (Ray 2006). ◮ Dalton, Ghosal, and Mani (2016) model how poverty curtails the poor’s capacity to aspire. ◮ Lybbert and Wydick (2016) model how hope, defined as a function of aspirations, agency, and pathways, influences economic behavior. Jeffrey R. Bloem Michigan State University Measuring Hope

  17. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Empirical Literature ◮ Role models and aspirations ◮ Female leadership and educational and occupational aspirations in India (Beaman et al. 2012). ◮ Cash transfers with social interactions and aspirations in Nicaragua (Macours and Vakis 2014). Jeffrey R. Bloem Michigan State University Measuring Hope

  18. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Empirical Literature ◮ Role models and aspirations ◮ Female leadership and educational and occupational aspirations in India (Beaman et al. 2012). ◮ Cash transfers with social interactions and aspirations in Nicaragua (Macours and Vakis 2014). ◮ Video based RCT in Ethiopia ◮ Previous shortcomings addressed - establishing causality ◮ Concerns persist - psychologically worse off? Jeffrey R. Bloem Michigan State University Measuring Hope

  19. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Empirical Literature ◮ Role models and aspirations ◮ Female leadership and educational and occupational aspirations in India (Beaman et al. 2012). ◮ Cash transfers with social interactions and aspirations in Nicaragua (Macours and Vakis 2014). ◮ Video based RCT in Ethiopia ◮ Previous shortcomings addressed - establishing causality ◮ Concerns persist - psychologically worse off? ◮ More: Glewwe, Ross, and Wydick (2014), Ross (2016) Jeffrey R. Bloem Michigan State University Measuring Hope

  20. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Data ◮ The Mon State Rural Household Livelihoods Survey ◮ May 2015 ◮ 1,680 households in 140 enumeration areas Jeffrey R. Bloem Michigan State University Measuring Hope

  21. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Data ◮ The Mon State Rural Household Livelihoods Survey ◮ May 2015 ◮ 1,680 households in 140 enumeration areas ◮ The Hope Survey ◮ March 2016 ◮ 503 households in 48 enumeration areas Jeffrey R. Bloem Michigan State University Measuring Hope

  22. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Survey Instruments ◮ Aspirations (Bernard and Taffesse 2014) ◮ Both continuous and discrete variables Jeffrey R. Bloem Michigan State University Measuring Hope

  23. Introduction Literature Review Survey Design Validity Tests Discussion Appendix Survey Instruments ◮ Aspirations (Bernard and Taffesse 2014) ◮ Both continuous and discrete variables ◮ Hope Scale (Snyder 1994, 2002) ◮ Likert scale ◮ Bounded between 0 and 10 ◮ Aggregated scores generate a continuous measurement Jeffrey R. Bloem Michigan State University Measuring Hope

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