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An enumerative relationship between maps and 4-regular maps Michael La Croix April 9, 2008 An enumerative relationship between maps and 4-regular maps Outline 1 Background Surfaces Maps Rooted Maps 2 Map Enumeration A Counting Problem A


  1. An enumerative relationship between maps and 4-regular maps Map Enumeration A Remarkable Identity Deriving the Identity Jackson and Visentin proved the identity indirectly. Maps are decorated with edge labels and orientations. Decorated maps are encoded as permutations. Example (Encoding a Map) 1 ǫ = (1 1 ′ )(2 2 ′ )(3 3 ′ )(4 4 ′ )(5 5 ′ ) 2 ν = (1 2 3)(1 ′ 4)(2 ′ 5)(3 ′ 5 ′ 6)(4 ′ 6 ′ ) 4 ϕ = νǫ = (1 2 ′ 5 ′ 6 ′ 4)(1 ′ 4 ′ 6 3)(2 3 ′ 5) 5 3 6 Multiplying produces the face permutation.

  2. An enumerative relationship between maps and 4-regular maps Map Enumeration A Remarkable Identity Deriving the Identity Jackson and Visentin proved the identity indirectly. Maps are decorated with edge labels and orientations. Decorated maps are encoded as permutations. The permutations are enumerated using character sums. Example (Encoding a Map) 1 ǫ = (1 1 ′ )(2 2 ′ )(3 3 ′ )(4 4 ′ )(5 5 ′ ) 2 ν = (1 2 3)(1 ′ 4)(2 ′ 5)(3 ′ 5 ′ 6)(4 ′ 6 ′ ) 4 ϕ = νǫ = (1 2 ′ 5 ′ 6 ′ 4)(1 ′ 4 ′ 6 3)(2 3 ′ 5) 5 3 6 Fixing 1 ′ as the root, the encoding is 1 : 2 5 5!.

  3. An enumerative relationship between maps and 4-regular maps Map Enumeration A Remarkable Identity Deriving the Identity Jackson and Visentin proved the identity indirectly. Maps are decorated with edge labels and orientations. Decorated maps are encoded as permutations. The permutations are enumerated using character sums. Maps can be recovered using standard techniques. Example (Encoding a Map) 1 ǫ = (1 1 ′ )(2 2 ′ )(3 3 ′ )(4 4 ′ )(5 5 ′ ) 2 ν = (1 2 3)(1 ′ 4)(2 ′ 5)(3 ′ 5 ′ 6)(4 ′ 6 ′ ) 4 ϕ = νǫ = (1 2 ′ 5 ′ 6 ′ 4)(1 ′ 4 ′ 6 3)(2 3 ′ 5) 5 3 6 Fixing 1 ′ as the root, the encoding is 1 : 2 5 5!.

  4. An enumerative relationship between maps and 4-regular maps Map Enumeration A Remarkable Identity Deriving the Identity Using this encoding, M ( u 2 , x , y , z ) = 2 u 2 z ∂ � x u , y u , zu � ∂ z ln R 2 Q ( u 2 , x , y , z ) = 2 u 2 z ∂ � x u , y u , zu � ∂ z ln R 4 2 where R and R 4 are exponential generating series for edge-labelled not-necessarily-connected maps. The proof involved factoring R 4 .

  5. An enumerative relationship between maps and 4-regular maps Map Enumeration A Remarkable Identity Deriving the Identity Using this encoding, M ( u 2 , x , y , z ) = 2 u 2 z ∂ � x u , y u , zu � ∂ z ln R 2 Q ( u 2 , x , y , z ) = 2 u 2 z ∂ � x u , y u , zu � ∂ z ln R 4 2 where R and R 4 are exponential generating series for edge-labelled not-necessarily-connected maps. The proof involved factoring R 4 . � 1 2 x , 1 � � 1 2 x , 1 � 2( x + 1) , 4 z 2 y 2( x − 1) , 4 z 2 y R 4 ( x , y , z ) = R · R

  6. An enumerative relationship between maps and 4-regular maps Map Enumeration A Remarkable Identity An Interpretive Bottleneck It is difficult to interpret the factorization in terms of maps. � 1 2 x , 1 � � 1 2 x , 1 � 2( x + 1) , 4 z 2 y 2( x − 1) , 4 z 2 y R 4 ( x , y , z ) = R · R The factorization is the key to the proof, but

  7. An enumerative relationship between maps and 4-regular maps Map Enumeration A Remarkable Identity An Interpretive Bottleneck It is difficult to interpret the factorization in terms of maps. � 1 2 x , 1 � � 1 2 x , 1 � 2( x + 1) , 4 z 2 y 2( x − 1) , 4 z 2 y R 4 ( x , y , z ) = R · R The factorization is the key to the proof, but it works at the level of edge-labelled maps,

  8. An enumerative relationship between maps and 4-regular maps Map Enumeration A Remarkable Identity An Interpretive Bottleneck It is difficult to interpret the factorization in terms of maps. � 1 2 x , 1 � � 1 2 x , 1 � 2( x + 1) , 4 z 2 y 2( x − 1) , 4 z 2 y R 4 ( x , y , z ) = R · R The factorization is the key to the proof, but it works at the level of edge-labelled maps, the factors lack a direct combinatorial interpretation,

  9. An enumerative relationship between maps and 4-regular maps Map Enumeration A Remarkable Identity An Interpretive Bottleneck It is difficult to interpret the factorization in terms of maps. � 1 2 x , 1 � � 1 2 x , 1 � 2( x + 1) , 4 z 2 y 2( x − 1) , 4 z 2 y R 4 ( x , y , z ) = R · R The factorization is the key to the proof, but it works at the level of edge-labelled maps, the factors lack a direct combinatorial interpretation, the proof requires more refinement than the identity it proves,

  10. An enumerative relationship between maps and 4-regular maps Map Enumeration A Remarkable Identity An Interpretive Bottleneck It is difficult to interpret the factorization in terms of maps. � 1 2 x , 1 � � 1 2 x , 1 � 2( x + 1) , 4 z 2 y 2( x − 1) , 4 z 2 y R 4 ( x , y , z ) = R · R The factorization is the key to the proof, but it works at the level of edge-labelled maps, the factors lack a direct combinatorial interpretation, the proof requires more refinement than the identity it proves, it uses character sums.

  11. An enumerative relationship between maps and 4-regular maps Map Enumeration Planar Maps The Planar Case Evaluating the series at u = 0 restricts the sums to planar maps and gives Q (0 , x , y , z ) = M (0 , y , y , xz 2 ) .

  12. An enumerative relationship between maps and 4-regular maps Map Enumeration Planar Maps The Planar Case Evaluating the series at u = 0 restricts the sums to planar maps and gives Q (0 , x , y , z ) = M (0 , y , y , xz 2 ) . Combinatorially, the number of 4-regular planar maps with n vertices is equal to the number of planar maps with n edges.

  13. An enumerative relationship between maps and 4-regular maps Map Enumeration Planar Maps The Planar Case Evaluating the series at u = 0 restricts the sums to planar maps and gives Q (0 , x , y , z ) = M (0 , y , y , xz 2 ) . Combinatorially, the number of 4-regular planar maps with n vertices is equal to the number of planar maps with n edges. Tutte’s medial construction explains this bijectively.

  14. An enumerative relationship between maps and 4-regular maps Map Enumeration Planar Maps The Medial Construction Tutte’s medial construction explains the planar case. Example

  15. An enumerative relationship between maps and 4-regular maps Map Enumeration Planar Maps The Medial Construction Tutte’s medial construction explains the planar case. Place a vertex on each edge. Example

  16. An enumerative relationship between maps and 4-regular maps Map Enumeration Planar Maps The Medial Construction Tutte’s medial construction explains the planar case. Place a vertex on each edge. Join edges that are incident around a vertex circulation. Example

  17. An enumerative relationship between maps and 4-regular maps Map Enumeration Planar Maps The Medial Construction Tutte’s medial construction explains the planar case. Place a vertex on each edge. Join edges that are incident around a vertex circulation. The medials of planar duals are the same map. Example

  18. An enumerative relationship between maps and 4-regular maps Map Enumeration Planar Maps Properties of the Medial Construction The construction has several properties that make it natural. Cut edges become cut vertices. φ →

  19. An enumerative relationship between maps and 4-regular maps Map Enumeration Planar Maps Properties of the Medial Construction The construction has several properties that make it natural. Cut edges become cut vertices. So do loops. φ →

  20. An enumerative relationship between maps and 4-regular maps Map Enumeration Planar Maps Properties of the Medial Construction The construction has several properties that make it natural. Cut edges become cut vertices. So do loops. Faces and vertices of degree k become faces of degree k . φ →

  21. An enumerative relationship between maps and 4-regular maps Map Enumeration Planar Maps Properties of the Medial Construction The construction has several properties that make it natural. Cut edges become cut vertices. So do loops. Faces and vertices of degree k become faces of degree k . Duality in M corresponds to reflection in Q .

  22. An enumerative relationship between maps and 4-regular maps Map Enumeration Non-Planar Maps The Medial Construction at Higher Genus The medial construction extends to all surfaces. It produces all face-bipartite 4-regular maps. It preserves genus. This gives an injection from undecorated maps to 4-regular maps.

  23. An enumerative relationship between maps and 4-regular maps Map Enumeration Non-Planar Maps The Medial Construction at Higher Genus The medial construction extends to all surfaces. It produces all face-bipartite 4-regular maps. It preserves genus. This gives an injection from undecorated maps to 4-regular maps. Conjecture The medial construction is the restriction of φ to M .

  24. An enumerative relationship between maps and 4-regular maps Map Enumeration Non-Planar Maps What Else do we know? There is only one 4-regular map with one vertex on the torus. φ →

  25. An enumerative relationship between maps and 4-regular maps Map Enumeration Non-Planar Maps What Else do we know? There is only one 4-regular map with one vertex on the torus. φ → It is impossible to construct φ such that it preserves face degrees.

  26. An enumerative relationship between maps and 4-regular maps A Refinement Outline 1 Background Surfaces Maps Rooted Maps 2 Map Enumeration A Counting Problem A Remarkable Identity Planar Maps Non-Planar Maps 3 A Refinement A Recurrence Speculation Refining the Conjecture Structural Evidence

  27. An enumerative relationship between maps and 4-regular maps A Refinement A Recurrence A Differential Equation By considering root deletion, a refinement of M can be shown to satisfy a combinatorially significant differential equation. i +1 ∂ � � M (1 , x ,� y , z ,� r ) = r 0 x + z r j y i − j +2 M ∂ r i i ≥ 0 j =1 ∂ 2 � + z jr i + j +2 M ∂ r i ∂ y j i , j ≥ 0 � ∂ � � ∂ � � + z r i + j +2 M M . ∂ r i ∂ r j i , j ≥ 0 Here y i marks non-root faces of degree i and r i marks a root face of degree i .

  28. An enumerative relationship between maps and 4-regular maps A Refinement A Recurrence A Differential Equation By considering root deletion, a refinement of M can be shown to satisfy a combinatorially significant differential equation. i +1 ∂ � � M (1 , x ,� y , z ,� r ) = r 0 x + z r j y i − j +2 M ∂ r i i ≥ 0 j =1 ∂ 2 � + z jr i + j +2 M ∂ r i ∂ y j i , j ≥ 0 � ∂ � � ∂ � � + z r i + j +2 M M . ∂ r i ∂ r j i , j ≥ 0 Both M and Q are evaluations of this series.

  29. An enumerative relationship between maps and 4-regular maps A Refinement A Recurrence The differential equations allows a proof of the following theorem within the realm of connected maps. Theorem With N a positive integer and �·� e defined by √ z k � � �� e − 1 R N | V ( λ ) | 2 f ( λ ) exp 2 p 2 ( λ ) d λ 1 k x k p k k ≥ 1 � f � e = , √ z k � � R N | V ( λ ) | 2 exp �� e − 1 1 2 p 2 ( λ ) d λ k x k p k k ≥ 1 evaluations of the map series are given by ∞ √ z k � p k � e . � M (1 ,� x , N , z ) = x k k =0

  30. An enumerative relationship between maps and 4-regular maps A Refinement A Recurrence A Recurrence It also gives an integral recurrence for computing M .

  31. An enumerative relationship between maps and 4-regular maps A Refinement A Recurrence A Recurrence It also gives an integral recurrence for computing M . The terms of the DE correspond to the three root types. Border Cut edge Handle

  32. An enumerative relationship between maps and 4-regular maps A Refinement A Recurrence A Recurrence It also gives an integral recurrence for computing M . The terms of the DE correspond to the three root types. The number of edges of each type determines the number of decorations of a map. Border Cut edge Handle 1 2 4

  33. An enumerative relationship between maps and 4-regular maps A Refinement A Recurrence A Recurrence It also gives an integral recurrence for computing M . The terms of the DE correspond to the three root types. The number of edges of each type determines the number of decorations of a map. Border Cut edge Handle 1 2 4 This suggests an inductive approach to identifying φ . All that remains (!) is to determine how φ ( m ) and φ ( m \ e ) differ when e is a root edge of each type.

  34. An enumerative relationship between maps and 4-regular maps A Refinement Speculation Cut-Edges For decorated maps, root edges come in two forms: Even cut edge have an even number of decorated vertices on each side of the cut.

  35. An enumerative relationship between maps and 4-regular maps A Refinement Speculation Cut-Edges For decorated maps, root edges come in two forms: Even cut edge have an even number of decorated vertices on each side of the cut. Odd cut edges have an odd number of decorated vertices on each side of the cut.

  36. An enumerative relationship between maps and 4-regular maps A Refinement Speculation Cut-Edges For decorated maps, root edges come in two forms: Even cut edge have an even number of decorated vertices on each side of the cut. Odd cut edges have an odd number of decorated vertices on each side of the cut. An involution ρ switches the form. ρ ↔ ρ ↔

  37. An enumerative relationship between maps and 4-regular maps A Refinement Speculation Even Cut-Edges The action of φ , when the root edge is an even cut-edge, can speculated from the following commutative diagram. φ → � � ( , ) ( , ) φ →

  38. An enumerative relationship between maps and 4-regular maps A Refinement Speculation Even Cut-Edges The action of φ , when the root edge is an even cut-edge, can speculated from the following commutative diagram. φ → � � ( , ) ( , ) φ → The induced product on Q × Q is genus additive.

  39. An enumerative relationship between maps and 4-regular maps A Refinement Speculation Odd Cut-Edges If m is rooted at an odd cut-edge, then m ′ = ρ ( m ) is rooted at an even cut-edge.

  40. An enumerative relationship between maps and 4-regular maps A Refinement Speculation Odd Cut-Edges If m is rooted at an odd cut-edge, then m ′ = ρ ( m ) is rooted at an even cut-edge. ρ → m ′ − − − − − − − − → ( m 1 , m 2 ) m     � φ  � φ  � φ ⊗ φ − q ′ ← q ← − − − − − − − ( q 1 , q 2 )

  41. An enumerative relationship between maps and 4-regular maps A Refinement Speculation Odd Cut-Edges If m is rooted at an odd cut-edge, then m ′ = ρ ( m ) is rooted at an even cut-edge. ρ → m ′ − − − − − − − − → ( m 1 , m 2 ) m    � φ   � φ  � φ ⊗ φ − q ′ ← q ← − − − − − − − ( q 1 , q 2 ) φ and ρ induce a product π . π : Q × Q → Q ( q 1 , q 2 ) �→ q

  42. An enumerative relationship between maps and 4-regular maps A Refinement Speculation The Product π π is nearly genus additive. ρ → m ′ − − − − − − − − → ( m 1 , m 2 ) m    π : Q × Q → Q � φ  � φ   � φ ⊗ φ ( q 1 , q 2 ) �→ q − q ′ ← q ← − − − − − − − ( q 1 , q 2 )

  43. An enumerative relationship between maps and 4-regular maps A Refinement Speculation The Product π π is nearly genus additive. ρ → m ′ − − − − − − − − → ( m 1 , m 2 ) m    π : Q × Q → Q � φ   � φ  � φ ⊗ φ ( q 1 , q 2 ) �→ q − q ′ ← q ← − − − − − − − ( q 1 , q 2 ) The genus of π ( q 1 , q 2 ) is determined by the genus of q 1 , the genus of q 2 , and how many of the root vertices of m 1 and m 2 are marked.

  44. An enumerative relationship between maps and 4-regular maps A Refinement Speculation The Product π π is nearly genus additive. ρ → m ′ − − − − − − − − → ( m 1 , m 2 ) m    π : Q × Q → Q  � φ  � φ  � φ ⊗ φ ( q 1 , q 2 ) �→ q − q ′ ← q ← − − − − − − − ( q 1 , q 2 ) The genus of π ( q 1 , q 2 ) is determined by the genus of q 1 , the genus of q 2 , and how many of the root vertices of m 1 and m 2 are marked. π can be used to distinguish between marked and unmarked root vertices.

  45. An enumerative relationship between maps and 4-regular maps A Refinement Speculation A Candidate For π In arbitrary genus, the root vertex of a 4-regular map can be a cut-vertex in three distinct ways.

  46. An enumerative relationship between maps and 4-regular maps A Refinement Speculation A Candidate For π In arbitrary genus, the root vertex of a 4-regular map can be a cut-vertex in three distinct ways. The first two cuts correspond to genus additive products.

  47. An enumerative relationship between maps and 4-regular maps A Refinement Speculation A Candidate For π The third corresponds to the product: ( , ) �→ π ′ :

  48. An enumerative relationship between maps and 4-regular maps A Refinement Speculation A Candidate For π The third corresponds to the product: ( , ) �→ π ′ : π ′ is nearly genus additive.

  49. An enumerative relationship between maps and 4-regular maps A Refinement Speculation A Candidate For π The third corresponds to the product: ( , ) �→ π ′ : π ′ is nearly genus additive. The correction term depends on how many factors have root edges that are face-separating, but π ′ is never subadditive with respect to genus.

  50. An enumerative relationship between maps and 4-regular maps A Refinement Speculation A Hidden Relationship? The qualitative similarities between π ′ and π suggest a relationship between decorated maps with a decorated root-vertex and 4-regular maps with a face-non-separating root-edge.

  51. An enumerative relationship between maps and 4-regular maps A Refinement Speculation A Numerical Surprise! Constructing all maps with up to 5 edges, and all 4-regular maps with up to 5 vertices suggests that the sets are bijective. Total Non-Sep Sep v = 1 v = 2 v = 3 v = 4 v = 5 v = 6 g = 0 2916 0 2916 g = 0 42 386 1030 1030 386 42 g = 1 31266 7290 23976 g = 1 420 1720 1720 420 g = 2 56646 28674 27972 g = 2 483 483 g = 3 9450 9450 0 5-edge maps 5-vertex, 4-regular maps 2916 = 42 + 386 + 1030 + 1030 + 386 + 42 � 2 � 3 � 4 � 5 � � � � 23979 = 1030 + 1030 + 386 + 42 + 4(420 + 1720 + 1720 + 420) 2 2 2 2 �� 2 � � 4 � 5 � 3 � � � � 27972 = 386 + 42 + 4 1720 + 420 + 16(483 + 483) 4 4 2 2 � 1 � 2 � 3 � 4 � 5 � � � � � 7920 = 386 + 1030 + 1030 + 386 + 42 1 1 1 1 1 �� 1 � � 3 � 4 � 5 � 2 � 3 � � � � � � 28674 = 1030 + 386 + 42 + 4 1720 + 1720 + 420 3 3 3 1 1 1 � 1 � 1 � 1 � � � 9450 = 42 + 4 420 + 16 483 1 1 1

  52. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Conjecture (Refined q -Conjecture) If Q 1 is the restriction of Q to maps rooted on face-separating ˆ ˆ edges, and M 1 is the restriction of M to maps with undecorated root vertices, then φ ( ˆ M 1 ) = Q 1 .

  53. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Conjecture (Refined q -Conjecture) If Q 1 is the restriction of Q to maps rooted on face-separating ˆ ˆ edges, and M 1 is the restriction of M to maps with undecorated root vertices, then φ ( ˆ M 1 ) = Q 1 . In terms of generating series y Q 1 ( u 2 , x , y , z ) = bis 4 u 2 , y + u , y , xz 2 � � y + u M , and even u u Q 2 ( u 2 , x , y , z ) = bis 4 u 2 , y + u , y , xz 2 � � y + u M . even u

  54. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Determining Q 1 and Q 2 The integral expression for M does not allow a simultaneous refinement to track root-edge-type and vertex degrees.

  55. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Determining Q 1 and Q 2 David Jackson indirectly suggested an indirect approach to computing Q 1 and Q 2 .

  56. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Determining Q 1 and Q 2 M gives an expression for the generating series for P , the set of maps that have a root vertex of degree 3, a vertex of degree 1, and are otherwise 4-regular. p 3 p 1 exp( 1 � � 4 p 4 x ) P (1 , x , N , 1) = x 2 exp( 1 � � 4 p 4 x )

  57. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Determining Q 1 and Q 2 M gives an expression for the generating series for P , the set of maps that have a root vertex of degree 3, a vertex of degree 1, and are otherwise 4-regular. Root-cutting is a bijection from Q to P . χ →

  58. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Determining Q 1 and Q 2 M gives an expression for the generating series for P , the set of maps that have a root vertex of degree 3, a vertex of degree 1, and are otherwise 4-regular. Root-cutting is a bijection from Q to P . Q ( u 2 , x , y , z ) = Q 1 ( u 2 , x , y , z ) + Q 2 ( u 2 , x , y , z ) P ( u 2 , x , y , z ) = x y Q 1 ( u 2 , x , y , z ) + xy u 2 Q 2 ( u 2 , x , y , z )

  59. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Determining Q 1 and Q 2 M gives an expression for the generating series for P , the set of maps that have a root vertex of degree 3, a vertex of degree 1, and are otherwise 4-regular. Root-cutting is a bijection from Q to P . Q ( u 2 , x , y , z ) = Q 1 ( u 2 , x , y , z ) + Q 2 ( u 2 , x , y , z ) P ( u 2 , x , y , z ) = x y Q 1 ( u 2 , x , y , z ) + xy u 2 Q 2 ( u 2 , x , y , z ) The equations can be solved for Q 1 and Q 2 .

  60. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Implications Proving the enumerative portion of the refined q -Conjecture reduces to a factorization problem, similar to the existing proof of Jackson and Visentin.

  61. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Implications Proving the enumerative portion of the refined q -Conjecture reduces to a factorization problem, similar to the existing proof of Jackson and Visentin. One of the factors is the same.

  62. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Implications Proving the enumerative portion of the refined q -Conjecture reduces to a factorization problem, similar to the existing proof of Jackson and Visentin. One of the factors is the same. The other factor is messier.

  63. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Implications Proving the enumerative portion of the refined q -Conjecture reduces to a factorization problem, similar to the existing proof of Jackson and Visentin. One of the factors is the same. The other factor is messier. This work remains to be done.

  64. An enumerative relationship between maps and 4-regular maps A Refinement Refining the Conjecture Implications Proving the enumerative portion of the refined q -Conjecture reduces to a factorization problem, similar to the existing proof of Jackson and Visentin. One of the factors is the same. The other factor is messier. This work remains to be done. A consequence would be the interpretation P ( u 2 , x , y , z ) = x odd u M (4 u 2 , y + u , y , xz 2 ) . u bis

  65. An enumerative relationship between maps and 4-regular maps A Refinement Structural Evidence A Special Case As a special case of the refined conjecture, we get the concrete statement: Conjecture The bijection φ specializes to a bijection from planar maps with a decorated non-root vertex to 4-regular maps on the torus rooted at a face-non-separating edge.

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