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KDDI CORPORATION Company name Stock exchange listing Tokyo First - PDF document

This translation is to be used solely as a reference and the consolidated financial statements in this release are unaudited. Financial Statements Summary for the Nine Months ended December 31, 2014 [ Japan GAAP ] January 30, 2015 KDDI CORPORATION


  1. This translation is to be used solely as a reference and the consolidated financial statements in this release are unaudited. Financial Statements Summary for the Nine Months ended December 31, 2014 [ Japan GAAP ] January 30, 2015 KDDI CORPORATION Company name Stock exchange listing Tokyo First Section 9433 URL http://www.kddi.com Securities code Representative Takashi Tanaka, President Quarterly statement filing date (as planned) February 4, 2015 - Dividend payable date (as planned) Supplemental material of quarterly results: Yes Convening briefing of quarterly results: Yes (for institutional investors and analysts) (Amount Unit : Millions of yen, unless otherwise stated) (Amounts are rounded down to nearest million yen) 1. Consolidated Financial Results for the Nine Months ended December 31, 2014 (April 1, 2014 to December 31, 2014) (1) Consolidated Operating Results ( Percentage represents comparison change to the corresponding previous quarterly period ) Operating Revenues Operating Income Ordinary Income Net Income % % % % 3,351,924 5.4 585,021 9.7 593,102 10.1 350,971 30.6 Nine months ended December 31, 2014 3,179,899 17.3 533,248 34.8 538,591 36.7 268,653 49.0 Nine months ended December 31, 2013 Note: Comprehensive Income Nine months ended December 31, 2014: 384,742 million yen; 21.0% Nine months ended December 31, 2013: 317,881 million yen; 73.2% Net Income per Share Diluted Net Income per Share Yen Yen Nine months ended December 31, 2014 420.34 - Nine months ended December 31, 2013 336.28 - (2) Consolidated Financial Positions Total Assets Net Assets Equity Ratio % As of December 31, 2014 5,219,284 3,166,108 56.5 As of March 31, 2014 4,945,756 2,916,989 55.1 Reference: Shareholder’s Equity As of December 31, 2014: 2,948,520 million yen As of March 31, 2014: 2,723,391 million yen 2. Dividends Dividends per Share 1 st Quarter End 2 nd Quarter End 3 rd Quarter End Fiscal Year End Total Yen Yen Yen Yen Yen Year ended March 31, 2014 - 60.00 - 70.00 130.00 Year ending March 31, 2015 - 80.00 - Year ending March 31, 2015 (forecast) 80.00 160.00 Notes: Changes in the latest forecasts released: None 3. Consolidated Financial Results Forecast for Year ending March 31, 2015 (April 1, 2014 to March 31, 2015) ( Percentage represents comparison to previous fiscal year ) Net Income Operating Revenues Operating Income Ordinary Income Net Income per Share % % % % Yen Entire Fiscal Year 4,600,000 6.1 730,000 10.1 735,000 10.9 424,000 31.7 507.80 Notes: Changes in the latest forecasts released: None KDDI Corporation resolved at a meeting of the Board of Directors held on January 30, 2015, that the common stock will be split 3 for 1 with an effective date of April 1, 2015. In the indicated consolidated financial results forecasts for the year ending March 31, 2015, net income per share does not take this 1:3 stock split into account. If adjusted to reflect the number of shares after the stock split, net income per share will be equivalent to 169.27 yen.

  2. Notes (1) Changes in significant consolidated subsidiaries during the nine months ended December 31, 2014 : Yes Number of subsidiaries excluded from the scope of consolidation : one company JAPAN CABLENET LIMITED Note: Please refer to page 16 “2. Notes Regarding Summary Information (Notes). (1) Changes in significant consolidated subsidiaries during the nine months ended December 31, 2014”. (2) Application of accounting methods which are exceptional for quarterly consolidated financial statements : None (3) Changes in accounting policies, accounting estimates and restatement of corrections 1) Changes in accounting policies resulting from the revision of the accounting standards and other regulations : Yes 2) Other changes in accounting policies : None 3) Changes in accounting estimates : None 4) Restatement of corrections : None Note: Please refer to page 16 “2. Notes Regarding Summary Information (Notes). (2) Changes in accounting policies, accounting estimates and restatement of corrections”. (4) Numbers of Outstanding Shares (Common Stock) 1) Number of shares outstanding (inclusive of treasury stock) As of December 31, 2014 896,963,600 As of March 31, 2014 896,963,600 2) Number of treasury stock As of December 31, 2014 61,984,948 As of March 31, 2014 61,984,948 3) Number of weighted average common stock For the nine months ended December 31, 2014 834,978,652 outstanding (cumulative for all quarters) For the nine months ended December 31, 2013 798,906,013 Indication of Quarterly Review Procedure Implementation Status This quarterly earnings report is exempt from quarterly review procedure based upon the Financial Instruments and Exchange Act. It is under the review procedure process at the time of disclosure of this report. Explanation for Appropriate Use of Forecasts and Other Notes 1. The forward-looking statements such as operational forecasts contained in this statements summary are based on the information currently available to KDDI Corporation (hereafter: the “Company”) and certain assumptions which are regarded as legitimate. Actual results may differ significantly from these forecasts due to various factors. Please refer to P.15 “1. Qualitative Information / Consolidated Financial Statements, etc. (3) Explanation Regarding Future Forecast Information of Consolidated Financial Results” under [the Attachment] for the assumptions used and other notes. 2. The Company resolved at a meeting of the Board of Directors held on January 30, 2015, that the common stock will be split 3 for 1 with an effective date of April 1, 2015. Please refer to relevant items in the forecasts for financial results and dividends in the fiscal year ending March 31, 2015. Note: Year-end dividends will be paid on the basis of the number of shares prior to the implementation of the stock split. 3. The Company holds a convening briefing of quarterly results for institutional investors and analysts on Friday, January 30, 2015. Documents distributed at the briefing are scheduled to be posted on our website at the same time as the release of the financial statements summary. Videos and main Q&As are planned to be posted immediately after the briefing. In addition to the above convening briefing, the Company holds conferences on its business and results for individual investors. Please check our website for the schedule and details.

  3. [Attachments] Index of Attachments Glossary ........................................................................................................................................................... 2 1. Qualitative Information / Consolidated Financial Statements, etc..................................................................... 3 (1) Explanation on Financial Results .............................................................................................................. 3 (2) Explanation on Financial Position ............................................................................................................ 14 (3) Explanation Regarding Future Forecast Information of Consolidated Financial Results .......................... 15 2. Notes Regarding Summary Information (Notes) ............................................................................................... 16 (1) Changes in significant consolidated subsidiaries during the nine months ended December 31, 2014 ....... 16 (2) Changes in accounting policies, accounting estimates and restatement of corrections .............................. 16 3. Consolidated Financial Statements ................................................................................................................... 17 (1) Consolidated Balance Sheets .................................................................................................................... 17 (2) Consolidated Statements of (Comprehensive) Income .............................................................................. 19 Consolidated Statements of Income (For the nine months ended December 31, 2014) ............................. 19 Consolidated Statements of Comprehensive Income (For the nine months ended December 31, 2014) .... 21 (3) Consolidated Statements of Cash Flows ................................................................................................... 22 (4) Notes Regarding Consolidated Financial Statements ................................................................................ 24 (Going Concern Assumption) ................................................................................................................... 24 (Consolidated Statements of Income) ....................................................................................................... 24 (Material Changes in Shareholders’ Equity) ............................................................................................. 25 (Segment Information, etc.) ...................................................................................................................... 25 (Significant Subsequent Event) ................................................................................................................. 27 - 1 -

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