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Outline Leadership Insights: What makes a good leader? Elements for a culture of safety a Culture of Safety Pitfalls using certain tools as a leader Culture of Safety Survey Leadership Walkarounds Estes Park Institute


  1. Outline Leadership Insights:  What makes a good leader?  Elements for a culture of safety a Culture of Safety • Pitfalls using certain tools as a leader  Culture of Safety Survey  Leadership Walkarounds Estes Park Institute • Leading listening 3.0/ 4.0 Della M. Lin, M.D.  Developing a “leadership trigger tool” November, 2011 “Culture of Safety” Survey Questions  When a safety issue is involved, I can challenge What makes a good decisions without fear of negative consequence  My supervisor puts a high priority on safety leader? through actions and not just empty slogans  Operational pressures do not lead to cutting corners where safety is concerned What makes it hard?  There is usually sufficient staff in my unit to perform my job safely  After an adverse event or near miss, management is more concerned with correcting the hazard than assigning blame/ issuing discipline BP Oil Refineries Independent Review Panel January 2007 Pitfall # 1 Attributes of a Safe Culture Relying on the results of a Culture of Safety Survey  Preoccupation with Failure  Reluctance to Oversimplify  Sensitivity to operations  Commitment to Resilience  Deference to Expertise

  2. Attributes of a Safe Culture Churchill Audit  Preoccupation with Failure “ I ought to have known, My advisors ought to have known,  Reluctance to Oversimplify I ought to have been told, I ought to have asked”  Sensitivity to operations Why didn’t I know?  Commitment to Resilience Why didn’t my advisors know? Why wasn’t I told?  Deference to Expertise Why didn’t I ask? Improvement in Danger in oversimplification: Short term Outcome in Heart Failure Patients “measuring” patient safety…  7 million patients  Mean age 80 Sensitivity Specificity  52% HTN, 38% DM, 37% COPD Voluntary Reporting 0% 100%  LOS dropped from 8.8 to 6.3 days AHRQ Patient Safety 8.5% 98.5% Indicators (PSI)  Hospital mortality dropped: 8.5 to 4.3 % Utah/ Missouri 46.6% 90.2%  30 day mortality dropped: 12.8 to 10.7% Adverse Event Classification IHI Global Trigger 94.9% 100% Tool  30 day readmission increased: 17.1-20.1%  Post-discharge mortality increased: 4.3-6.4%  Discharges to SNF increased 13-20% Classen,D et. Al. Health Affairs, April 2011, 30: 4, pp. 581-589 JAMA 2010 303 (21): 2141-7 Attributes of a Safe Culture What is our Problem-Solving Culture ?  Preoccupation with Failure Leader Responsiveness  Reluctance to Oversimplify Cynical Culture I m provem ent Culture Squeaky Wheel Embrace Wisdom “Club Culture” Resilience  Sensitivity to operations Satisficing Culture Problem Patching Culture  Commitment to Resilience “Good Enough” Workarounds Heroes Burnout First needle in a haystack  Deference to Expertise COST of the PROBLEM

  3. Attributes of a Safe Culture Pitfall #2 Prescriptive Leadership  Preoccupation with Failure Walkarounds  Reluctance to Oversimplify  Sensitivity to operations  Commitment to Resilience  Deference to Expertise Tension of Attributes of a Safe Culture Execution and Learning Culture  Preoccupation with Failure • Focus on • Focus on deliverables improvement • Make the • Break past the  Reluctance to Oversimplify numbers numbers • Remove the • Improve the low performers low performers • Fix what is  Sensitivity to operations Execution Learning broken • Diagnose why Culture Culture • Listen to the errors occur customer  Commitment to Resilience • Learn from the • Execute customer against the • Monitor and plan  Deference to Expertise evolve the plan Level 1.0 : Downloading Level 2.0: Debate Otto Sharmer: Theory U Otto Sharmer: Theory U

  4. Level 4.0 Level 3.0: Dialog Generative Creativity Otto Sharmer: Theory U Otto Sharmer: Theory U If you were Churchill, what would you want to know every day? Leadership Trigger Tool?

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