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Systems not Structures: Changing HSC Professor Rafael Bengoa NIPE PEC C Annual Confe ferenc rence Maximising Outcomes, Embracing Challenges 8 March 2017 NIPEC Conference Belfast . March 8 2017 IMPLEMENTATION OF LARGE SCALE REFORM


  1. Systems not Structures: Changing HSC Professor Rafael Bengoa NIPE PEC C Annual Confe ferenc rence Maximising Outcomes, Embracing Challenges 8 March 2017

  2. NIPEC Conference Belfast . March 8 2017 “ IMPLEMENTATION OF LARGE SCALE REFORM” Rafael ael Bengoa engoa Institute for Health & Strategy Bilbao. Spain

  3. FRAGMENTATION…

  4. Chroni ronic Budget dget !!

  5. • GET T BEYON YOND FRAGM RAGMENT NTAT ATIO ION N OF CARE. RE. MOVE VE TO O SYST STEM EM MANA NAGE GEMEN MENT • • TARGET ARGET BET ETTER TER CHR HRON ONIC IC CONDI NDITIO IONS NS MANA NAGEM EMENT NT • IMPROV ROVE E PATIE TIENT NT-CENT CENTEREDNE EREDNESS SS & EMPOW OWERME ERMENT • MOVE VE TOWARDS OWARDS POPULA PULATIO ION N HEALT ALTH H MANA NAGE GEMENT. ENT. • EXPA PAND ND USE E OF INFO FORMA MATIO ION N AND COMM MMUNIC UNICAT ATIO ION N TEC ECHNO HNOLO LOGY GY . • EXPLO PLORE E AND ADAP APT T OUT UTCOME COME BASED SED PAYME MENT NT MODEL DELS S TO O ENC NCOUR URAGE AGE VALUE LUE VERSUS RSUS ACTIVIT TIVITY

  6. PROACTIVITY PATIENT EMPOWERMENT PERSONALIZATION PREVENTION POPULATION

  7. WE HAVE “SYSTEM” FRAMEWORKS

  8. MANAGE “SYSTEMS” RATHER THAN MANAGING STRUCTURES “COMMUNITY” STRUCTURES SYSTEM Vs PATIENT ENT . • Mental map : SYSTEM • Mental map Structures • • Continuity of care across a SYSTEM Fragmentation • Proactive SYSTEM • Reactive episodic care • Patient empowerment • Paternalistis • Decentralized SYSTEM leadership • Vertical leadership • Paying for value • Financing structures and activity • Health & social care “SYSTEM”

  9. Management “Arsenal” for Transformation Electron ectronic ic Medica dical l Record cord • New w profes fessio ional al roles les (nu nursin sing) • Electron ectronic ic prescr script iptio ion • Patient ient Empo powe wermen rment (self lf- • manag anagem ement) nt) Telem lemedic icin ine, e, telec ecare are, • telem te emonit itoring oring Thir hird d secto tor Strengthen engthenin ing • Risk sk Strat atifica ificati tion n Popula pulatio ion • Transf ansforma ormatio tion of f subacu bacute e • facilitie cilities New Ne w fi finan nanci cing ng models odels • Metho thods ds for a greater ater engagem ngagemen ent • Integ tegrat ated ed care • of f heal ealth h professio essional als Coo oordin dinatio tion Heal alth h & & Soc ocia ial l • New w forms rms of distri ributiv butive/fac e/facil ilit itat ator or • Care leadershi adership. .

  10. WHAT ARE WE LEARNING ABOUT IMPLEMENTATION? Minister of Health

  11. NEED TO MANAGE TWO AGENDAS SIMULTANEOUSLY LAUNCHES A TRANSFORMATIVE REINFORCES A “RESIST” • • CULTURE CULTURE & REACH UP FOR THE HIGH • DOES NOT CHANGE • HANGING FRUIT MODEL OF CARE TOUGH BUT DOES CHANGE THE • MODEL OF CARE SOME LOW HANGING • FRUIT STILL AVAILABLE ENGAGE ALL RELEVANT ACTORS • (WASTE ) Bengoa/Arratibel . SI Health

  12. Recipients of Change IMPLEMENTATION NEW POLICY/STRATEGY PROCESS (WHAT) (HOW) TOUGHEST PART SI-Health P. Arratibel/R. Bengoa

  13.  Absence of buy-in from clinicians and other staff  'Big bang' momentum that is not sustained over time  Cost-cutting so that investment in change is lacking or insufficient  The existence of weak capacity to make change work  Burn out and 'reform fatigue' with constant churn and change of focus  Loss of interest  Too much change, too fast  Promotion or departure of person in charge  The role of politics which can divert energy and derail change

  14. ! THE RESPONSE ! MOR ORE RE RESOU OURCE RCES MORE RE RESO SOURCES URCES & & NO TRANSFORM RANSFORMATION ATION TR TRANSF SFORMATION ORMATION NO RESO SOUR URCES NO RE RESOU SOURCES RCES & NO NO TRAN ANSFO SFORM RMATION ATION TRAN ANSF SFORMATIO ORMATION

  15.  A focus on the how not what what of change  Identifying ways to create and sustain a receptive context for successful change  There can be no guarantees – there is ‘no simple recipe or quick fix in managing complex change’ (Pettigrew et al 1992)

  16.  Quality of policy developed nationally and locally is important in terms of both its analytical and process elements. Policy informed by evidence and data is important in presenting a sound case for change and persuading sceptical practitioners. Successful polices demonstrate coherence and alignment between goals, feasibility and implementation. Quality and Coherence of Policy

  17. POSITIVE RESULTS FROM REFORMS… Evidence : Benefits in : - Improved outcomes - Patient satisfaction - Patient safety - Increased use of care plans - New roles for staff - Ambiguous results at reducing costs

  18. COMMUNITIES THAT BUILD DENSE MULTISECTOR NETWORKS = LESS MORTALITY ! 19

  19.  Critical in creating the conditions for transformational change and in ensuring they remain in place long enough to become embedded. Importance of political context and impact of politics in shaping the environment governing large-scale change. Structural change or change involving regulation and/or inspection can occur rapidly. Cultural change takes longer. Environmental Pressure

  20. Kingdon Policy Streams

  21.  The three streams have lives of their own  The probability of rising on the agenda is increased if all 3 streams are joined  Partial couplings between 2 streams are Northern Ireland less likely to result in POLITICAL SUMMIT • policy changes PARLAMENTIARY HEALTH • COMMITTEE GOVERNMENT …… •

  22.  People in key posts leading change is critical. Not heroic leaders of a traditional command and control type but those who exercise leadership in a more adaptive, distributed style. Quiet or servant leaders are often more effective than those who lead from the front. Building teams across whole systems is essential in health system transformation. Key People Leading Change

  23. • Nursi sing ng experti rtise se is cr criti tica cal to health th system ems reform rm. NURS RSES ES SHOU HOULD LD BE FULL LL PARTN RTNERS ERS WITH TH OTH THER ER • HEALT ALTHCA HCARE E PROF OFESS SSION IONALS ALS IN REDES DESIGNIN IGNING G HEAL ALTH TH CARE ARE As the Institute of Medicine’s (IOM) Future of Nursing: Leading Change, • Advancing Health report states: • Recommen enda dati tion on 7: P Prepa pare re and enable e nurses es to lead change e to advance e health. Nurses, nursing education programs, and nursing associations should prepare the nursing workforce to assume leadership positions across all levels, while public, private, and governmental health care decision makers should ensure that leadership positions are available to and filled by nurses. (IOM, Future of Nursing, Leading Change, Advancing Health: Report Recommendations, National Academies of Science, Washington, DC, p. 5).

  24.  Culture involving deep-seated assumptions and values leading to particular patterns of behaviour can serve as a barrier to change and create inertia. Health systems comprise a complex set of multiple cultures. A supportive culture can challenge and change beliefs. Leaders can be agents for cultural change. Supportive Organisation al Culture

  25. Supportive Organizational culture BALANCE PUSH & PULL STRATEGIES….. - Some level of “ orquestration ” from above but seeking to identify commitment rather than compliance - Key element of the “ orquestration ” is from the payment reforms (value) rather than from micromanagement of providers.

  26. PAYMENT REFORMS COMMISSIONING VALUE ; NOT ONLY ACTIVITY STRENGTH OF PROVIDERS 1 2 3 4 5 6 7 8 9 10 20th CENTURY STRENGTH OF PAYERS STRENGTH OF PROVIDERS 1 2 3 4 5 6 7 8 9 10 21 st CENTURY STRENGTH OF PAYERS SOURCE: Muir Gray

  27. The Alternative Quality Contract (AQC) • Results seem to support new payment models : • Improvements in quality

  28. PAYING FOR VALUE: THE PLAN

  29.  The managerial-clinical interface is critically important in health systems especially at a time of rapid change which can seem threatening to notions of clinical autonomy. The disconnect between managers and clinicians is a feature of all health systems. Those opposed to change can block or sabotage it. Managers and clinicians need to understand each other’s worlds. Managerial- clinical Relations

  30. Staff Engagement NHS Staff Management and Health Service Quality West and Dawson 31

  31. Change From the Inside Out: Health Care Leaders Taking the Helm Donald M. Berwick, MD, MPP 1 ; Derek Feeley, DBA 1 ; Saranya Loehrer, MD, MPH 1 JAMA. 2015;313(17):1707-1708. doi:10.1001/jama.2015.2830

  32. The Institute for Health & Strategy

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