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Hamiltonian for the zeros of the Riemann zeta function Dorje C. Brody New Trends in Applied Geometric Mechanics Celebrating Darryl Holms 70th Birthday ICMAT, Madrid, Spain 37 July 2017 (Joint work with Carl M. Bender & Markus


  1. Hamiltonian for the zeros of the Riemann zeta function Dorje C. Brody New Trends in Applied Geometric Mechanics – Celebrating Darryl Holm’s 70th Birthday – ICMAT, Madrid, Spain 3–7 July 2017 (Joint work with Carl M. Bender & Markus P. M¨ uller) - 1 -

  2. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 2 - Happy Birthday Darryl ! ⃝ DC Brody 2017 New Trends in Applied Geometric Mechanics c

  3. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 3 - 1. The asymptotic law of distribution of prime numbers In 1792, Gauss, at the age of 15, conjectured that the asymptotic law of distribution of prime numbers is Λ π (Λ) ∼ log Λ . In 1859, Riemann published his paper On the number of primes less than a given magnitude , in which the zeta function ) − 1 ( 1 1 − 1 ∑ ∏ ζ ( z ) = n z = p z n ≥ 1 p played a prominent role. ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  4. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 4 - 2. Analytic number theory Riemann’s observations are based on the fact that ζ ( z ) can be meromorphically continued (simple pole at z = 1 ), and on the identity: ∫ 2+i ∞ y z 1 { y > 1 } = 1 z d z. 2 π i 2 − i ∞ Consider to start with the counting of the integers: ) z d z ∫ 2+i ∞ { Λ } ( Λ = 1 ∑ ∑ ∑ 1 = n > 1 1 2 π i n z 2 − i ∞ 1 ≤ n ≤ Λ n ≥ 1 n ≥ 1 ∫ 2+i ∞ ζ ( z ) Λ z 1 z d z = Λ − 1 = 2 π i 2 2 − i ∞ ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  5. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 5 - Similarly, we have ) z 1 ∫ 2+i ∞ ( Λ 1 ∑ ∑ ψ (Λ) = log p = log p z d z 2 π i p 2 − i ∞ p p ≤ Λ ∫ 2+i ∞ ∫ 2+i ∞ Λ z ζ ′ ( z ) Λ z 1 log p z d z ≈ 1 ∑ = z d z p z 2 π i 2 π i ζ ( z ) 2 − i ∞ 2 − i ∞ p The derivation of the expression for ψ (Λ) then relies on the study of the properties of ζ ( z ) , in particular, its zeros. The reflection formula ζ ( z ) = 2 z π z − 1 sin( πz/ 2)Γ(1 − z ) ζ (1 − z ) shows that the zeta function vanishes trivially for z = − 2 n ( n = 1 , 2 , . . . ). Riemann conjectured (the Riemann Hypothesis) that the nontrivial zeros of ζ ( z ) all lie on the straight line ℜ ( z ) = 1 2 . ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  6. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 6 - 3. The Hilbert-P´ olya conjecture Assuming that the Riemann hypothesis holds true, and writing z n = 1 2 + i E n , the (real) numbers { E n } should correspond to the eigenvalues of a Hermitian operator (the so-called Riemann operator). 4. The Berry-Keating conjecture In 1989, Berry and Keating conjectured that the Riemann operator should be given by a quantisation of the classical Hamiltonian H = xp. A lot of efforts have been made by various authors to find such Hamiltonian, but without success until now. ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  7. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 7 - 5. Outline of the talk We consider the ‘Hamiltonian’ operator 1 ˆ x ) ( 1 − e − iˆ p ) , H = p (ˆ x ˆ p + ˆ p ˆ 1 − e − iˆ which reduces to the classical Hamiltonian function H = 2 xp . It will be shown that with the boundary condition ψ (0) = 0 the eigenvalues { E n } of ˆ { 1 } H satisfy the property that 2 (1 − i E n ) are the zeros of the Riemann zeta function. The Riemann hypothesis follows if all eigenvalues of ˆ H are real. Using the pseudo-Hermiticity of ˆ H , a heuristic analysis will be presented that suggests that this is indeed the case. ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  8. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 8 - 6. The shift operator and its inverse Defining ˆ ∆ ≡ 1 − e − iˆ p , in units ℏ = 1 we have p = − i d ˆ d x so that ˆ ∆ f ( x ) = f ( x ) − f ( x − 1) . ∆ − 1 we have As for ˆ ∞ p ) n − iˆ p ( − iˆ 1 p = 1 p − 1 = 1 ∆ − 1 = ˆ ∑ B n . 1 − e − iˆ e − iˆ iˆ p iˆ p n ! n =0 In particular, if f ( x ) → 0 sufficiently fast, then we have ∞ ˆ ∑ ∆ − 1 f ( x ) = − f ( k + x ) . k =1 ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  9. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 9 - 7. Uniqueness of ˆ ∆ ψ We multiply the eigenvalue equation ˆ Hψ = Eψ on the left by ˆ ∆ . Recall that H = ˆ ˆ x ) ˆ ∆ − 1 (ˆ x ˆ p + ˆ p ˆ ∆ . This gives a first-order linear differential equation ( 2 x d ) x ) ˆ ∆ ψ = E ˆ ˆ (ˆ x ˆ p + ˆ p ˆ ∆ ψ = − i d x + 1 ∆ ψ for the function ˆ ∆ ψ , whose solution is unique and is given by ˆ ∆ ψ = x − z up to a multiplicative constant. Therefore, ψ ( x ) = ˆ ∆ − 1 x − z . ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  10. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 10 - 8. Eigenstates and eigenvalues The eigenstates of ˆ H are given by the Hurwitz zeta function ψ z ( x ) = − ζ ( z, x + 1) on the positive half line R + , with eigenvalues E = i(2 z − 1) . To see this, observe that, up to an additive constant, ∞ p ) n ∆ − 1 x − z = 1 ( − iˆ ˆ ∑ x − z B n iˆ p n ! n =0 ∞ p ) n p ) x 1 − z = 1 ( − iˆ ∑ B n (iˆ iˆ p n ! 1 − z n =0 ∞ p ) n 1 ( − iˆ ∑ x 1 − z . = B n 1 − z n ! n =0 Because iˆ p = ∂ x and Γ( µ + 1) x x µ = ∂ n Γ( µ − n + 1) x µ − n , ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  11. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 11 - setting µ = 1 − z we find ∞ ( − 1) n x 1 − z − n ∆ − 1 x − z = Γ(2 − z ) ˆ ∑ B n Γ(2 − z − n ) , 1 − z n ! n =0 but we have Γ(2 − z ) = (1 − z )Γ(1 − z ) and Γ(2 − z − n ) = 1 1 ∫ d u e u u n + z − 2 , 2 π i C so ∞ ( − u/x ) n ∆ − 1 x − z = Γ(1 − z ) ∫ d u e u u z − 2 ˆ ∑ x 1 − z B n 2 π i n ! C n =0 = Γ(1 − z ) d u e u u z − 2 − u/x ∫ x 1 − z e − u/x − 1 2 π i C d u e u u z − 1 = Γ(1 − z ) ∫ x − z 1 − e − u/x . 2 π i C Now we scale the integration variable according to u/x = t and obtain d u e xt t z − 1 ∆ − 1 x − z = Γ(1 − z ) ∫ ˆ 1 − e − t = − ζ ( z, x + 1) . 2 π i C ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  12. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 12 - As for the eigenvalues, we have ∆ − 1 (ˆ ∆ − 1 x − z = i(2 z − 1) ψ z ( x ) . Hψ z ( x ) = ˆ ˆ x ) ˆ ∆ ˆ x ˆ p + ˆ p ˆ Note that for ℜ ( z ) > 1 we have ∞ d u e xt t z − 1 − ζ ( z, x + 1) = Γ(1 − z ) ∫ 1 ∑ 1 − e − t = − ( x + k ) z . 2 π i C k =1 ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  13. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 13 - 9. The boundary condition We now impose the boundary condition that ψ n (0) = 0 for all n . Because ζ ( z, 1) = ζ ( z ) , this implies that z can only be discrete zeros of the Riemann zeta function: If z = 1 2 (1 − i E ) then i(2 z − 1) = E . Can z be a trivial zero? For the trivial zeros z = − 2 n , n = 1 , 2 , . . . , we have 1 ψ z ( x ) = − 2 n + 1 B 2 n +1 ( x + 1) , ⇒ | ψ z ( x ) | grows like x 2 n +1 as x → ∞ . where B n ( x ) is a Bernoulli polynomial = For the nontrivial zeros ψ z ( x ) oscillates and grows sublinearly. Thus, for the trivial zeros ˆ ∆ ψ z ( x ) blows up and for the nontrivial zeros ˆ ∆ ψ z ( x ) goes to zero as x → ∞ . ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  14. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 14 - 10. Relation to pseudo-Hermiticity If we consider the space-time (PT) inversion on the canonically transformed variables (ˆ x, ˆ p ) → (ˆ p, − ˆ x ) so that PT : (ˆ x, ˆ p, i) − → (ˆ x, − ˆ p, − i) , then we find that i ˆ H is PT symmetric. However, since PT ψ n ( x ) = ψ − n ( x ) , the PT symmetry is broken for all z n ∈ C . “Eigenvalues of i ˆ H are purely imaginary” ⇒ “The Riemann hypothesis holds” p † is symmetric and that To proceed, assume that ˆ 1 H † = ( 1 − e iˆ ˆ p ) (ˆ x ˆ p + ˆ p ˆ x ) p . 1 − e iˆ Then if we define the operator ˆ η according to η = sin 2 1 ˆ 2 ˆ p, which is nonnegative, bounded, and Hermitian under our assumption, we get H † = ˆ ˆ η ˆ η − 1 . H ˆ ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  15. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 15 - Thus, our Hamiltonian ˆ H is pseudo-Hermitian: ρ − 1 = ˆ ρ ˆ ˆ H ˆ h, where ρ † ˆ η = sin 2 1 ˆ ρ = ˆ 2 ˆ p. ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

  16. Madrid, 3 July 2017 Zeros of the Riemann Zeta Function - 16 - 11. Quantisation condition for the Berry-Keating Hamiltonian ρ † ˆ η = sin 2 1 Recall that ˆ ρ = ˆ 2 ˆ p . ρ = ˆ Choosing ˆ ∆ we have the Berry-Keating Hamiltonian h BK = ˆ ˆ x ˆ p + ˆ p ˆ x, with eigenstates and eigenvalues ϕ BK z ( x ) = x − z and E = i(2 z − 1) . The boundary condition ψ (0) = 0 then translates into the quantisation condition for the Berry-Keating Hamiltonian, either as ϕ BK [ ] lim z ( x ) − ζ ( z, x − 1) = 0 x → 0 or alternatively as x → 1 ϕ BK lim z ( x ) = − lim x → 1 ζ ( z, x + 1) . ⃝ DC Brody 2017 c New Trends in Applied Geometric Mechanics

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