Grant Agreement Training for FY2016 Comprehensive Housing Counseling Grants Audio is available only by conference call. Please call :( 800) 260-0718 Participant Access Code: 396129 to join the conference call portion of the webinar 1
Webinar Logistics • Audio is being recorded. The playback number along with the PowerPoint and a transcript will be available on the HUD Exchange at www.hudexchange.info/programs/housing-counseling/webinars/ • An OHC LISTSERV will be sent out when the Archives are posted. • Attendee lines will muted during presentation. 2
Questions & Comments • Time permitting, there may be a Q&A period – If so, The operator will give you instructions on how to ask questions or make your comments. – If unmuted during Q&A, please do not use a speaker phone 3
Other Ways to Ask Questions Your Participation Please submit your text questions and comments using the Questions Panel. We will answer some of them during the webinar. You can also send questions and comments to housing.counseling@hud.gov with webinar topic is subject line. 4
Brief Survey • Please complete the brief survey at the end of this session. • Your responses will help OHC better plan and present our webinars. 5
Certificate of Training • If you logged into the webinar, you will receive a “thank you for attending” email from GoToWebinar within 48 hours. • The email will say “ This is your CERTIFICATE OF TRAINING ”. There is no attachment. • Print out and save that email for your records. 6
Introduction presented by: Edward Golding Principal Deputy Assistant Secretary for Housing Washington, DC Sarah Gerecke Deputy Assistant Secretary, Office of Housing Counseling Washington, DC 7
Presenters Process Overview – David Valdez Houston, TX Articles I-IX – Tracy Badua Santa Ana, CA Article X – Brianna Benner Chicago, IL Article XI – Connie Barton Albany, NY Question and Answers – Jamie Spakow Denver, CO July 6, 2016 8
Grant Execution Process presented by: David Valdez Office of Policy and Grant Administration Houston, TX 9
Purpose of Grant Agreement The purpose of this Agreement is to set forth the terms and conditions under which HUD will provide federal financial assistance to Grantees to carry out a HUD- approved Housing Counseling Program. July 6, 2016 10
Key Concepts • Continuation of Streamlined Requirements • Cost Reimbursement Grant • Reimbursed for actual time spent and actual costs incurred (not averages or estimates) • Files and records must demonstrate these costs / hours with submission to HUD by due date as indicated in Grant Agreement July 6, 2016 11
Grant Life-Cycle NOFA APPLICATION (PROPOSAL ) PERFORMANCE AWARD REVIEWS GRANT AGREEMENT LOCCS READ IT!!! SUBMIT GRANT PROJECTED REPORTING BUDGET AND (ACTUAL) 9902 July 6, 2016 12
Grant Execution Checklist • Along with your grant agreement, you received the checklist seen here: • All Documents are due July 22 nd , 2016 July 6, 2016 13
Form HUD-1044 Grant Agreement Signature Page • HUD-1044 is the Assistance Award/Amendment form that shows your grant amount, grant number, and your point of contact at HUD • Sign, date, scan and return the final page of the Grant Agreement to HUD. • Do not send back the entire grant agreement. • Keep a copy of the HUD-1044 for your records. July 6, 2016 14
Indirect Cost Rate Documentation Three options on Indirect Cost Rates 1. Agencies must provide their Negotiated Indirect Cost Rate Agreement (NICRA) if they have one in place and intend to bill the HUD grant for indirect costs, OR 2. New Option: Provide a statement that the agency has never received a NICRA and will use de minimis rate of 10% Modified Total Direct Costs, OR – Exception: A governmental department or agency that receives more than $35 million in direct Federal funding is not eligible for the de minimis rate. 3. Provide a statement that the agency will not bill HUD for indirect costs July 6, 2016 15
Financial Management Systems (FMS) • Provide Documentation (a certification from the executive director or other qualified professional) demonstrating that the organization's financial management systems satisfy the requirements in regulations at 2 CFR 200.302. • FMS must identify: – All federal awards received & expended – Source & Application of funds, including comparison of expenditures with budget amounts for each award – Accurate & Complete disclosure of financial results of award – Effective control and accountability over funds, property, and other assets. • View the regulation here: http://www.ecfr.gov/cgi-bin/text- idx?SID=1275e744061594de71b28df93a4911b5&mc=true&node=se2.1.200_1 302&rgn=div8 July 6, 2016 16
Audit Agencies that expended more than $750,000 in Federal funds Provide the agency’s single or program -specific A-133 audit Agencies that expended less than $750,000 in Federal funds Provide the most recent independent financial audit July 6, 2016 17
Code of Conduct • Submit a written code of conduct that meets the requirements outlined on page 3 of the award letter IF – Your agency is not listed on the following website: http://portal.hud.gov/hudportal/HUD?src=/program_offices/administr ation/grants/conduct , OR – Your Code of Conduct has changed since the last time you submitted it to HUD • If your agency is listed on the website above, and your Code of Conduct has not changed, you do not need to submit a Code of Conduct. July 6, 2016 18
Projected Budget • The budget must account for how every dollar being billed to the Grant will be spent. • All expenses must be itemized (MSOs, SHFAs and Intermediaries are not exempt from this requirement). See page 3 of the award letter for cost categories that must be itemized. • Unless the GTR states otherwise, this will be considered your approved budget, and payment requests must align with the approved line items. • Any deviation between a payment request and the approved budget must be explained in detail and approved by the GTR. • May use form HUD- 424 CB or a format of the grantee’s choosing link to form: http://portal.hud.gov/hudportal/documents/huddoc?id=424-cb.pdf July 6, 2016 19
Agency Created Budget Sample Projected Budget Item Projected Expenses Salaries $xxxxx Fringe and Other Benefits $xxxxx Travel $xxxxx Other Direct Costs Postage $ xxxx Telephone $ xxxx Office Supplies $ xxxx Utilities $ xxxx Rent $ xxxx Credit Reports $ xxxx Training $ xxxx Total $ xxxxxxx July 6, 2016 20
Projected Budget MSOs, SHFAs and Intermediaries • Reimbursing sub-grantees and/or branches at a fixed rate per counseling/education activity and type does not exempt from the requirement to provide an itemized budget for expenses. • The amount that will be billed to the grant cannot exceed the actual cost of providing the service • Clearly explain the billing methodology that will be employed to reimburse sub-grantees or branches • Indicate the process that will be used to ensure that the fixed cost reimbursement rate does not exceed actual cost of providing counseling • Submit a budget for how all administrative funds, if applicable, will be spent, including training, travel, salaries, equipment, and indirect costs July 6, 2016 21
Projections for Housing Counseling Grant Activities • Process is completed through the Housing Counseling System (HCS). See page 4 of award letter. • Enter projections under the “HUD - 9902” menu item and select projections for NOFA 2016-1 • Save as draft, then send the total number of households to be served with the grant to your GTR via email. • For step-by-step instructions, refer to: – Archived Webinar: View the Presentation. Audio replay number is (800) 475-6701 Access Code: 346678. – User Guide: http://portal.hud.gov/hudportal/documents/huddoc?id=OHC_HCSUGAV1 300071513.pdf July 6, 2016 22
July 6, 2016
Sub-allocation list MSOs, SHFAs and Intermediaries only • Completed in the Housing Counseling System under the budget allocation screen • Must also provide a brief explanation of how sub- award amounts for sub-grantees and branches were determined July 6, 2016 24
July 6, 2016
Client Management System • Grantee must certify that they utilize a client management system (CMS) approved to interface with HUD systems Approved CMSs: http://portal.hud.gov/hudportal/documents/huddoc?id=CMSLV.PDF • Intermediaries, MSOs and SHFAs must list all relevant sub- grantees and the CMS they utilize. July 6, 2016 26
Articles I – IX presented by: Tracy Badua Office of Policy and Grant Administration Santa Ana, CA 27
Article I: General • Outlines the terms and conditions for the 2016 Housing Counseling Program Grant awards • Incorporates applicable requirements, including – Housing Counseling Program Regulations – Dodd-Frank Act and other federal Laws – Notice of Funding Availability (NOFA) for the Department's Fiscal Years 2016 and 2017 – HUD Handbook 7610.1, Rev-5, Housing Counseling Program – Grantee applications and Work Plans 28
Article II: Definitions • Outlines some key program and grant agreement definitions • Incorporates definitions available in other places, including – The applicable NOFA’s – Housing Counseling Program Regulations at 24 CFR Part 214 – Handbook 7610.1-Rev 5 29
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