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Measuring noncompactness and discontinuity Ond rej F.K. Kalenda Department of Mathematical Analysis Faculty of Mathematics and Physics Charles University in Prague Twelfth Symposium on General Topology and its Relations to Modern Analysis


  1. Compactness and continuity of operators Measuring non-compactness of an operator T : X → Y . . . a bounded operator between Banach spaces. ◮ T is compact iff TB X is relatively compact iff χ ( TB X ) = 0. ◮ We set χ ( T ) = χ ( TB X ) , α ( T ) = α ( TB X ) etc. Compactness and continuity T is compact ⇔ T ∗ is compact ⇔ T ∗ | B Y ∗ is w ∗ -to-norm continuous Measuring discontinuity ◮ T ∗ | B Y ∗ is w ∗ -to-norm continuous iff ∀ ( y ∗ τ ) ⊂ B Y ∗ : ( y ∗ τ ) w ∗ -convergent ⇒ ( T ∗ y ∗ τ ) norm-convergent Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  2. Compactness and continuity of operators Measuring non-compactness of an operator T : X → Y . . . a bounded operator between Banach spaces. ◮ T is compact iff TB X is relatively compact iff χ ( TB X ) = 0. ◮ We set χ ( T ) = χ ( TB X ) , α ( T ) = α ( TB X ) etc. Compactness and continuity T is compact ⇔ T ∗ is compact ⇔ T ∗ | B Y ∗ is w ∗ -to-norm continuous Measuring discontinuity ◮ T ∗ | B Y ∗ is w ∗ -to-norm continuous iff ∀ ( y ∗ τ ) ⊂ B Y ∗ : ( y ∗ τ ) w ∗ -Cauchy ⇒ ( T ∗ y ∗ τ ) norm-Cauchy Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  3. Compactness and continuity of operators Measuring non-compactness of an operator T : X → Y . . . a bounded operator between Banach spaces. ◮ T is compact iff TB X is relatively compact iff χ ( TB X ) = 0. ◮ We set χ ( T ) = χ ( TB X ) , α ( T ) = α ( TB X ) etc. Compactness and continuity T is compact ⇔ T ∗ is compact ⇔ T ∗ | B Y ∗ is w ∗ -to-norm continuous Measuring discontinuity ◮ T ∗ | B Y ∗ is w ∗ -to-norm continuous iff ∀ ( y ∗ τ ) ⊂ B Y ∗ : ( y ∗ τ ) w ∗ -Cauchy ⇒ ( T ∗ y ∗ τ ) norm-Cauchy ◮ cont w ∗ →�·� ( T ∗ ) = sup { ca ( T ∗ y ∗ τ ) ; ( y ∗ τ ) ⊂ B Y ∗ w ∗ -Cauchy } Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  4. Compactness and continuity of operators Compactness and continuity T is compact ⇔ T ∗ is compact ⇔ T ∗ | B Y ∗ is w ∗ -to-norm continuous Measuring discontinuity ◮ T ∗ | B Y ∗ is w ∗ -to-norm continuous iff ∀ ( y ∗ τ ) ⊂ B Y ∗ : ( y ∗ τ ) w ∗ -Cauchy ⇒ ( T ∗ y ∗ τ ) norm-Cauchy ◮ cont w ∗ →�·� ( T ∗ ) = sup { ca ( T ∗ y ∗ τ ) ; ( y ∗ τ ) ⊂ B Y ∗ w ∗ -Cauchy } Compactness and continuity – quantitative relation 1 2 cont w ∗ →�·� ( T ∗ ) ≤ χ ( T ) ≤ cont w ∗ →�·� ( T ∗ ) Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  5. Plan Compactness in metric spaces, norm-compactness Measuring non-compactness in a metric space Norm-compactness and continuity of operators Weak non-compactness Two approaches to weak noncompactness Comparison of the two approaches Weak compactness and continuity Mackey non-compactness Measuring Mackey non-compactness Mackey compactness and continuity Application: Dunford-Pettis property Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  6. Measuring weak non-compactness - de Blasi approach X . . . a Banach space A . . . a bounded subset of X . Recall: χ ( A ) = inf { ε > 0 ; ∃ F ⊂ X finite : A ⊂ U ( F , ε ) } Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  7. Measuring weak non-compactness - de Blasi approach X . . . a Banach space A . . . a bounded subset of X . Recall: χ ( A ) = inf { ε > 0 ; ∃ F ⊂ X finite : A ⊂ U ( F , ε ) } Measuring how much a set sticks out of another one d ( A , B ) = sup { dist ( a , B ); a ∈ A } � Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  8. Measuring weak non-compactness - de Blasi approach X . . . a Banach space A . . . a bounded subset of X . Recall: χ ( A ) = inf { ε > 0 ; ∃ F ⊂ X finite : A ⊂ U ( F , ε ) } Measuring how much a set sticks out of another one d ( A , B ) = sup { dist ( a , B ); a ∈ A } � Hausdorff measure of noncompactness reformulated χ ( A ) = inf { � d ( A , F ); F ⊂ X finite } Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  9. Measuring weak non-compactness - de Blasi approach X . . . a Banach space A . . . a bounded subset of X . Recall: χ ( A ) = inf { ε > 0 ; ∃ F ⊂ X finite : A ⊂ U ( F , ε ) } Measuring how much a set sticks out of another one d ( A , B ) = sup { dist ( a , B ); a ∈ A } � Hausdorff measure of noncompactness reformulated χ ( A ) = inf { � d ( A , F ); F ⊂ X finite } = inf { � d ( A , K ); K ⊂ X compact } Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  10. Measuring weak non-compactness - de Blasi approach X . . . a Banach space A . . . a bounded subset of X . Measuring how much a set sticks out of another one � d ( A , B ) = sup { dist ( a , B ); a ∈ A } Hausdorff measure of noncompactness reformulated χ ( A ) = inf { � d ( A , F ); F ⊂ X finite } = inf { � d ( A , K ); K ⊂ X compact } De Blasi measure of weak noncompactness ◮ ω ( A ) = inf { � d ( A , K ); K ⊂ X weakly compact } Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  11. Measuring weak non-compactness - de Blasi approach X . . . a Banach space A . . . a bounded subset of X . Measuring how much a set sticks out of another one � d ( A , B ) = sup { dist ( a , B ); a ∈ A } Hausdorff measure of noncompactness reformulated χ ( A ) = inf { � d ( A , F ); F ⊂ X finite } = inf { � d ( A , K ); K ⊂ X compact } De Blasi measure of weak noncompactness ◮ ω ( A ) = inf { � d ( A , K ); K ⊂ X weakly compact } ◮ [de Blasi 1977] ω ( A ) = 0 ⇔ A is relatively weakly compact Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  12. Other measures of weak noncompactness Let X be a Banach space and A ⊂ X a bounded set. TFAE ◮ A is relatively weakly compact. w ∗ ◮ [Banach-Alaoglu] A ⊂ X ◮ [Eberlein-Grothendieck] lim i lim j x ∗ i ( x j ) = lim j lim i x ∗ i ( x j ) whenever ( x j ) ⊂ A , ( x ∗ i ) ⊂ B X ∗ and all limits exist. Smulyan] Any ( x n ) ⊂ A has a w-cluster point in X . ◮ [Eberlein- ˇ w . ◮ [James] Any x ∗ ∈ X ∗ attains its max on A Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  13. Other measures of weak noncompactness Let X be a Banach space and A ⊂ X a bounded set. TFAE ◮ A is relatively weakly compact. w ∗ ◮ [Banach-Alaoglu] A ⊂ X w ∗ wk ( A ) = � d ( A , X ) ◮ [Eberlein-Grothendieck] lim i lim j x ∗ i ( x j ) = lim j lim i x ∗ i ( x j ) whenever ( x j ) ⊂ A , ( x ∗ i ) ⊂ B X ∗ and all limits exist. Smulyan] Any ( x n ) ⊂ A has a w-cluster point in X . ◮ [Eberlein- ˇ w . ◮ [James] Any x ∗ ∈ X ∗ attains its max on A Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  14. Other measures of weak noncompactness Let X be a Banach space and A ⊂ X a bounded set. TFAE ◮ A is relatively weakly compact. w ∗ ◮ [Banach-Alaoglu] A ⊂ X w ∗ wk ( A ) = � d ( A , X ) ◮ [Eberlein-Grothendieck] lim i lim j x ∗ i ( x j ) = lim j lim i x ∗ i ( x j ) whenever ( x j ) ⊂ A , ( x ∗ i ) ⊂ B X ∗ and all limits exist. γ ( A ) = sup {| lim i lim j x ∗ i ( x j ) − lim j lim i x ∗ i ( x j ) | ; ( x j ) ⊂ A , ( x ∗ i ) ⊂ B X ∗ and all limits exist } Smulyan] Any ( x n ) ⊂ A has a w-cluster point in X . ◮ [Eberlein- ˇ w . ◮ [James] Any x ∗ ∈ X ∗ attains its max on A Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  15. Other measures of weak noncompactness Let X be a Banach space and A ⊂ X a bounded set. TFAE ◮ A is relatively weakly compact. w ∗ ◮ [Banach-Alaoglu] A ⊂ X w ∗ wk ( A ) = � d ( A , X ) ◮ [Eberlein-Grothendieck] lim i lim j x ∗ i ( x j ) = lim j lim i x ∗ i ( x j ) whenever ( x j ) ⊂ A , ( x ∗ i ) ⊂ B X ∗ and all limits exist. γ ( A ) = sup {| lim i lim j x ∗ i ( x j ) − lim j lim i x ∗ i ( x j ) | ; ( x j ) ⊂ A , ( x ∗ i ) ⊂ B X ∗ and all limits exist } Smulyan] Any ( x n ) ⊂ A has a w-cluster point in X . ◮ [Eberlein- ˇ wck ( A ) = sup { dist ( clust w * (( x n )) , X ) : ( x n ) ⊂ A } w . ◮ [James] Any x ∗ ∈ X ∗ attains its max on A Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  16. Other measures of weak noncompactness Let X be a Banach space and A ⊂ X a bounded set. TFAE ◮ A is relatively weakly compact. w ∗ ◮ [Banach-Alaoglu] A ⊂ X w ∗ wk ( A ) = � d ( A , X ) ◮ [Eberlein-Grothendieck] lim i lim j x ∗ i ( x j ) = lim j lim i x ∗ i ( x j ) whenever ( x j ) ⊂ A , ( x ∗ i ) ⊂ B X ∗ and all limits exist. γ ( A ) = sup {| lim i lim j x ∗ i ( x j ) − lim j lim i x ∗ i ( x j ) | ; ( x j ) ⊂ A , ( x ∗ i ) ⊂ B X ∗ and all limits exist } Smulyan] Any ( x n ) ⊂ A has a w-cluster point in X . ◮ [Eberlein- ˇ wck ( A ) = sup { dist ( clust w * (( x n )) , X ) : ( x n ) ⊂ A } w . ◮ [James] Any x ∗ ∈ X ∗ attains its max on A w ∗ Ja ( A ) = inf { r > 0 ; ∀ x ∗ ∈ E ∗ ∃ x ∗∗ ∈ A : x ∗∗ ( x ∗ ) = sup x ∗ ( A ) & dist ( x ∗∗ , X ) ≤ r } Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  17. Quantitative characterizations of weak compactness Theorem wk ( A ) ≤ γ ( A ) ≤ 2 Ja ( A ) ≤ 2 wck ( A ) ≤ 2 wk ( A ) Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  18. Quantitative characterizations of weak compactness Theorem wk ( A ) ≤ γ ( A ) ≤ 2 Ja ( A ) ≤ 2 wck ( A ) ≤ 2 wk ( A ) Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  19. Quantitative characterizations of weak compactness Theorem wk ( A ) ≤ γ ( A ) ≤ 2 Ja ( A ) ≤ 2 wck ( A ) ≤ 2 wk ( A ) Quantitative versions of Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  20. Quantitative characterizations of weak compactness Theorem wk ( A ) ≤ γ ( A ) ≤ 2 Ja ( A ) ≤ 2 wck ( A ) ≤ 2 wk ( A ) Quantitative versions of ◮ Eberlein-Grothendieck theorem [M.Fabian, P .H´ ajek, V.Montesinos and V.Zizler, 2005] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  21. Quantitative characterizations of weak compactness Theorem wk ( A ) ≤ γ ( A ) ≤ 2 Ja ( A ) ≤ 2 wck ( A ) ≤ 2 wk ( A ) Quantitative versions of ◮ Eberlein-Grothendieck theorem [M.Fabian, P .H´ ajek, V.Montesinos and V.Zizler, 2005] ◮ Eberlein- ˇ Smulyan theorem [C.Angosto and B.Cascales, 2008] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  22. Quantitative characterizations of weak compactness Theorem wk ( A ) ≤ γ ( A ) ≤ 2 Ja ( A ) ≤ 2 wck ( A ) ≤ 2 wk ( A ) Quantitative versions of ◮ Eberlein-Grothendieck theorem [M.Fabian, P .H´ ajek, V.Montesinos and V.Zizler, 2005] ◮ Eberlein- ˇ Smulyan theorem [C.Angosto and B.Cascales, 2008] ◮ James theorem [CKS 2012] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  23. Comparison of measures of weak non-compactness ◮ Easy: wk ( A ) ≤ ω ( A ) ≤ χ ( A ) Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  24. Comparison of measures of weak non-compactness ◮ Easy: wk ( A ) ≤ ω ( A ) ≤ χ ( A ) ◮ In general: wk ( A ) and ω ( A ) are not equivalent. [K.Astala and H.-O.Tylli, 1990] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  25. Comparison of measures of weak non-compactness ◮ Easy: wk ( A ) ≤ ω ( A ) ≤ χ ( A ) ◮ In general: wk ( A ) and ω ( A ) are not equivalent. [K.Astala and H.-O.Tylli, 1990] ◮ wk ( A ) = ω ( A ) in the following spaces: Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  26. Comparison of measures of weak non-compactness ◮ Easy: wk ( A ) ≤ ω ( A ) ≤ χ ( A ) ◮ In general: wk ( A ) and ω ( A ) are not equivalent. [K.Astala and H.-O.Tylli, 1990] ◮ wk ( A ) = ω ( A ) in the following spaces: ◮ [KKS 2013] X = c 0 (Γ) Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  27. Comparison of measures of weak non-compactness ◮ Easy: wk ( A ) ≤ ω ( A ) ≤ χ ( A ) ◮ In general: wk ( A ) and ω ( A ) are not equivalent. [K.Astala and H.-O.Tylli, 1990] ◮ wk ( A ) = ω ( A ) in the following spaces: ◮ [KKS 2013] X = c 0 (Γ) ◮ [KKS 2013] X = L 1 ( µ ) Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  28. Comparison of measures of weak non-compactness ◮ Easy: wk ( A ) ≤ ω ( A ) ≤ χ ( A ) ◮ In general: wk ( A ) and ω ( A ) are not equivalent. [K.Astala and H.-O.Tylli, 1990] ◮ wk ( A ) = ω ( A ) in the following spaces: ◮ [KKS 2013] X = c 0 (Γ) ◮ [KKS 2013] X = L 1 ( µ ) � ( | f |− c χ E ) + d µ : c > 0 , µ ( E ) < + ∞} wk ( A ) = ω ( A ) = inf { sup f ∈ A Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  29. Comparison of measures of weak non-compactness ◮ Easy: wk ( A ) ≤ ω ( A ) ≤ χ ( A ) ◮ In general: wk ( A ) and ω ( A ) are not equivalent. [K.Astala and H.-O.Tylli, 1990] ◮ wk ( A ) = ω ( A ) in the following spaces: ◮ [KKS 2013] X = c 0 (Γ) ◮ [KKS 2013] X = L 1 ( µ ) � ( | f |− c χ E ) + d µ : c > 0 , µ ( E ) < + ∞} wk ( A ) = ω ( A ) = inf { sup f ∈ A ◮ [in preparation] X = N ( H ) or X = K ( H ) Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  30. Comparison of measures of weak non-compactness ◮ Easy: wk ( A ) ≤ ω ( A ) ≤ χ ( A ) ◮ In general: wk ( A ) and ω ( A ) are not equivalent. [K.Astala and H.-O.Tylli, 1990] ◮ wk ( A ) = ω ( A ) in the following spaces: ◮ [KKS 2013] X = c 0 (Γ) ◮ [KKS 2013] X = L 1 ( µ ) � ( | f |− c χ E ) + d µ : c > 0 , µ ( E ) < + ∞} wk ( A ) = ω ( A ) = inf { sup f ∈ A ◮ [in preparation] X = N ( H ) or X = K ( H ) Question Let X = C ( K ) . Are ω ( A ) and wk ( A ) equivalent for bounded subsets of X ? Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  31. Comparison of measures of weak non-compactness ◮ Easy: wk ( A ) ≤ ω ( A ) ≤ χ ( A ) ◮ In general: wk ( A ) and ω ( A ) are not equivalent. [K.Astala and H.-O.Tylli, 1990] ◮ wk ( A ) = ω ( A ) in the following spaces: ◮ [KKS 2013] X = c 0 (Γ) ◮ [KKS 2013] X = L 1 ( µ ) � ( | f |− c χ E ) + d µ : c > 0 , µ ( E ) < + ∞} wk ( A ) = ω ( A ) = inf { sup f ∈ A ◮ [in preparation] X = N ( H ) or X = K ( H ) Question Let X = C ( K ) . Are ω ( A ) and wk ( A ) equivalent for bounded subsets of X ? Is it true at least for K = [ 0 , 1 ] ? Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  32. Comparison of measures of weak non-compactness II Theorem Let X be a Banach space. ◮ X is WCG iff ∀ ε > 0 ∃ ( A n ) ∞ n = 1 a cover of X ∀ n ∈ N : ω ( A n ) < ε. Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  33. Comparison of measures of weak non-compactness II Theorem Let X be a Banach space. ◮ X is WCG iff ∀ ε > 0 ∃ ( A n ) ∞ n = 1 a cover of X ∀ n ∈ N : ω ( A n ) < ε. [An exercise] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  34. Comparison of measures of weak non-compactness II Theorem Let X be a Banach space. ◮ X is WCG iff ∀ ε > 0 ∃ ( A n ) ∞ n = 1 a cover of X ∀ n ∈ N : ω ( A n ) < ε. [An exercise] ◮ X is a subspace of WCG iff ∀ ε > 0 ∃ ( A n ) ∞ n = 1 a cover of X ∀ n ∈ N : wk ( A n ) < ε. [M.Fabian, V.Montesinos and V.Zizler, 2004] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  35. Comparison of measures of weak non-compactness II Theorem Let X be a Banach space. ◮ X is WCG iff ∀ ε > 0 ∃ ( A n ) ∞ n = 1 a cover of X ∀ n ∈ N : ω ( A n ) < ε. [An exercise] ◮ X is a subspace of WCG iff ∀ ε > 0 ∃ ( A n ) ∞ n = 1 a cover of X ∀ n ∈ N : wk ( A n ) < ε. [M.Fabian, V.Montesinos and V.Zizler, 2004] Remark If ω and wk are equivalent in C ( K ) spaces, it easily follows that Eberlein compact spaces are preserved by continuous images. Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  36. Weak compactness and continuity Let T : X → Y be a bounded linear operator. Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  37. Weak compactness and continuity Let T : X → Y be a bounded linear operator. T weakly compact T ∗ weakly compact ⇔ [Gantmacher 1940] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  38. Weak compactness and continuity Let T : X → Y be a bounded linear operator. T ∗ | B X ∗ w ∗ -to-w continuous � T weakly compact T ∗ weakly compact ⇔ [Gantmacher 1940] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  39. Weak compactness and continuity Let T : X → Y be a bounded linear operator. T ∗ | B X ∗ w ∗ -to-w continuous � T weakly compact T ∗ weakly compact ⇔ � T ∗ Mackey-to-norm continuous [Gantmacher 1940] [Grothendieck 1953] µ ( X ∗ , X ) = topology of uniform convergence on weakly compact subsets of X Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  40. Weak compactness and continuity Let T : X → Y be a bounded linear operator. T ∗ | B X ∗ w ∗ -to-w continuous � T weakly compact T ∗ weakly compact ⇔ � � T ∗ Mackey-to-norm continuous T Right-to-norm continuous [Gantmacher 1940] [Grothendieck 1953] µ ( X ∗ , X ) = topology of uniform convergence on weakly compact subsets of X [Peralta, Villanueva, Maitland Wright and Ylinen 2007] ρ ( X , X ∗ ) = µ ( X ∗∗ , X ∗ ) | X Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  41. Measuring discontinuity X , Y . . . Banach spaces Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  42. Measuring discontinuity X , Y . . . Banach spaces τ . . . a locally convex topology on X Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  43. Measuring discontinuity X , Y . . . Banach spaces τ . . . a locally convex topology on X A . . . family of subsets of B Y ∗ , closed to finite unions Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  44. Measuring discontinuity X , Y . . . Banach spaces τ . . . a locally convex topology on X A . . . family of subsets of B Y ∗ , closed to finite unions σ . . . topology of uniform convergence of elements of A , i.e., the topology generated by the seminorms ρ A ( x ) = sup {| x ∗ ( x ) | ; x ∗ ∈ A } , A ∈ A . Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  45. Measuring discontinuity X , Y . . . Banach spaces τ . . . a locally convex topology on X A . . . family of subsets of B Y ∗ , closed to finite unions σ . . . topology of uniform convergence of elements of A , i.e., the topology generated by the seminorms ρ A ( x ) = sup {| x ∗ ( x ) | ; x ∗ ∈ A } , A ∈ A . Measuring σ -non-Cauchyness (oscillation) ( y ν ) ⊂ Y a bounded net Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  46. Measuring discontinuity X , Y . . . Banach spaces τ . . . a locally convex topology on X A . . . family of subsets of B Y ∗ , closed to finite unions σ . . . topology of uniform convergence of elements of A , i.e., the topology generated by the seminorms ρ A ( x ) = sup {| x ∗ ( x ) | ; x ∗ ∈ A } , A ∈ A . Measuring σ -non-Cauchyness (oscillation) ( y ν ) ⊂ Y a bounded net ca σ ( y ν ) = sup { inf ν 0 ρ A - diam { y ν ; ν ≥ ν 0 } ; A ∈ A} Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  47. Measuring discontinuity X , Y . . . Banach spaces τ . . . a locally convex topology on X A . . . family of subsets of B Y ∗ , closed to finite unions σ . . . topology of uniform convergence of elements of A , i.e., the topology generated by the seminorms ρ A ( x ) = sup {| x ∗ ( x ) | ; x ∗ ∈ A } , A ∈ A . Measuring σ -non-Cauchyness (oscillation) ( y ν ) ⊂ Y a bounded net ca σ ( y ν ) = sup { inf ν 0 ρ A - diam { y ν ; ν ≥ ν 0 } ; A ∈ A} Measuring discontinuity of linear operators T : X → Y bounded linear operator Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  48. Measuring discontinuity X , Y . . . Banach spaces τ . . . a locally convex topology on X A . . . family of subsets of B Y ∗ , closed to finite unions σ . . . topology of uniform convergence of elements of A , i.e., the topology generated by the seminorms ρ A ( x ) = sup {| x ∗ ( x ) | ; x ∗ ∈ A } , A ∈ A . Measuring σ -non-Cauchyness (oscillation) ( y ν ) ⊂ Y a bounded net ca σ ( y ν ) = sup { inf ν 0 ρ A - diam { y ν ; ν ≥ ν 0 } ; A ∈ A} Measuring discontinuity of linear operators T : X → Y bounded linear operator ◮ cont τ − σ ( T ) = sup { ca σ ( Tx ν ) ; ( x ν ) ⊂ B X τ -Cauchy } Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  49. Measuring discontinuity X , Y . . . Banach spaces τ . . . a locally convex topology on X A . . . family of subsets of B Y ∗ , closed to finite unions σ . . . topology of uniform convergence of elements of A , i.e., the topology generated by the seminorms ρ A ( x ) = sup {| x ∗ ( x ) | ; x ∗ ∈ A } , A ∈ A . Measuring σ -non-Cauchyness (oscillation) ( y ν ) ⊂ Y a bounded net ca σ ( y ν ) = sup { inf ν 0 ρ A - diam { y ν ; ν ≥ ν 0 } ; A ∈ A} Measuring discontinuity of linear operators T : X → Y bounded linear operator ◮ cont τ − σ ( T ) = sup { ca σ ( Tx ν ) ; ( x ν ) ⊂ B X τ -Cauchy } ◮ cc τ − σ ( T ) = sup { ca σ ( Tx n ) ; ( x n ) ⊂ B X τ -Cauchy } Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  50. Weak compactness and continuity – quantitative view T : X → Y bounded linear operator 2 cont µ →�·� ( T ∗ ) ≤ ω ( T ) ≤ cont µ →�·� ( T ∗ ) ◮ [KKS 2013] 1 Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  51. Weak compactness and continuity – quantitative view T : X → Y bounded linear operator 2 cont µ →�·� ( T ∗ ) ≤ ω ( T ) ≤ cont µ →�·� ( T ∗ ) ◮ [KKS 2013] 1 2 cont ρ →�·� ( T ) ≤ ω ( T ∗ ) ≤ cont ρ →�·� ( T ) ◮ [KKS 2013] 1 Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  52. Weak compactness and continuity – quantitative view T : X → Y bounded linear operator 2 cont µ →�·� ( T ∗ ) ≤ ω ( T ) ≤ cont µ →�·� ( T ∗ ) ◮ [KKS 2013] 1 2 cont ρ →�·� ( T ) ≤ ω ( T ∗ ) ≤ cont ρ →�·� ( T ) ◮ [KKS 2013] 1 4 cont w ∗ → w ( T ∗ ) ≤ wk ( T ∗ ) ≤ cont w ∗ → w ( T ∗ ) 1 ◮ Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  53. Weak compactness and continuity – quantitative view T : X → Y bounded linear operator 2 cont µ →�·� ( T ∗ ) ≤ ω ( T ) ≤ cont µ →�·� ( T ∗ ) ◮ [KKS 2013] 1 2 cont ρ →�·� ( T ) ≤ ω ( T ∗ ) ≤ cont ρ →�·� ( T ) ◮ [KKS 2013] 1 4 cont w ∗ → w ( T ∗ ) ≤ wk ( T ∗ ) ≤ cont w ∗ → w ( T ∗ ) 1 ◮ Quantitative Gantmacher theorem ◮ ω ( T ) and ω ( T ∗ ) are incomparable. [K.Astala and H.-O.Tylli, 1990] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  54. Weak compactness and continuity – quantitative view T : X → Y bounded linear operator 2 cont µ →�·� ( T ∗ ) ≤ ω ( T ) ≤ cont µ →�·� ( T ∗ ) ◮ [KKS 2013] 1 2 cont ρ →�·� ( T ) ≤ ω ( T ∗ ) ≤ cont ρ →�·� ( T ) ◮ [KKS 2013] 1 4 cont w ∗ → w ( T ∗ ) ≤ wk ( T ∗ ) ≤ cont w ∗ → w ( T ∗ ) 1 ◮ Quantitative Gantmacher theorem ◮ ω ( T ) and ω ( T ∗ ) are incomparable. [K.Astala and H.-O.Tylli, 1990] 2 wk ( T ) ≤ wk ( T ∗ ) ≤ 2 wk ( T ) 1 ◮ [C.Angosto and B.Cascales, 2009] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  55. Weak compactness and continuity – quantitative view T : X → Y bounded linear operator 2 cont µ →�·� ( T ∗ ) ≤ ω ( T ) ≤ cont µ →�·� ( T ∗ ) ◮ [KKS 2013] 1 2 cont ρ →�·� ( T ) ≤ ω ( T ∗ ) ≤ cont ρ →�·� ( T ) ◮ [KKS 2013] 1 4 cont w ∗ → w ( T ∗ ) ≤ wk ( T ∗ ) ≤ cont w ∗ → w ( T ∗ ) 1 ◮ Quantitative Gantmacher theorem ◮ ω ( T ) and ω ( T ∗ ) are incomparable. [K.Astala and H.-O.Tylli, 1990] 2 wk ( T ) ≤ wk ( T ∗ ) ≤ 2 wk ( T ) 1 ◮ [C.Angosto and B.Cascales, 2009] Corollary 4 cont w ∗ → w ( T ∗ ) ≤ wk ( T ∗ ) ≤ 2 wk ( T ) ≤ 4 cont w ∗ → w ( T ∗ ) 1 Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  56. Plan Compactness in metric spaces, norm-compactness Measuring non-compactness in a metric space Norm-compactness and continuity of operators Weak non-compactness Two approaches to weak noncompactness Comparison of the two approaches Weak compactness and continuity Mackey non-compactness Measuring Mackey non-compactness Mackey compactness and continuity Application: Dunford-Pettis property Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  57. Measuring Mackey non-compactness Let A ⊂ X ∗ be bounded. Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  58. Measuring Mackey non-compactness Let A ⊂ X ∗ be bounded. χ m ( A ) = sup { χ 0 ( A | L , � · � ∞ ) : L ⊂ B X weakly compact } Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  59. Measuring Mackey non-compactness Let A ⊂ X ∗ be bounded. χ m ( A ) = sup { χ 0 ( A | L , � · � ∞ ) : L ⊂ B X weakly compact } d ( A , K ) : K ⊂ X ∗ Mackey compact } ω m ( A ) = inf { � Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  60. Measuring Mackey non-compactness Let A ⊂ X ∗ be bounded. χ m ( A ) = sup { χ 0 ( A | L , � · � ∞ ) : L ⊂ B X weakly compact } d ( A , K ) : K ⊂ X ∗ Mackey compact } ω m ( A ) = inf { � Let X = C 0 (Ω) ( Ω locally compact) and A ⊂ X ∗ be bounded Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  61. Measuring Mackey non-compactness Let A ⊂ X ∗ be bounded. χ m ( A ) = sup { χ 0 ( A | L , � · � ∞ ) : L ⊂ B X weakly compact } d ( A , K ) : K ⊂ X ∗ Mackey compact } ω m ( A ) = inf { � Let X = C 0 (Ω) ( Ω locally compact) and A ⊂ X ∗ be bounded ◮ A is weakly compact ⇔ A is Mackey compact. [A. Grothendieck, 1953] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  62. Measuring Mackey non-compactness Let A ⊂ X ∗ be bounded. χ m ( A ) = sup { χ 0 ( A | L , � · � ∞ ) : L ⊂ B X weakly compact } d ( A , K ) : K ⊂ X ∗ Mackey compact } ω m ( A ) = inf { � Let X = C 0 (Ω) ( Ω locally compact) and A ⊂ X ∗ be bounded ◮ A is weakly compact ⇔ A is Mackey compact. [A. Grothendieck, 1953] 2 χ m ( A ) ≤ ω m ( A ) = ω ( A ) = wk ( A ) ≤ πχ m ( A ) . [KS 2012] 1 ◮ Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  63. Measuring Mackey non-compactness Let A ⊂ X ∗ be bounded. χ m ( A ) = sup { χ 0 ( A | L , � · � ∞ ) : L ⊂ B X weakly compact } d ( A , K ) : K ⊂ X ∗ Mackey compact } ω m ( A ) = inf { � Let X = C 0 (Ω) ( Ω locally compact) and A ⊂ X ∗ be bounded 2 χ m ( A ) ≤ ω m ( A ) = ω ( A ) = wk ( A ) ≤ πχ m ( A ) . [KS 2012] 1 ◮ Question Are the quantities χ m and ω m equivalent in any dual space? Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  64. Measuring Mackey non-compactness Let A ⊂ X ∗ be bounded. χ m ( A ) = sup { χ 0 ( A | L , � · � ∞ ) : L ⊂ B X weakly compact } d ( A , K ) : K ⊂ X ∗ Mackey compact } ω m ( A ) = inf { � Let X = C 0 (Ω) ( Ω locally compact) and A ⊂ X ∗ be bounded 2 χ m ( A ) ≤ ω m ( A ) = ω ( A ) = wk ( A ) ≤ πχ m ( A ) . [KS 2012] 1 ◮ Question Are the quantities χ m and ω m equivalent in any dual space? Remark 2 χ m ( A ) ≤ ω m ( A ) holds always. 1 Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  65. Mackey compactness and completely continuous operators Let T : X → Y be a bounded linear operator. TFAE: Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  66. Mackey compactness and completely continuous operators Let T : X → Y be a bounded linear operator. TFAE: ◮ T is completely continuous, i.e., ( x n ) weakly convergent ⇒ ( Tx n ) norm convergent. Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  67. Mackey compactness and completely continuous operators Let T : X → Y be a bounded linear operator. TFAE: ◮ T is completely continuous, i.e., ( x n ) weakly convergent ⇒ ( Tx n ) norm convergent. ◮ T is Dunford-Pettis, i.e., T ( A ) is norm-compact for each A ⊂ X weakly compact. Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  68. Mackey compactness and completely continuous operators Let T : X → Y be a bounded linear operator. TFAE: ◮ T is completely continuous, i.e., ( x n ) weakly convergent ⇒ ( Tx n ) norm convergent. ◮ T is Dunford-Pettis, i.e., T ( A ) is norm-compact for each A ⊂ X weakly compact. ◮ [A.Grothendieck, 1953] T ∗ is Mackey compact, i.e., T ∗ ( B Y ∗ ) is relatively Mackey compact. Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  69. Mackey compactness and completely continuous operators Let T : X → Y be a bounded linear operator. TFAE: ◮ T is completely continuous, i.e., ( x n ) weakly convergent ⇒ ( Tx n ) norm convergent. ◮ T is Dunford-Pettis, i.e., T ( A ) is norm-compact for each A ⊂ X weakly compact. ◮ [A.Grothendieck, 1953] T ∗ is Mackey compact, i.e., T ∗ ( B Y ∗ ) is relatively Mackey compact. Quantitative version [KS 2012] ◮ dp ( T ) = sup { χ 0 ( TA ); A ⊂ B X weakly compact } Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  70. Mackey compactness and completely continuous operators Let T : X → Y be a bounded linear operator. TFAE: ◮ T is completely continuous, i.e., ( x n ) weakly convergent ⇒ ( Tx n ) norm convergent. ◮ T is Dunford-Pettis, i.e., T ( A ) is norm-compact for each A ⊂ X weakly compact. ◮ [A.Grothendieck, 1953] T ∗ is Mackey compact, i.e., T ∗ ( B Y ∗ ) is relatively Mackey compact. Quantitative version [KS 2012] ◮ dp ( T ) = sup { χ 0 ( TA ); A ⊂ B X weakly compact } 2 χ m ( T ∗ ) ≤ dp ( T ) ≤ cc w →�·� ( T ) ≤ 4 χ m ( T ∗ ) 1 ◮ Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  71. Plan Compactness in metric spaces, norm-compactness Measuring non-compactness in a metric space Norm-compactness and continuity of operators Weak non-compactness Two approaches to weak noncompactness Comparison of the two approaches Weak compactness and continuity Mackey non-compactness Measuring Mackey non-compactness Mackey compactness and continuity Application: Dunford-Pettis property Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  72. Application: Dunford-Pettis property Let X be a Banach space. The following assertions are equivalent to the Dunford-Pettis property of X . Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  73. Application: Dunford-Pettis property Let X be a Banach space. The following assertions are equivalent to the Dunford-Pettis property of X . 1. ∀ Y ∀ T : X → Y : T is weakly compact ⇒ T is completely continuous. 2. ∀ Y ∀ T : Y → X : T is weakly compact ⇒ T ∗ is completely continuous. Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  74. Application: Dunford-Pettis property Let X be a Banach space. The following assertions are equivalent to the Dunford-Pettis property of X . 1. ∀ Y ∀ T : X → Y : T ∗ is weakly compact ⇒ T is completely continuous. 2. ∀ Y ∀ T : Y → X : T is weakly compact ⇒ T ∗ is completely continuous. Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  75. Application: Dunford-Pettis property Let X be a Banach space. The following assertions are equivalent to the Dunford-Pettis property of X . 1. ∀ Y ∀ T : X → Y : T ∗ is weakly compact ⇒ T is completely continuous. 2. ∀ Y ∀ T : Y → X : T is weakly compact ⇒ T ∗ is completely continuous. 3. ∀ Y ∀ T : X → Y : cc w →�·� ( T ) ≤ 2 ω ( T ∗ ) . [KKS 2013] 4. ∀ Y ∀ T : Y → X : cc w →�·� ( T ∗ ) ≤ 2 ω ( T ) . [KKS 2013] Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  76. Application: Dunford-Pettis property Let X be a Banach space. The following assertions are equivalent to the Dunford-Pettis property of X . 1. ∀ Y ∀ T : X → Y : T ∗ is weakly compact ⇒ T is completely continuous. 2. ∀ Y ∀ T : Y → X : T is weakly compact ⇒ T ∗ is completely continuous. 3. ∀ Y ∀ T : X → Y : cc w →�·� ( T ) ≤ 2 ω ( T ∗ ) . [KKS 2013] 4. ∀ Y ∀ T : Y → X : cc w →�·� ( T ∗ ) ≤ 2 ω ( T ) . [KKS 2013] Sketch DPP cc w →�·� ( T ) cc ρ →�·� ( T ) ≤ Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  77. Application: Dunford-Pettis property Let X be a Banach space. The following assertions are equivalent to the Dunford-Pettis property of X . 1. ∀ Y ∀ T : X → Y : T ∗ is weakly compact ⇒ T is completely continuous. 2. ∀ Y ∀ T : Y → X : T is weakly compact ⇒ T ∗ is completely continuous. 3. ∀ Y ∀ T : X → Y : cc w →�·� ( T ) ≤ 2 ω ( T ∗ ) . [KKS 2013] 4. ∀ Y ∀ T : Y → X : cc w →�·� ( T ∗ ) ≤ 2 ω ( T ) . [KKS 2013] Sketch easy DPP cc w →�·� ( T ) cc ρ →�·� ( T ) cont ρ →�·� ( T ) ≤ ≤ Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  78. Application: Dunford-Pettis property Let X be a Banach space. The following assertions are equivalent to the Dunford-Pettis property of X . 1. ∀ Y ∀ T : X → Y : T ∗ is weakly compact ⇒ T is completely continuous. 2. ∀ Y ∀ T : Y → X : T is weakly compact ⇒ T ∗ is completely continuous. 3. ∀ Y ∀ T : X → Y : cc w →�·� ( T ) ≤ 2 ω ( T ∗ ) . [KKS 2013] 4. ∀ Y ∀ T : Y → X : cc w →�·� ( T ∗ ) ≤ 2 ω ( T ) . [KKS 2013] Sketch easy DPP above cc w →�·� ( T ) cc ρ →�·� ( T ) cont ρ →�·� ( T ) 2 ω ( T ∗ ) ≤ ≤ ≤ Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

  79. Application: Dunford-Pettis property Let X be a Banach space. The following assertions are equivalent to the Dunford-Pettis property of X . 1. ∀ Y ∀ T : X → Y : T ∗ is weakly compact ⇒ T is completely continuous. 2. ∀ Y ∀ T : Y → X : T is weakly compact ⇒ T ∗ is completely continuous. 3. ∀ Y ∀ T : X → Y : cc w →�·� ( T ) ≤ 2 ω ( T ∗ ) . [KKS 2013] 4. ∀ Y ∀ T : Y → X : cc w →�·� ( T ∗ ) ≤ 2 ω ( T ) . [KKS 2013] Quantitative strengthening of DPP [KKS 2013] ◮ X has direct qDPP if ∃ C > 0 : ∀ Y ∀ T : X → Y : cc w →�·� ( T ) ≤ C wk ( T ∗ ) Ondˇ rej F.K. Kalenda Measuring noncompactness and discontinuity

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