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Patents Doctrine of Equivalents Even if no literal infringement, can still infringed under DOE Larami Super Soaker did not have chamber therein Under DOE, is the external chamber equivalent to the therein


  1. Patents – Doctrine of Equivalents • Even if no literal infringement, can still infringed under DOE • Larami • Super Soaker did not have chamber “therein” • Under DOE, is the external chamber ✔ ✖ equivalent to the “therein” chamber? • Two questions: • How do you determine scope of DOE? ✖ • Why have DOE?

  2. Patents – Doctrine of Equivalents • Warner-Jenkinson v. Hilton Davis Claim ¡ Warner-­‑Jenkinson ¡ “ultrafiltra(on ¡through ¡a ¡ ¡ ¡ ¡ ¡ ¡ ¡ 5-­‑15 ¡Ang. ¡ ¡ ¡ membrane ¡having ¡a ¡nominal ¡pore ¡ diameter ¡of ¡5-­‑15 ¡Angstroms” ¡ “under ¡a ¡hydrosta(c ¡pressure ¡of ¡ 200 ¡to ¡500 ¡p.s.i.g. ¡ ✔ ✖ approximately ¡200 ¡to ¡400 ¡p.s.i.g.” ¡ “at ¡a ¡pH ¡from ¡approximately ¡6.0 ¡ above ¡9.0 ¡pH ¡ to ¡9.0” ¡ ✖ • Is above 9.0 pH = to 6.0-9.0 pH?

  3. Patents – Doctrine of Equivalents • “All-Elements Rule” • Need equivalent for each element • Present in Warner-Jenkinson • Determine equivalency • “Triple Identity” test • substantially the same function ✔ ✖ • substantially the same way • achieve substantially same result ✖ • “way” is usually the critical inquiry • “Insubstantial Difference” test

  4. Patents – Doctrine of Equivalents • Hughes Aircraft v. U.S. Claim ¡ U.S. ¡Satellite ¡ “means ¡. ¡. ¡. ¡providing ¡an ¡ means ¡is ¡a ¡ indica(on ¡to ¡a ¡loca(on ¡external ¡to ¡ computer ¡on ¡ said ¡body ¡. ¡. ¡. ¡” ¡ satellite ¡ “means ¡. ¡. ¡. ¡receiving ¡from ¡said ¡ NOT ¡receive ¡signals ¡ loca(on ¡control ¡signals ¡. ¡. ¡. ¡” ¡ ✔ ✖ “synchronism” ¡ does ¡synchronism ¡ • all elements problem ✖ • classic “after-arising” technologies ex. • what about triple identity test?

  5. Patents – Doctrine of Equivalents • Why? DOE ¡ PRIOR ¡ART ¡ Literal ¡Claim ¡ ¡ Scope ¡ ✖ • Equity ✖ • Make-up for imperfections of language • Policy

  6. Patents – Indirect Infringement • Two Types: • 35 U.S.C. § 271(b) “Whoever actively induces infringement of a patent shall be liable as an infringer.” ✔ ✖ • Inducement of Infringement ✖

  7. Patents – Indirect Infringement • 35 U.S.C. § 271(c) “Whoever offers to sell or sells . . . a component . . . or a material . . . for use in practicing a patented process, constituting a material part of the invention, knowing the same to be especially made or especially adapted for use in an infringement of such patent, and not a staple article or ✔ ✖ commodity of commerce suitable for substantial noninfringing use, shall be liable ✖ as a contributory infringer.” • Contributory Infringement

  8. Patents – Indirect Infringement • Must have a direct infringer • One that is being induced or contributed to • Two typical situations: • induce the infringement of a method ✔ ✖ claim • contribute to infringement of product ✖ claim

  9. Patents – Indirect Infringement • C.R. Bard v. ACS • Method claim: • insert catheter into coronary artery • openings in catheter draw ✔ ✖ blood from artery ✖

  10. Patents – Indirect Infringement • C.R. Bard v. ACS • ACS catheter sells catheters with openings placed by doctors: • all in coronary artery • all in aorta • partially in coronary artery ✔ ✖ • Two likely infringe (in coronary), one does not ✖ • claim interpretation question

  11. Patents – Contrib. Infringement • C.R. Bard v. ACS • Contributory Infringement • Is ACS’s catheter a “staple article” or “capable of substantial non-infringing uses”? • What is the common use? ✔ ✖ • 40-60% of uses less than 3 cm from entrance of coronary artery ✖ • openings range from 3mm to 6.3 cm from balloon on ACS device

  12. Patents – Induced Infringement • C.R. Bard v. ACS • Induced Infringement • Is ACS “actively and knowingly inducing” doctors to infringe • What would be evidence of this? • instructions to doctors ✔ ✖ • location of the openings ✖

  13. Patents – Induced Infringement • S.Ct. in Global Tech. v. SEB (2010) • Alleged indirect infringer must: • know that the induced acts constitute patent infringement • deliberate indifference to a known risk that a patent exists does not ✔ ✖ satisfy the knowledge required by § 271(b); willful blindness does ✖ however

  14. Patents – Indirect Infringement • Why? • Efficient enforcement • If standards met, infringer is “profiting” from direct infringement • Worry about expanding exclusivity beyond scope of patent claim ✔ ✖ ✖

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