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Introduction The cof-model The aa-model HOD 1 Inner models from extended logics Joint work with Juliette Kennedy and Menachem Magidor Department of Mathematics and Statistics, University of Helsinki ILLC, University of Amsterdam January 2017


  1. Introduction The cof-model The aa-model HOD 1 Inner models from extended logics Joint work with Juliette Kennedy and Menachem Magidor Department of Mathematics and Statistics, University of Helsinki ILLC, University of Amsterdam January 2017 1 / 43

  2. Introduction The cof-model The aa-model HOD 1 Constructible hierarchy generalized L ′ = ∅ 0 L ′ Def L ∗ ( L ′ = α ) α + 1 L ′ α<ν L ′ = � α for limit ν ν We use C ( L ∗ ) to denote the class � α L ′ α . 2 / 43

  3. Introduction The cof-model The aa-model HOD 1 Thus a typical set in L ′ α + 1 has the form = ϕ ( a ,� X = { a ∈ L ′ α : ( L ′ α , ∈ ) | b ) } 3 / 43

  4. Introduction The cof-model The aa-model HOD 1 4 / 43

  5. Introduction The cof-model The aa-model HOD 1 Examples • C ( L ωω ) = L • C ( L ω 1 ω ) = L ( R ) • C ( L ω 1 ω 1 ) = Chang model • C ( L 2 ) = HOD 5 / 43

  6. Introduction The cof-model The aa-model HOD 1 Possible attributes of inner models • Forcing absolute. • Support large cardinals. • Satisfy Axiom of Choice. • Arise “naturally". • Decide questions such as CH. 6 / 43

  7. Introduction The cof-model The aa-model HOD 1 Inner models we have • L : Forcing-absolute but no large cardinals (above WC) • HOD : Has large cardinals but forcing-fragile • L ( R ) : Forcing-absolute, has large cardinals, but no AC • Extender models 7 / 43

  8. Introduction The cof-model The aa-model HOD 1 Shelah’s cofinality quantifier Definition The cofinality quantifier Q cf ω is defined as follows: = Q cf ω xy ϕ ( x , y ,� = ϕ ( c , d ,� M | a ) ⇐ ⇒ { ( c , d ) : M | a ) } is a linear order of cofinality ω . • Axiomatizable • Fully compact • Downward Löwenheim-Skolem down to ℵ 1 8 / 43

  9. Introduction The cof-model The aa-model HOD 1 The “cof-model" C ∗ Definition C ∗ = def C ( Q cf ω ) Example: { α < β : cf V ( α ) > ω } ∈ C ∗ 9 / 43

  10. Introduction The cof-model The aa-model HOD 1 Theorem If 0 ♯ exists, then 0 ♯ ∈ C ∗ . Proof. Let X = { ξ < ℵ ω : ξ is a regular cardinal in L and cf ( ξ ) > ω } Now X ∈ C ∗ and 0 ♯ = { � ϕ ( x 1 , ..., x n ) � : L ℵ ω | = ϕ ( γ 1 , ..., γ n ) for some γ 1 < ... < γ n in X } . 10 / 43

  11. Introduction The cof-model The aa-model HOD 1 Theorem The Dodd-Jensen Core model is contained in C ∗ . Theorem Suppose L µ exists. Then some L ν is contained in C ∗ . 11 / 43

  12. Introduction The cof-model The aa-model HOD 1 Theorem If there is a measurable cardinal κ , then V � = C ∗ . Proof. Suppose V = C ∗ and κ is a measurable cardinal. Let i : V → M with critical point κ and M κ ⊆ M . Now ( C ∗ ) M = ( C ∗ ) V = V , whence M = V . This contradicts Kunen’s result that there cannot be a non-trivial i : V → V . 12 / 43

  13. Introduction The cof-model The aa-model HOD 1 Theorem If there is an infinite set E of measurable cardinals (in V), then ∈ C ∗ . Moreover, then C ∗ � = HOD . E / Proof. As Kunen’s result that if there are uncountably many measurable cardinals, then AC is false in the Chang model. 13 / 43

  14. Introduction The cof-model The aa-model HOD 1 Stationary Tower Forcing Suppose λ is Woodin 1 . • There is a forcing Q such that in V [ G ] there is j : V → M = M ω ⊆ M and j ( ω 1 ) = λ . with V [ G ] | • For all regular ω 1 < κ < λ there is a cofinality ω preserving forcing P such that in V [ G ] there is j : V → M with = M ω ⊆ M and j ( κ ) = λ . V [ G ] | 1 ∀ f : λ → λ ∃ κ < λ ( { f ( β ) | β < κ } ⊆ κ ∧ ∃ j : V → M ( j ( κ ) > κ ∧ j ↾ κ = id ∧ V j ( f )( κ ) ⊆ M . 14 / 43

  15. Introduction The cof-model The aa-model HOD 1 Theorem If there is a Woodin cardinal, then ω 1 is (strongly) Mahlo in C ∗ . Proof. Let Q , G and j : V → M with M ω ⊂ M and j ( ω 1 ) = λ be as above. Now, ( C ∗ ) M = C ∗ <λ ⊆ V . 15 / 43

  16. Introduction The cof-model The aa-model HOD 1 Theorem Suppose there is a Woodin cardinal λ . Then every regular cardinal κ such that ω 1 < κ < λ is weakly compact in C ∗ . Proof. Suppose λ is a Woodin cardinal, κ > ω 1 is regular and < λ . To prove that κ is strongly inaccessible in C ∗ we can use the “second" stationary tower forcing P above. With this forcing, cofinality ω is not changed, whence ( C ∗ ) M = C ∗ . 16 / 43

  17. Introduction The cof-model The aa-model HOD 1 Theorem If V = L µ , then C ∗ is exactly the inner model M ω 2 [ E ] , where M ω 2 is the ω 2 th iterate of V and E = { κ ω · n : n < ω } . 17 / 43

  18. Introduction The cof-model The aa-model HOD 1 Theorem Suppose there is a proper class of Woodin cardinals. Suppose P is a forcing notion and G ⊆ P is generic. Then Th (( C ∗ ) V ) = Th (( C ∗ ) V [ G ] ) . 18 / 43

  19. Introduction The cof-model The aa-model HOD 1 Proof. Let H 1 be generic for Q . Now j 1 : ( C ∗ ) V → ( C ∗ ) M 1 = ( C ∗ ) V [ H 1 ] = ( C ∗ <λ ) V . Let H 2 be generic for Q over V [ G ] . Then j 2 : ( C ∗ ) V [ G ] → ( C ∗ ) M 2 = ( C ∗ ) V [ H 2 ] = ( C ∗ <λ ) V [ G ] = ( C ∗ <λ ) V . 19 / 43

  20. Introduction The cof-model The aa-model HOD 1 Theorem |P ( ω ) ∩ C ∗ | ≤ ℵ 2 . 20 / 43

  21. Introduction The cof-model The aa-model HOD 1 Theorem If there are infinitely many Woodin cardinals, then there is a cone of reals x such that C ∗ ( x ) satisfies CH. 21 / 43

  22. Introduction The cof-model The aa-model HOD 1 If two reals x and y are Turing-equivalent, then C ∗ ( x ) = C ∗ ( y ) . Hence the set { y ⊆ ω : C ∗ ( y ) | = CH } (1) is closed under Turing-equivalence. Need to show that (I) The set (1) is projective. (II) For every real x there is a real y such that x ≤ T y and y is in the set (1). 22 / 43

  23. Introduction The cof-model The aa-model HOD 1 Lemma Suppose there is a Woodin cardinal and a measurable cardinal above it. The following conditions are equivalent: (i) C ∗ ( y ) | = CH. (ii) There is a countable iterable structure M with a Woodin cardinal such that y ∈ M, = ∃ α (“ L ′ M | α ( y ) | = CH ”) and for all countable iterable structures N with a Woodin cardinal such that y ∈ N: P ( ω ) ( C ∗ ) N ⊆ P ( ω ) ( C ∗ ) M . 23 / 43

  24. Introduction The cof-model The aa-model HOD 1 Stationary logic Definition ⇒ { A ∈ [ M ] ≤ ω : M | M | = aa s ϕ ( s ) ⇐ = ϕ ( A ) } contains a club of countable subsets of M . (i.e. almost all countable subsets A of M satisfy ϕ ( A ) .) We denote ¬ aa s ¬ ϕ by stat s ϕ . C ( aa ) = C ( L ( aa )) C ∗ ⊆ C ( aa ) 24 / 43

  25. Introduction The cof-model The aa-model HOD 1 Definition 1. A first order structure M is club-determined if x [ aa � s ,� t ) ∨ aa � s ,� = ∀ � s ∀ � t ϕ ( � x ,� t ¬ ϕ ( � x ,� M | t )] , s ,� where ϕ ( � x ,� t ) is any formula of L ( aa ) . 2. We say that the inner model C ( aa ) is club-determined if every level L ′ α is. 25 / 43

  26. Introduction The cof-model The aa-model HOD 1 Theorem If there are a proper class of measurable Woodin cardinals or MM ++ holds, then C ( aa ) is club-determined. Proof. Suppose L ′ α is the least counter-example. W.l.o.g α < ω V 2 . Let δ be measurable Woodin, or ω 2 in the case of MM ++ . The hierarchies C ( aa ) M , C ( aa ) V [ G ] , C ( aa <δ ) V are all the same and the (potential) failure of club-determinateness occurs in all at the same level. 26 / 43

  27. Introduction The cof-model The aa-model HOD 1 Theorem Suppose there are a proper class of measurable Woodin cardinals or MM ++ . Then every regular κ ≥ ℵ 1 is measurable in C ( aa ) . 27 / 43

  28. Introduction The cof-model The aa-model HOD 1 Theorem Suppose there are a proper class of measurable Woodin cardinals. Then the theory of C ( aa ) is (set) forcing absolute. Proof. Suppose P is a forcing notion and δ is a Woodin cardinal > | P | . Let j : V → M be the associated elementary embedding. Now C ( aa ) ≡ ( C ( aa )) M = ( C ( aa <δ )) V . On the other hand, let H ⊆ P be generic over V . Then δ is still Woodin, so we have the associated elementary embedding j ′ : V [ H ] → M ′ . Again ( C ( aa )) V [ H ] ≡ ( C ( aa )) M ′ = ( C ( aa <δ )) V [ H ] . Finally, we may observe that ( C ( aa <δ )) V [ H ] = ( C ( aa <δ )) V . Hence ( C ( aa )) V [ H ] ≡ ( C ( aa )) V . 28 / 43

  29. Introduction The cof-model The aa-model HOD 1 Definition C ( aa ′ ) is the extension of C ( aa ) obtained by allowing “implicit" definitions. • C ∗ ⊆ C ( aa ) ⊆ C ( aa ′ ) . • The previous results about C ( aa ) hold also for C ( aa ′ ) . 29 / 43

  30. Introduction The cof-model The aa-model HOD 1 Definition ω 1 ( L ′ α ) → L ′ f : P α is definable in the aa-model if f ( p ) is uniformly definable in L ′ ω 1 ( L ′ α , for p ∈ P α ) i.e. there is a formula τ ( P , x , a ) in L ( aa ) , with possibly a parameter a from L ′ α , such that for a ω 1 ( L ′ club of p ∈ P α ) there is exactly one x satisfying τ ( P , x , a ) in ( L ′ α , p ) . We (misuse notation and) denote this unique x by τ ( p ) , and call the function p �→ τ ( p ) a definable function . 30 / 43

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