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Fingers in the parameter space of the complex standard family David Mart-Pete Department of Mathematics Kyoto University joint work with Mitsuhiro Shishikura Topics in Complex Dynamics 2017 Universitat de Barcelona October 5, 2017


  1. Fingers in the parameter space of the complex standard family David Martí-Pete Department of Mathematics Kyoto University – joint work with Mitsuhiro Shishikura – Topics in Complex Dynamics 2017 Universitat de Barcelona October 5, 2017

  2. Sketch of the talk 1. Introduction to the Arnol’d standard family 2. Fingers in the parameter space of the complex standard family 3. Invariant dynamical rays and parameter rays 4. Parabolic implosion and number of fingers 5. Fingers in other families

  3. The Arnol’d standard family The Arnol’d standard family of circle maps is given by, for α, β ∈ R , F α,β ( θ ) := θ + α + β sin θ ( mod 2 π ) , for θ ∈ [ 0 , 2 π ) , and are transcendental perturbations of the rigid rotation of angle α F α, 0 ( θ ) = θ + α ( mod 2 π ) , for θ ∈ [ 0 , 2 π ) . Arn61 V. I. Arnol’d, Small denominators I. Mapping the circle onto itself . Izv. Akad. Nauk SSSR Ser. Mat. 25 1961 21–86.

  4. The Arnol’d standard family The Arnol’d standard family of circle maps is given by, for α, β ∈ R , F α,β ( θ ) := θ + α + β sin θ ( mod 2 π ) , for θ ∈ [ 0 , 2 π ) , and are transcendental perturbations of the rigid rotation of angle α F α, 0 ( θ ) = θ + α ( mod 2 π ) , for θ ∈ [ 0 , 2 π ) . For | β | < 1, the map F α,β is an orientation preserving homeomorphism of the circle. Arn61 V. I. Arnol’d, Small denominators I. Mapping the circle onto itself . Izv. Akad. Nauk SSSR Ser. Mat. 25 1961 21–86.

  5. The Arnol’d standard family The Arnol’d standard family of circle maps is given by, for α, β ∈ R , F α,β ( θ ) := θ + α + β sin θ ( mod 2 π ) , for θ ∈ [ 0 , 2 π ) , and are transcendental perturbations of the rigid rotation of angle α F α, 0 ( θ ) = θ + α ( mod 2 π ) , for θ ∈ [ 0 , 2 π ) . For | β | < 1, the map F α,β is an orientation preserving homeomorphism of the circle. Let θ ∈ R , the rotation number of F α,β is given by F n α,β ( θ ) − θ ω ( F α,β ) := lim ∈ [ 0 , 2 π ) . n n →∞ The rigid rotation of angle α has rotation number equal to α . Arn61 V. I. Arnol’d, Small denominators I. Mapping the circle onto itself . Izv. Akad. Nauk SSSR Ser. Mat. 25 1961 21–86.

  6. Arnol’d tongues To study the dependence of the rotation number on the parameters ( α, β ) , for ρ ∈ [ 0 , 2 π ) Arnol’d considered the sets of parameters T ρ := { ( α, β ) ∈ R 2 : ω ( F α,β ) = ρ } which are known as the Arnol’d tongues and satisfy that: ◮ if ρ ∈ Q , then T ρ has non-empty interior, ◮ if ρ ∈ R \ Q , then T ρ is a curve. β α The boundaries of the tongues are analytic curves and the tongue T 0 of rotation number ρ = 0 has boundaries given by α = ± β . Arn61 V. I. Arnol’d, Small denominators I. Mapping the circle onto itself . Izv. Akad. Nauk SSSR Ser. Mat. 25 1961 21–86.

  7. � � The complex Arnol’d standard family The Arnol’d standard family can be extended to a family of transcendental self-maps of the punctured plane C ∗ = C \ { 0 } f α,β ( z ) := ze i α e β ( z − 1 / z ) / 2 , which has as lifts the family of transcendental entire functions F α,β ( z ) := z + α + β sin z , that is F α,β � C C e iz e iz f α,β � C ∗ C ∗ This is known as the complex standard family and the iteration of these functions was studied for the first time by Fagella in her PhD thesis. Fag99 N. Fagella, Dynamics of the complex standard family . J. Math. Anal. Appl. 229 (1999), no. 1, 1–31.

  8. The α -parameter space We fix the parameter 0 < β < 1 and study the bifurcation with respect to the parameter α ∈ C . Note that this is not a natural parameter space . We can restrict to the vertical band B 0 := { z ∈ C : − π � Re z < π } as F α,β ( z + 2 π ) = F α,β ( z ) + 2 π, and thus the α -parameter space is 2 π -periodic . Observe that the real axis of the α -parameter space corresponds to the line at height β in the real parameter space where the Arnol’d tongues lie. β α

  9. The critical orbits For 0 < β < 1, the function F α,β has two critical points c 0 ± = − π ± i arccosh ( 1 /β ) in the vertical band B 0 that are complex conjugates and their orbits satisfy F n α,β ( c 0 α,β ( c 0 + ) = F n for all n ∈ N 0 . − ) , Iteration of c 0 Iteration of c 0 + − for α ∈ C and β = 0 . 1 for α ∈ C and β = 0 . 1

  10. Finger-like structures When β = 1, the α -parameter space of the complex standard family is symmetric with respect to the real axis. As we let β → 0, we can observe an increasing number of finger-like structures appearing in the lower half plane, which seem to be contained in the reflection of the set in the upper half plane. β = 1 β = 0 . 1 β = 0 . 01

  11. Limiting dynamics as β → 0 If we set β = 0, then F α, 0 ( z ) = z + α , the dynamics of which is trivial. However, Fagella showed that the dynamics of F α,β do not become trivial as β → 0. She proved that we can rescale F α,β by setting z = z + i log ( 2 /β ) ˜ and, in this variable, the function F α,β becomes z + i β 2 ˜ z + α − ie i ˜ 4 e − i ˜ z . F α,β (˜ z ) = ˜ When we make β → 0, we obtain the one parameter family z =: G α (˜ ˜ z + α − ie i ˜ F α,β (˜ z ) → ˜ z ) which are lifts of the family of transcendental self-maps of C ∗ g λ ( z ) = λ ze z , where λ = e i α . Fag95 N. Fagella, Limiting dynamics for the complex standard family . Internat. J. Bifur. Chaos Appl. Sci. Engrg. 5 (1995), 3, 673–699.

  12. The region A β We fix 0 < β < 1 and focus our study in the set of parameters A β := { α ∈ C : the function F α,β has an attracting fixed point ξ } and for such α , one critical point of F α,β lies in the immediate attracting basin of ξ while the other one is free.

  13. Definition of the fingers For 0 < β < 1 and α ∈ A β , the function F α,β has an attracting and a repelling fixed point in each vertical band B n = B 0 + 2 n π . Let U n be the immediate basin of attraction of the attracting fixed point that lies in B n . For n ∈ Z , we define the n th finger in A β as the subset T n β := { α ∈ A β : c 0 − ∈ U n } . By definition, the fingers T n β are open sets. Question : Are the sets T n β � = ∅ for all n ∈ Z ?

  14. Dynamics in the fingers

  15. The parabolic map f 0 When α = β , the map f 0 ( z ) := z + α + β sin z = z + β ( 1 + sin z ) has a parabolic fixed point at z 0 = − π 2 with f ′ 0 ( z 0 ) = 1. Parameter space A β Dynamical plane of f 0 with β = 0 . 1 with β = 0 . 1

  16. Leau-Fatou flower theorem Since f ′ 0 ( z 0 ) = e 2 π ip / q with p = 0 , q = 1, by the Leau-Fatou flower theorem there exist an attracting petal S − such that f 0 ( S − ) ⊆ S − and a repelling petal S + such that f 0 ( S + ) ⊇ S + .

  17. Leau-Fatou flower theorem Since f ′ 0 ( z 0 ) = e 2 π ip / q with p = 0 , q = 1, by the Leau-Fatou flower theorem there exist an attracting petal V − such that f 0 ( V − ) ⊆ V − and a repelling petal V + such that f 0 ( V + ) ⊇ V + .

  18. Fatou coordinates There exist two univalent maps Φ attr : V − → C Φ rep : V + → C and such that Φ attr ( f 0 ( z )) = Φ attr ( z ) + 1 and Φ rep ( f 0 ( z )) = Φ rep ( z ) + 1 whenever z ∈ V ± and f 0 ( z ) ∈ V ± . We can quotient by the dynamics and obtain maps ˜ ˜ Φ attr : V − → C / Z and Φ rep : V + → C / Z .

  19. Fatou coordinates There exist two univalent maps Φ attr : V − → C Φ rep : V + → C and such that Φ attr ( f 0 ( z )) = Φ attr ( z ) + 1 and Φ rep ( f 0 ( z )) = Φ rep ( z ) + 1 whenever z ∈ V ± and f 0 ( z ) ∈ V ± . We can quotient by the dynamics and obtain maps ˜ ˜ Φ attr : V − → C / Z and Φ rep : V + → C / Z . There exists a horn map from the repelling cylinder to the attracting cylinder which is a branched covering E f 0 : Dom ( E f 0 ) \ f − 1 ( { v − , v + } ) → C / Z \ { v − , v + } 0 and Dom ( E f 0 ) has 3 components that contain the real axis and the two ends of the cylinder.

  20. The parabolic checkerboard

  21. After perturbation Let us now consider the maps f ε ( z ) = f 0 ( z ) + ε = z + α + β sin z , that is, ε = α − β . After perturbation, Fatou coordinates can still be defined: there exist maps Φ ε attr : V ε Φ ε rep : V ε − → C + → C and such that Φ ε attr ( f 0 ( z )) = Φ ε Φ ε rep ( f 0 ( z )) = Φ ε attr ( z ) + 1 and rep ( z ) + 1 whenever z ∈ V ε ± and f 0 ( z ) ∈ V ε ± . As before, there exists a horn map E f ǫ from the repelling cylinder to the attracting cylinder. Now there exists a map χ ε from the attracting cylinder to the repelling cylinder χ ε ( z ) = z − π √ ε + o ( 1 ) which allows us to identify both cylinders.

  22. Elephants Consider the new parameter γ given by α = β + π 2 γ 2 so that χ ε ( z ) = z + γ + o ( 1 ) .

  23. Elephants

  24. Estimating the number of fingers Consider the constants � β h = and η = Im v + − Im v − , 2 then the number of fingers is given by the number of k ∈ N such that Im γ = η/ k > h .

  25. Estimating the number of fingers Consider the constants � β h = and η = Im v + − Im v − , 2 then the number of fingers is given by the number of k ∈ N such that Im γ = η/ k > h . For example, if β = 0 . 1, then h ≃ 0 . 2236 and η ≃ 1 . 4231, so η/ 1 ≃ 1 . 4231

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