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On safety in distributed computing Srivatsan Ravi On safety in distributed computing Safety in distributed computing 1 Something bad never happens 2 Some invariant holds at every step in the execution 3 If something bad happens in an


  1. On safety in distributed computing Srivatsan Ravi On safety in distributed computing

  2. Safety in distributed computing 1 Something ”bad” never happens 2 Some invariant holds at every step in the execution 3 If something bad happens in an execution, it happens because of some particular step in the execution On safety in distributed computing

  3. Safety properties 1 A property is a set of histories 2 What does it mean for a set of histories exported by a concurrent implementation to be safe? On safety in distributed computing

  4. Defining Safety 1 The Alpern-Schneider topology 2 The Lynch definition On safety in distributed computing

  5. Defining safety: Alpern-Schneider Topology Alpern-Schneider Topology A property O is finitely observable iff: ∀ H ∈ H inf : H ∈ O ⇒ ( ∃ H ′ ∈ H fin ; H ′ < H ∧ ( ∀ H ′′ ∈ H inf ; H ′ < H ′′ , H ′′ ∈ O )) 1 If O 1 , O 2 , . . . , O n are finitely observable, then ∩ n i =1 O i is also finitely observable 2 The potentially infinite union of finitely observable properties is also finitely observable. On safety in distributed computing

  6. Defining safety: Alpern-Schneider Topology Alpern-Schneider Topology A property O is finitely observable iff: ∀ H ∈ H inf : H ∈ O ⇒ ( ∃ H ′ ∈ H fin ; H ′ < H ∧ ( ∀ H ′′ ∈ H inf ; H ′ < H ′′ , H ′′ ∈ O )) 1 If O 1 , O 2 , . . . , O n are finitely observable, then ∩ n i =1 O i is also finitely observable 2 The potentially infinite union of finitely observable properties is also finitely observable. The set O of finitely observable properties is a topology on H inf On safety in distributed computing

  7. Defining safety: Alpern-Schneider Topology Alpern-Schneider Topology Safety properties are the closed sets in the topology A set if closed if its complement is open A closed set contains all its limit-points AS-topology defined on the set of infinite histories Notion of safety not defined for finite histories On safety in distributed computing

  8. Formal definition of safety Safety property [Lynch, Distributed Algorithms] every prefix H ′ of a history H ∈ P is also in P prefix-closure : an incorrect execution cannot turn into a correct one in the future On safety in distributed computing

  9. Formal definition of safety Safety property [Lynch, Distributed Algorithms] every prefix H ′ of a history H ∈ P is also in P prefix-closure : an incorrect execution cannot turn into a correct one in the future for any infinite sequence of finite histories H 0 , H 1 , . . . such that for all i , H i ∈ P and H i is a prefix of H i +1 , the infinite history that is the limit of the sequence is also in P . limit-closure : the infinite limit of an ever-extending safe execution must be also safe. On safety in distributed computing

  10. Formal definition of safety Safety property [Lynch, Distributed Algorithms] every prefix H ′ of a history H ∈ P is also in P prefix-closure : an incorrect execution cannot turn into a correct one in the future for any infinite sequence of finite histories H 0 , H 1 , . . . such that for all i , H i ∈ P and H i is a prefix of H i +1 , the infinite history that is the limit of the sequence is also in P . limit-closure : the infinite limit of an ever-extending safe execution must be also safe. Sufficient to prove all finite histories are safe On safety in distributed computing

  11. Proving a property to be safe Prefix-closure Constructively from the extended history Limit-closure Application of K¨ onig’s Path Lemma : If G is an infinite connected finitely branching rooted directed graph, then G contains an infinite sequence of non-repeating vertices starting from the root On safety in distributed computing

  12. Limit-closure 1 A property that is not limit-closed 2 Proving limit-closure of safety properties using K¨ onig’s Path Lemma On safety in distributed computing

  13. Multi-objects Transactions Sequence of abortable reads and writes on objects Transactions can commit by invoking tryC ( take effect ) or abort On safety in distributed computing

  14. Multi-objects Transactions Sequence of abortable reads and writes on objects Transactions can commit by invoking tryC ( take effect ) or abort Opacity 1 History is opaque if there exists an equivalent completion that is legal and respects the real-time order of transactions. Totally-order transactions such that every t-read returns the value of the latest written t-write. 2 Completion by including matching responses to incomplete t-operations and aborting incomplete transactions On safety in distributed computing

  15. Opacity and limit-closure W 1 ( X , 1) TryC 1 T 1 R 2 ( X ) → 1 T 2 → ∞ R 3 ( X ) → 0 R i ( X ) → 0 T 3 T i 1 Mutually overlapping transactions 2 Suppose a serialization S of H exists There exists n ∈ N ; seq ( S )[ n ] = T 1 Consider the transaction T i at index n + 1 For any i ≥ 3, T i must precede T 1 in any serialization On safety in distributed computing

  16. Opacity and limit-closure W 1 ( X , 1) TryC 1 T 1 R 2 ( X ) → 1 T 2 → ∞ R 3 ( X ) → 0 R i ( X ) → 0 T 3 T i 1 Consider the set of histories in which every transactional operation is complete in the infinite history? 2 Is the resulting property limit-closed? On safety in distributed computing

  17. Opacity and limit-closure: Prelude to the proof Live set of T Lset H ( T ): T and every transaction T ′ such that neither the last event of T ′ precedes the first event of T in H nor the last event of T precedes the first event of T ′ in H . H T ′ ) if for all T ′′ ∈ Lset H ( T ), T ′ succeeds the live set of T ( T ≺ LS T ′′ is complete and the last event of T ′′ precedes the first event of T ′ . On safety in distributed computing

  18. Opacity and limit-closure: Prelude to the proof Live set of T Lset H ( T ): T and every transaction T ′ such that neither the last event of T ′ precedes the first event of T in H nor the last event of T precedes the first event of T ′ in H . T ′ succeeds the live set of T ( T ≺ LS H T ′ ) if for all T ′′ ∈ Lset H ( T ), T ′′ is complete and the last event of T ′′ precedes the first event of T ′ . T 1 and T 2 overlap Live set: An example Live set of T 1 = { T 1 } R 1 ( X ) T 1 T 2 succeeds the live set of T 1 W 2 ( Y , 1) T 2 On safety in distributed computing

  19. Opacity and limit-closure: Prelude to the proof Live set: An example We can find a serialization in which T 1 precedes T 2 R 1 ( X ) T 1 Given any serialization of a du-opaque history, permute W 2 ( Y , 1) T 2 transactions without rendering any t-read illegal. Lemma Let H be a finite opaque history and assume T k ∈ txns ( H ) be a complete transaction in H such that every transaction in Lset H ( T k ) is complete in H. Then there exists a serialization S of H such that for all T k , T m ∈ txns ( H ) ; T k ≺ LS H T m , we have T k < S T m . On safety in distributed computing

  20. Opacity and limit-closure: The proof Step 1: Construction of rooted directed graph G H Vertices of G H Root vertex: ( H 0 , S 0 ) (empty histories) Non-root vertex: ( H i , S i ) S i is a serialization of H i S i respects live set relation On safety in distributed computing

  21. Opacity and limit-closure: The proof Step 1: Construction of rooted directed graph G H Vertices of G H Edges of G H Root vertex: ( H 0 , S 0 ) cseq i ( S j ); j ≥ i : subsequence of seq ( S j ) (empty histories) reduced to transactions that Non-root vertex: ( H i , S i ) are complete in H i w.r.t H S i is a serialization of H i ( H i , S i ) → ( H i +1 , S i +1 ) if S i respects live set relation cseq i ( S i ) = cseq i ( S i +1 ) On safety in distributed computing

  22. Opacity and limit-closure: K¨ onig’s Path Lemma G H is finitely branching Out-degree of ( H i , S i ) bounded by the number of possible permutations of the set txns ( S i +1 ). On safety in distributed computing

  23. Opacity and limit-closure: The proof Step 2: Application of K¨ onig’s Path Lemma If G is an infinite connected finitely branching rooted directed graph, then G contains an infinite sequence of non-repeating vertices starting from the root. G H is finitely G H is connected branching Given ( H i +1 , S i +1 ), ∃ ( H i , S i ): seq ( S i ) is subsequence of seq ( S i +1 ) Out-degree of ( H i , S i ) bounded by seq ( S i +1 ) contains every complete the number of transaction that takes its last step in H in possible H i permutations of the cseq i ( S i ) = cseq i ( S i +1 ) set txns ( S i +1 ). Iteratively construct a path from ( H 0 , S 0 ) to each ( H i , S i ) On safety in distributed computing

  24. Opacity and limit-closure: The proof Step 2: Application of K¨ onig’s Path Lemma G H is an infinite finitely branching connected rooted directed graph G H is infinite (by construction) Apply K¨ onig’s Path Lemma to G H Derive infinite sequence L of non-repeating vertices of G H starting from root On safety in distributed computing

  25. Opacity and limit-closure: The proof Step 2: Application of K¨ onig’s Path Lemma G H is an infinite finitely branching connected rooted directed graph G H is infinite (by construction) Apply K¨ onig’s Path Lemma to G H Derive infinite sequence L of non-repeating vertices of G H starting from root L = ( H 0 , S 0 ) , ( H 1 , S 1 ) , . . . , ( H i , S i ) , . . . ↓ In L , ∀ j > i : cseq i ( S i ) = cseq i ( S j ) On safety in distributed computing

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