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Introduction to Unification Theory Higher-Order Unification Temur Kutsia RISC, Johannes Kepler University of Linz, Austria kutsia@risc.jku.at Overview Introduction Preliminaries Higher-Order Unification Procedure Outline Introduction


  1. Long Normal Form Long Normal Form Assume ▸ t = λ x 1 ....λ x m . ( r s 1 ... s k ) is in the βη -normal form, ▸ T 1 → ⋯ → T n → U is a type of t , ▸ U is atomic and n ≥ m . Then the long normal form of t is the term t ′ = λ x 1 ....λ x m .λ x m + 1 ....λ x n . ( r s ′ 1 ... s ′ k x ′ m + 1 ... x ′ n ) where ▸ s ′ i is the long normal form of s i . ▸ x ′ i is the long normal form of x i . The long normal form of any term is that of its normal form.

  2. Long Normal Form Long Normal Form Assume ▸ t = λ x 1 ....λ x m . ( r s 1 ... s k ) is in the βη -normal form, ▸ T 1 → ⋯ → T n → U is a type of t , ▸ U is atomic and n ≥ m . Then the long normal form of t is the term t ′ = λ x 1 ....λ x m .λ x m + 1 ....λ x n . ( r s ′ 1 ... s ′ k x ′ m + 1 ... x ′ n ) where ▸ s ′ i is the long normal form of s i . ▸ x ′ i is the long normal form of x i . The long normal form of any term is that of its normal form. Since t is in the normal form, r (called the head of t ) is either a constant or a variable.

  3. Long Normal Form Example Let the type of f be T 1 → T 2 → U , with U atomic. Let t be λ x . ( f (( λ y . ( yx )) λ z . z )) .

  4. Long Normal Form Example Let the type of f be T 1 → T 2 → U , with U atomic. Let t be λ x . ( f (( λ y . ( yx )) λ z . z )) . ▸ The long normal form of t is λ x .λ y . ( f x y ) .

  5. Long Normal Form Example Let the type of f be T 1 → T 2 → U , with U atomic. Let t be λ x . ( f (( λ y . ( yx )) λ z . z )) . ▸ The long normal form of t is λ x .λ y . ( f x y ) . ▸ λ x .λ y . ( f x y ) is a long normal form of λ x . ( f x ) as well, which is a β -normal form of t .

  6. Long Normal Form Example Let the type of f be T 1 → T 2 → U , with U atomic. Let t be λ x . ( f (( λ y . ( yx )) λ z . z )) . ▸ The long normal form of t is λ x .λ y . ( f x y ) . ▸ λ x .λ y . ( f x y ) is a long normal form of λ x . ( f x ) as well, which is a β -normal form of t . ▸ In general, to compute long normal form, it is not necessary to perform η -reductions.

  7. Long Normal Form ▸ In the rest, “normal form” stands for “long normal form”. ▸ Notation: We write λ x 1 ....λ x n . r ( t 1 ,..., t m ) for λ x 1 ....λ x n . ( r t 1 ... t m ) in normal form. r is either a constant or a variable.

  8. Outline Introduction Preliminaries Higher-Order Unification Procedure

  9. Higher Order Unification Higher-Order Unification Problem, Unifier ▸ Higher-Order Unification problem: a finite set of equations P = { s 1 ≐ ? t 1 ,..., s n ≐ ? t n } , where s i , t i are λ -terms. ▸ Unifier of P : a substitution σ such that s i σ and t i σ have the same normal form for each 1 ≤ i ≤ n . We will use capital letters to denote free variables in unification problems.

  10. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} .

  11. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} . ▸ Unifier: σ 1 = { F ↦ λ x . f ( x , b )} .

  12. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} . ▸ Unifier: σ 1 = { F ↦ λ x . f ( x , b )} . ▸ Justification: F ( f ( a , b )) σ 1 = (( λ x . f ( x , b )) f ( a , b )) ⊳ β f ( f ( a , b ) , b ) .

  13. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} . ▸ Unifier: σ 1 = { F ↦ λ x . f ( x , b )} . ▸ Justification: F ( f ( a , b )) σ 1 = (( λ x . f ( x , b )) f ( a , b )) ⊳ β f ( f ( a , b ) , b ) . f ( F ( a ) , b ) σ 1 = f ((( λ x . f ( x , b )) a ) , b ) ⊳ β f ( f ( a , b ) , b ) .

  14. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} .

  15. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} . ▸ Another unifier: σ 2 = { F ↦ λ x . f ( f ( x , b ) , b )} .

  16. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} . ▸ Another unifier: σ 2 = { F ↦ λ x . f ( f ( x , b ) , b )} . ▸ Justification: F ( f ( a , b )) σ 2 = (( λ x . f ( f ( x , b ) , b )) f ( a , b )) ⊳ β f ( f ( f ( a , b ) , b ) , b ) .

  17. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} . ▸ Another unifier: σ 2 = { F ↦ λ x . f ( f ( x , b ) , b )} . ▸ Justification: F ( f ( a , b )) σ 2 = (( λ x . f ( f ( x , b ) , b )) f ( a , b )) ⊳ β f ( f ( f ( a , b ) , b ) , b ) . f ( F ( a ) , b ) σ 2 = f ((( λ x . f ( f ( x , b ) , b )) a ) , b ) ⊳ β f ( f ( f ( a , b ) , b ) , b ) .

  18. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} .

  19. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} . ▸ Infinitely many unifiers, of the shape { F ↦ λ x . f ( ... f ( x , b ) ,... b )} .

  20. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} . ▸ Infinitely many unifiers, of the shape { F ↦ λ x . f ( ... f ( x , b ) ,... b )} . ▸ Incomparable wrt instantiation quasi-ordering.

  21. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} . ▸ Infinitely many unifiers, of the shape { F ↦ λ x . f ( ... f ( x , b ) ,... b )} . ▸ Incomparable wrt instantiation quasi-ordering. ▸ Minimal complete set of unifiers.

  22. Higher Order Unification Example ▸ P = { F ( f ( a , b )) ≐ ? f ( F ( a ) , b )} . ▸ Infinitely many unifiers, of the shape { F ↦ λ x . f ( ... f ( x , b ) ,... b )} . ▸ Incomparable wrt instantiation quasi-ordering. ▸ Minimal complete set of unifiers. ▸ There are problems for which this set does not exist!

  23. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} .

  24. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ Complete set of solutions (together with the instance terms):

  25. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ Complete set of solutions (together with the instance terms): σ = { F ↦ λ x .λ y . H ( x )} H ( λ x . G ( x ))

  26. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ Complete set of solutions (together with the instance terms): σ = { F ↦ λ x .λ y . H ( x )} H ( λ x . G ( x )) σ 0 = { F ↦ λ x .λ y . x , G ↦ λ x . Y } λ x . Y

  27. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ Complete set of solutions (together with the instance terms): σ = { F ↦ λ x .λ y . H ( x )} H ( λ x . G ( x )) σ 0 = { F ↦ λ x .λ y . x , G ↦ λ x . Y } λ x . Y σ 1 = { F ↦ λ x .λ y . G 1 ( x , x ( H 1 1 ( x , y ))) , G ↦ λ x . Y } G 1 ( λ x . Y , Y )

  28. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ Complete set of solutions (together with the instance terms): σ = { F ↦ λ x .λ y . H ( x )} H ( λ x . G ( x )) σ 0 = { F ↦ λ x .λ y . x , G ↦ λ x . Y } λ x . Y σ 1 = { F ↦ λ x .λ y . G 1 ( x , x ( H 1 1 ( x , y ))) , G ↦ λ x . Y } G 1 ( λ x . Y , Y ) σ 2 = { F ↦ λ x .λ y . G 2 ( x , x ( H 2 1 ( x , y )) , x ( H 2 2 ( x , y ))) , G ↦ λ x . Y } G 2 ( λ x . Y , Y , Y )

  29. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ Complete set of solutions (together with the instance terms): σ = { F ↦ λ x .λ y . H ( x )} H ( λ x . G ( x )) σ 0 = { F ↦ λ x .λ y . x , G ↦ λ x . Y } λ x . Y σ 1 = { F ↦ λ x .λ y . G 1 ( x , x ( H 1 1 ( x , y ))) , G ↦ λ x . Y } G 1 ( λ x . Y , Y ) σ 2 = { F ↦ λ x .λ y . G 2 ( x , x ( H 2 1 ( x , y )) , x ( H 2 2 ( x , y ))) , G ↦ λ x . Y } G 2 ( λ x . Y , Y , Y ) ... σ n = { F ↦ λ x .λ y . G n ( x , x ( H n 1 ( x , y )) ,..., x ( H n n ( x , y ))) , G ↦ λ x . Y } G n ( λ x . Y , Y ,..., Y ) (There are n Y ’s here.)

  30. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ Complete set of solutions: σ = { F ↦ λ x .λ y . H ( x )} σ 0 = { F ↦ λ x . x , G ↦ λ x . Y } σ n = { F ↦ λ x .λ y . G n ( x , x ( H n 1 ( x , y )) ,..., x ( H n n ( x , y ))) , G ↦ λ x . Y }

  31. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ Complete set of solutions: σ = { F ↦ λ x .λ y . H ( x )} σ 0 = { F ↦ λ x . x , G ↦ λ x . Y } σ n = { F ↦ λ x .λ y . G n ( x , x ( H n 1 ( x , y )) ,..., x ( H n n ( x , y ))) , G ↦ λ x . Y } ⩿ { F , G } σ j , σ / ⩿ { F , G } σ i , σ i / ⩿ { F , G } σ , and ▸ No mcsu. For all i , j > i : σ i / σ i ≖ { F , G } σ i + 1 ϑ i where ϑ i = { G i + 1 ↦ λ x .λ y 1 ....λ y i + 1 . G i ( x , y 1 ,..., y i ) , H i + 1 1 ,..., H i + 1 ↦ H i ↦ H i i } 1 i

  32. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ Complete set of solutions: σ = { F ↦ λ x .λ y . H ( x )} σ 0 = { F ↦ λ x . x , G ↦ λ x . Y } σ n = { F ↦ λ x .λ y . G n ( x , x ( H n 1 ( x , y )) ,..., x ( H n n ( x , y ))) , G ↦ λ x . Y } ⩿ { F , G } σ j , σ / ⩿ { F , G } σ i , σ i / ⩿ { F , G } σ , and ▸ No mcsu. For all i , j > i : σ i / σ i ≖ { F , G } σ i + 1 ϑ i where ϑ i = { G i + 1 ↦ λ x .λ y 1 ....λ y i + 1 . G i ( x , y 1 ,..., y i ) , H i + 1 1 ,..., H i + 1 ↦ H i ↦ H i i } 1 i ▸ Infinite descending chain: σ 1 ⪀ { F , G } σ 2 ⪀ { F , G } ⋯

  33. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} .

  34. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ The problem is of third order.

  35. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ The problem is of third order. ▸ Higher-order unification of the order 3 and above is of type 0.

  36. Higher Order Unification Is of Type 0 ▸ Unification problem: P = { F ( λ x . G ( x ) , a ) ≐ ? F ( λ x . G ( x ) , b )} . ▸ The problem is of third order. ▸ Higher-order unification of the order 3 and above is of type 0. ▸ Second order unification is infinitary.

  37. Higher Order Unification Is Undecidable ▸ Idea: Reduce Hilbert’s 10th problem to a higher-order unification problem. ▸ Hilbert’s 10th problem is undecidable: There is no algorithm that takes as input two polynomials P ( X 1 ,..., X n ) and Q ( X 1 ,..., X n ) with natural coefficients and answers if there exist natural numbers m 1 ,..., m n such that P ( m 1 ,..., m n ) = Q ( m 1 ,..., m n ) . ▸ Reduction requires to represent ▸ natural numbers, ▸ addition, ▸ multiplication in terms of higher-order unification.

  38. Higher Order Unification Is Undecidable Representation (Goldfarb 1981): ▸ Natural number n represented as a λ -term denoted by n : λ x . g ( a , g ( a ,... g ( a , x ) ... )) with n occurrences of g and a . The type of g is i → i → i and the type of a is i . Such terms are called Goldfarb numbers. ▸ Goldfarb numbers are exactly those that solve the unification problem { g ( a , X ( a )) ≐ ? X ( g ( a , a ))} and have the type i → i .

  39. Higher Order Unification Is Undecidable Representation: ▸ Addition is represented by the λ -term add : λ n .λ m .λ x . n ( m ( x )) . ▸ Multiplication is represented by the higher-order unification problem { Y ( a , b , g ( g ( X 3 ( a ) , X 2 ( b )) , a )) ≐ ? g ( g ( a , b ) , Y ( X 1 ( a ) , g ( a , b ) , a )) Y ( b , a , g ( g ( X 3 ( b ) , X 2 ( a )) , a )) ≐ ? g ( g ( b , a ) , Y ( X 1 ( b ) , g ( a , a ) , a ))} that has a solution { X 1 ↦ m 1 , X 2 ↦ m 2 , X 3 ↦ m 3 , Y ↦ t } for some t iff m 1 × m 2 = m 3 .

  40. Higher Order Unification Is Undecidable Reduction from Hilbert’s 10th problem: ▸ Every equation P ( X 1 ,..., X n ) = Q ( X 1 ,..., X n ) can be decomposed into a system of equations of the form: X i + X j = X k , X i × X j = X k , X i = m . ▸ With each such system associate a unification problem containing ▸ for each X i an equation g ( a , X i ( a )) ≐ ? X i ( g ( a , a )) , ▸ for each X i + X j = X k the equation add ( X i , X j ) ≐ ? X k , ▸ for each X i × X j = X k the two equations used to define multiplication, ▸ for each X i = m the equation X i ≐ ? m .

  41. Second Order Unification Is Undecidable ▸ The reduction implies undecidability of higher-order unification. ▸ Since the reduction is actually to second-order unification, the result is sharper: Theorem Second-order unification is undecidable. For the details of undecidability of second-order unification, see W. D. Goldfarb The undecidability of the second-order unification problem. Theoretical Computer Science 13 , 225–230.

  42. Higher-Order Unification Procedure ▸ Higher-order semi-decision procedure is easy to design:

  43. Higher-Order Unification Procedure ▸ Higher-order semi-decision procedure is easy to design: 1. Enumerate all substitutions (in fact, it is enough to enumerate all closed substitutions).

  44. Higher-Order Unification Procedure ▸ Higher-order semi-decision procedure is easy to design: 1. Enumerate all substitutions (in fact, it is enough to enumerate all closed substitutions). 2. For a given unification problem, take the first untried substitution and check whether it is a solution.

  45. Higher-Order Unification Procedure ▸ Higher-order semi-decision procedure is easy to design: 1. Enumerate all substitutions (in fact, it is enough to enumerate all closed substitutions). 2. For a given unification problem, take the first untried substitution and check whether it is a solution. 3. If yes, stop with success. If not, mark the substitution as tried and iterate.

  46. Higher-Order Unification Procedure ▸ Higher-order semi-decision procedure is easy to design: 1. Enumerate all substitutions (in fact, it is enough to enumerate all closed substitutions). 2. For a given unification problem, take the first untried substitution and check whether it is a solution. 3. If yes, stop with success. If not, mark the substitution as tried and iterate. ▸ Checking is not hard: Apply the substitution to both sides of each equation, normalize, and compare the normal forms.

  47. Higher-Order Unification Procedure ▸ Higher-order semi-decision procedure is easy to design: 1. Enumerate all substitutions (in fact, it is enough to enumerate all closed substitutions). 2. For a given unification problem, take the first untried substitution and check whether it is a solution. 3. If yes, stop with success. If not, mark the substitution as tried and iterate. ▸ Checking is not hard: Apply the substitution to both sides of each equation, normalize, and compare the normal forms. ▸ If the problem is solvable, the procedure will detect it after finite steps.

  48. Higher-Order Unification Procedure ▸ Higher-order semi-decision procedure is easy to design: 1. Enumerate all substitutions (in fact, it is enough to enumerate all closed substitutions). 2. For a given unification problem, take the first untried substitution and check whether it is a solution. 3. If yes, stop with success. If not, mark the substitution as tried and iterate. ▸ Checking is not hard: Apply the substitution to both sides of each equation, normalize, and compare the normal forms. ▸ If the problem is solvable, the procedure will detect it after finite steps. ▸ Then... why to bother with looking for another unification procedure?

  49. Higher-Order Unification Procedure Why to look for a “better” procedure?

  50. Higher-Order Unification Procedure Why to look for a “better” procedure? ▸ To find solutions faster.

  51. Higher-Order Unification Procedure Why to look for a “better” procedure? ▸ To find solutions faster. ▸ To report failure for many unsolvable cases.

  52. Higher-Order Unification Procedure Why to look for a “better” procedure? ▸ To find solutions faster. ▸ To report failure for many unsolvable cases. ▸ To reduce redundancy. ▸ etc.

  53. Higher-Order Unification Procedure ▸ System: a pair P ; σ , where P is a higher-order unification problem and σ is a substitution. ▸ Procedure is given by transformation rules on systems. ▸ The description essentially follows the paper W. Snyder and J. Gallier. Higher-Order Unification Revisited: Complete Sets of Transformations. J. Symbolic Computation , 8 (1–2), 101–140, 1989.

  54. Important Observation ▸ Flex-flex equation has a form λ x 1 ....λ x k . F ( s 1 ,..., s n ) ≐ ? λ x 1 ....λ x k . G ( t 1 ,..., t m ) . The head of both sides are free variables.

  55. Important Observation ▸ Flex-flex equation has a form λ x 1 ....λ x k . F ( s 1 ,..., s n ) ≐ ? λ x 1 ....λ x k . G ( t 1 ,..., t m ) . The head of both sides are free variables. ▸ Any flex-flex equation is solvable. Just take { F ↦ λ y 1 ....λ y n . c , G ↦ λ y 1 ....λ y m . c } .

  56. Important Observation ▸ Flex-flex equation has a form λ x 1 ....λ x k . F ( s 1 ,..., s n ) ≐ ? λ x 1 ....λ x k . G ( t 1 ,..., t m ) . The head of both sides are free variables. ▸ Any flex-flex equation is solvable. Just take { F ↦ λ y 1 ....λ y n . c , G ↦ λ y 1 ....λ y m . c } . ▸ The appropriate c always exists because for each type we have at least one constant of that type.

  57. Important Observation ▸ Flex-flex equation has a form λ x 1 ....λ x k . F ( s 1 ,..., s n ) ≐ ? λ x 1 ....λ x k . G ( t 1 ,..., t m ) . The head of both sides are free variables. ▸ Any flex-flex equation is solvable. Just take { F ↦ λ y 1 ....λ y n . c , G ↦ λ y 1 ....λ y m . c } . ▸ The appropriate c always exists because for each type we have at least one constant of that type. ▸ Flex-flex equations may introduce infinite branching in the search tree (very undesirable property).

  58. Important Observation ▸ Flex-flex equation has a form λ x 1 ....λ x k . F ( s 1 ,..., s n ) ≐ ? λ x 1 ....λ x k . G ( t 1 ,..., t m ) . The head of both sides are free variables. ▸ Any flex-flex equation is solvable. Just take { F ↦ λ y 1 ....λ y n . c , G ↦ λ y 1 ....λ y m . c } . ▸ The appropriate c always exists because for each type we have at least one constant of that type. ▸ Flex-flex equations may introduce infinite branching in the search tree (very undesirable property). ▸ Idea: Do not try to solve flex-flex equations. Assume them solved. Preunification.

  59. Preunification Preunifier ▸ Let ≅ be the least congruence relation on the set of λ -terms that contains the set of flex-flex pairs. ▸ A substitution σ is a preunifier for a unification problem { s 1 ≐ ? t 1 ,..., s n ≐ ? t n } iff normal - form ( s i σ ) ≅ normal - form ( t i σ ) for each 1 ≤ i ≤ n . Convention ▸ x n abbreviates x 1 ,..., x n . ▸ λ x n abbreviates λ x 1 .....λ x n .

  60. One Technical Notion Partial Binding A partial binding of type T 1 → ⋯ → T n → U ( U atomic) is a term of the form λ x n . l ( λ y 1 m 1 . H 1 ( x n , y 1 m 1 ) ,...,λ y k m k . H k ( x n , y k m k )) where l is a constant or a variable, and

  61. One Technical Notion Partial Binding A partial binding of type T 1 → ⋯ → T n → U ( U atomic) is a term of the form λ x n . l ( λ y 1 m 1 . H 1 ( x n , y 1 m 1 ) ,...,λ y k m k . H k ( x n , y k m k )) where l is a constant or a variable, and ▸ the type of x i is T i for 1 ≤ i ≤ n ,

  62. One Technical Notion Partial Binding A partial binding of type T 1 → ⋯ → T n → U ( U atomic) is a term of the form λ x n . l ( λ y 1 m 1 . H 1 ( x n , y 1 m 1 ) ,...,λ y k m k . H k ( x n , y k m k )) where l is a constant or a variable, and ▸ the type of x i is T i for 1 ≤ i ≤ n , ▸ the type of l is S 1 → ⋯ → S k → U , where S i is R i 1 → ⋯ → R i m i → S ′ i ( S ′ i atomic) for 1 ≤ i ≤ k ,

  63. One Technical Notion Partial Binding A partial binding of type T 1 → ⋯ → T n → U ( U atomic) is a term of the form λ x n . l ( λ y 1 m 1 . H 1 ( x n , y 1 m 1 ) ,...,λ y k m k . H k ( x n , y k m k )) where l is a constant or a variable, and ▸ the type of x i is T i for 1 ≤ i ≤ n , ▸ the type of l is S 1 → ⋯ → S k → U , where S i is R i 1 → ⋯ → R i m i → S ′ i ( S ′ i atomic) for 1 ≤ i ≤ k , ▸ the type of y i j is R i j for 1 ≤ i ≤ k and 1 ≤ j ≤ m i .

  64. One Technical Notion Partial Binding A partial binding of type T 1 → ⋯ → T n → U ( U atomic) is a term of the form λ x n . l ( λ y 1 m 1 . H 1 ( x n , y 1 m 1 ) ,...,λ y k m k . H k ( x n , y k m k )) where l is a constant or a variable, and ▸ the type of x i is T i for 1 ≤ i ≤ n , ▸ the type of l is S 1 → ⋯ → S k → U , where S i is R i 1 → ⋯ → R i m i → S ′ i ( S ′ i atomic) for 1 ≤ i ≤ k , ▸ the type of y i j is R i j for 1 ≤ i ≤ k and 1 ≤ j ≤ m i . m i → S ′ ▸ the type of H i is T 1 → ⋯ → T n → R i 1 → ⋯ → R i i for 1 ≤ i ≤ k .

  65. Partial Binding λ x n . l ( λ y 1 m 1 . H 1 ( x n , y 1 m 1 ) ,...,λ y k m k . H k ( x n , y k m k )) ▸ Imitation binding: l is a constant or a free variable. ▸ ( i th ) Projection binding: l is x i . ▸ A partial binding t is appropriate to F if t and F have the same types. ▸ F ↦ t : Appropriate partial (imitation, projection) binding if t is partial (imitation, projection) binding appropriate to F .

  66. Higher-Order Preunification Procedure ▸ The inference system U HOP consists of the rules: ▸ Trivial ▸ Decomposition ▸ Variable Elimination ▸ Orient ▸ Imitation ▸ Projection ▸ The rules transform systems: pairs P ; σ , where P is a higher-order unification problem and σ is a substitution. ▸ A system P ; σ is in presolved form if P is either empty or consists of flex-flex equations only.

  67. Higher-Order Preunification Procedure. Rules { t ≐ ? t } ∪ P ′ ; ϑ � Trivial: ⇒ P ′ ; ϑ

  68. Higher-Order Preunification Procedure. Rules { t ≐ ? t } ∪ P ′ ; ϑ � Trivial: ⇒ P ′ ; ϑ Decomposition: { λ x k . l ( s 1 ,..., s n ) ≐ ? λ x k . l ( t 1 ,..., t n )} ∪ P ′ ; ϑ � ⇒ { λ x k . s 1 ≐ ? λ x k . t 1 ,...,λ x k . s n ≐ ? λ x k . t n , } ∪ P ′ ; ϑ. where l is either a constant or one of the bound variables x 1 ,..., x k .

  69. Higher-Order Preunification Procedure. Rules { t ≐ ? t } ∪ P ′ ; ϑ � Trivial: ⇒ P ′ ; ϑ Decomposition: { λ x k . l ( s 1 ,..., s n ) ≐ ? λ x k . l ( t 1 ,..., t n )} ∪ P ′ ; ϑ � ⇒ { λ x k . s 1 ≐ ? λ x k . t 1 ,...,λ x k . s n ≐ ? λ x k . t n , } ∪ P ′ ; ϑ. where l is either a constant or one of the bound variables x 1 ,..., x k . Variable Elimination: { λ x 1 ....λ x k . F ( x 1 ,..., x k ) ≐ ? t } ∪ P ′ ; ϑ � ⇒ P ′ { F ↦ t } ; ϑ { F ↦ t } . If F ∉ fvars ( t )

  70. Higher-Order Preunification Procedure. Rules Orient: { λ x k . l ( t 1 ,..., t m ) ≐ ? λ x k . F ( s 1 ,..., s n )} ∪ P ′ ; ϑ � ⇒ { λ x k . F ( s 1 ,..., s n ) ≐ ? λ x k . l ( t 1 ,..., t m )} ∪ P ′ ; ϑ where l is not a free variable.

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