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The 2016 Nobel prize in Physics D. Thouless and Topological Invariants J. Avron May 2017 Avron The 2016 Nobel prize in Physics: May 2017 1 / 24 There is geometry in the humming of the strings, there is music in the spacing of the spheres.


  1. The 2016 Nobel prize in Physics D. Thouless and Topological Invariants J. Avron May 2017 Avron The 2016 Nobel prize in Physics: May 2017 1 / 24

  2. There is geometry in the humming of the strings, there is music in the spacing of the spheres. (Pythagoras) Happy birthday, Petr Avron The 2016 Nobel prize in Physics: May 2017 2 / 24

  3. D. Thouless, D. Haldane, M. Kosteritz Kosterlitz-Thouless transition; TKNN aka Chern numbers Avron The 2016 Nobel prize in Physics: May 2017 3 / 24

  4. Mathematical physics in 2 D Kosterlitz-Thouless transition; TKNN aka Chern numbers Quantum transistors Marginal phase transition Avron The 2016 Nobel prize in Physics: May 2017 4 / 24

  5. TKNN 1982 cited 2874 TKNN: Topological quantum numbers (1982) B. Simon: Chern classes in QM (1983) M.V. Berry: Adiabatic curvature, Berry’s phase (1984) Avron The 2016 Nobel prize in Physics: May 2017 5 / 24

  6. Maxwell’s Ingenious blunders Avron The 2016 Nobel prize in Physics: May 2017 6 / 24

  7. The Classical Hall effect 1879 V I / V T ≫ B B I 1 / B Avron The 2016 Nobel prize in Physics: May 2017 7 / 24

  8. The Quantum Hall effect The Quantum Hall effect von Klitzing (Nobel 1985) Quantum unit of resistance h e 2 ≈ 26 [ K Ω] I / V [ e 2 h − 1 ] 3 . 000000000006 1 . 999999999999 T ≪ B 1 . 000000000001 1 / B Avron The 2016 Nobel prize in Physics: May 2017 8 / 24

  9. The Quantum Hall effect Fundamental vs natural standards Time: Natural but not fundamental Second: Hyperfine transition of Cs 133 9 , 192 , 631 , 770 [ Hz ] All Cs 133 atoms are equal Natural, NOT fundamental 9 , 192 , 631 , 770 [ Hz ] is precisely measurable, but Not related to a fundamental time scale in a known way Avron The 2016 Nobel prize in Physics: May 2017 9 / 24

  10. The Quantum Hall effect Fundamental vs natural standards Ohm: Artificial but fundamental Ohm: QHE e 2 / h V 3 I 2 1 1 / B Every transistor is different Artificial but fundamental Resistance: The quantum unit of resistance is precisely measurable Avron The 2016 Nobel prize in Physics: May 2017 10 / 24

  11. The Quantum Hall effect Heisenberg quantization Quantization and spectral theory Observables=Linear operators Measurements yield eigenvalues Spect ( L z ) ⊆ � 2 Z Not the mechanism in the QHE Avron The 2016 Nobel prize in Physics: May 2017 11 / 24

  12. The Quantum Hall effect Dirac quantization Electric charges are an integer Electric charges ∈ q e Z q electron = − q proton Magnetic monopole q mag B q electric q mag ∈ � c 2 Z Not the mechanism in the QHE Avron The 2016 Nobel prize in Physics: May 2017 12 / 24

  13. The Quantum Hall effect TKNN quantization Quantization of transport coefficients Topological invariants & Transport Hall Conductance= Chern number Gauss-Bonnet-Chern � 1 Curvature ∈ Z 2 π Avron The 2016 Nobel prize in Physics: May 2017 13 / 24

  14. The Quantum Hall effect Real scientists solve models. Wimps generalize M. Berry The Hofstadter model ψ ( n , m ) ∈ ℓ 2 ( Z 2 ) B North translation � � N N ψ ( n , m ) = ψ ( n , m − 1 ) E East translations: � � ( n , m ) = e − 2 π iB m ψ ( n − 1 , m ) E ψ Hamiltonian H = E + N + h . c . Avron The 2016 Nobel prize in Physics: May 2017 14 / 24

  15. The Quantum Hall effect Periodic matrices The importance of families When B = p q : H is periodic and reduces to = e ik 1 + e ik 2 ˆ H ( k 1 , k 2 ) T T + h . c . ���� ���� � �� � cyclic shift FT of cyclic shift q × q periodic matrix Example B = 1 3 :     0 1 0 1 0 0 ˆ  , ω = e 2 π iB T = , T = 0 ω 0 0 0 1    � �� � ω 2 1 0 0 0 0 root of unity � �� � 3 × 3 Avron The 2016 Nobel prize in Physics: May 2017 15 / 24

  16. The Quantum Hall effect Quantum states as bundles of projections Full bands of free Fermions Spectrum H ( k 1 , k 2 ) : periodic q × q hermitian matrix Spectrum ( H ) : q-bands. P j ( k 1 , k 2 ) : bundles of projections P 2 Quantum states at T = 0 Finite system: Rank 1 projection Full bands of free Fermions: Bundle P 1 of projections k Avron The 2016 Nobel prize in Physics: May 2017 16 / 24

  17. The Quantum Hall effect Families of spectral projections H ( k 1 , k 2 ) P ( k 1 , k 2 ) Smooth, periodic spectral projection P ( k 1 , k 2 ) = P ( k 1 + 2 π, k 2 ) = P ( k 1 , k 2 + 2 π ) Rank one projection: P = | ψ � � ψ | � �� � family Avron The 2016 Nobel prize in Physics: May 2017 17 / 24

  18. The Quantum Hall effect Curvature in differential geometry Curvature: Failure of parallel transport Z Curvature Failure of parallel transport area 4 π R 2 / 8 = 1 π/ 2 X Y R 2 Avron The 2016 Nobel prize in Physics: May 2017 18 / 24

  19. The Quantum Hall effect Curvature of bundles of projections in Hilbert space Berry’s phase: Failure of parallel transport | ψ � Berry’s (gauge) 1-form A = i � ψ | d k ψ � Berry’s phase: Failure of parallel transport | ψ � � � A = dA P � � Curvature: Local failure of parallel transport d A ⇐ ⇒ ( dA ) jk ( φ ) = − 2 Im � ∂ j ψ | ∂ k ψ � ���� 2 − form Avron The 2016 Nobel prize in Physics: May 2017 19 / 24

  20. The Quantum Hall effect Expectation of currents=Rates of Berry’s gauge Evolution equation i d | ψ t � = H ( k , t ) | ψ t � dt Define current: ∂ H ∂ k Expectations related to rate of Berry’s phase � � � � ∂ H i d � � ψ t � ψ t = dt � ψ | ∂ k ψ � � � ∂ k � � �� � � �� � rate of Berry’s phase expectation of current Avron The 2016 Nobel prize in Physics: May 2017 20 / 24

  21. The Quantum Hall effect Hall conductance=Chern number TKNN � Hall conductance = 1 T 2 dA 2 π Gauss-Bonnet-Chern rediscovered T 2 = R 2 / Z 2 � 1 T 2 dA ∈ Z 2 π β 3 � � β 4 T 2 β 2 T 2 dA = ∂ T 2 A = β 1 + β 2 + β 3 + β 4 ∈ 2 π Z β 1 Avron The 2016 Nobel prize in Physics: May 2017 21 / 24

  22. The Quantum Hall effect Hofstadter butterfly Fractal diagram of Chern numbers B density Avron The 2016 Nobel prize in Physics: May 2017 22 / 24

  23. The Quantum Hall effect What have we learned? And what did I not cover Transport coefficients have geometric significance Macroscopic systems of Fermions are bundles of projections Bundles of projections are related to Chern classes K-theory, Entanglement, Topological states of matter,.... Avron The 2016 Nobel prize in Physics: May 2017 23 / 24

  24. The Quantum Hall effect 2016 Nobel prize food for thought Fiber bundles with cream cheese Avron The 2016 Nobel prize in Physics: May 2017 24 / 24

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