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e t o u q Report of the HEI Diesel r o Epidemiology Panel (Part II): e Diesel Epidemiology and t i c Lung Cancer t o n Introduction and Framing o Katherine Walker, Health Effects Institute D e Outline t o u q A short


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SLIDE 1

Report of the HEI Diesel Epidemiology Panel (Part II): Diesel Epidemiology and Lung Cancer

Introduction and Framing Katherine Walker, Health Effects Institute

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SLIDE 2

Outline

  • A short history of diesel exhaust,

epidemiology and risk assessment

  • A tale of 2 studies
  • A project design
  • A panel
  • A charge
  • HEI’s evaluation approach

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SLIDE 3

A short history : Diesel exhaust, epidemiology and risk assessment

  • Two decades of systematic reviews (IARC, WHO, EPA, etc)

associate exposures to older technology diesel engine exhaust with increased rates of lung cancer

  • However, setting risk-based quantitative standards or

guidelines limited by exposure assessments

  • 1999 HEI Report recommended against

use of the then available epidemiologic studies in railroad workers and in teamsters for quantitative risk assessment

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SLIDE 4

Better measures of exposure

  • Measures of diesel constituents
  • Valid chemical markers of the complex mix of diesel exhaust emissions.
  • Specific biomarkers of diesel exposures, health outcomes, and

susceptibility

Better models of exposure

  • More use of personal monitors, area monitors placed where diesel

exposure is likely to occur, and current and historical data regarding emission sources.

  • reliable estimates of past emissions and of factors affecting historical

exposures ……

Better study designs for exposure-response

  • Exposures should be adequately and accurately characterized with

respect to magnitude, frequency, and duration, rather than solely by duration of employment.

  • Exposures should be close to levels of regulatory concern, including a

range of exposures to provide a base for understanding the relation between exposure and health effects.

  • Errors and uncertainties in exposure measurements should be

quantified where possible;

  • These should be fully reported to users, and taken into account in both

power calculations and exposure–response analyses.

  • Cigarette smoking must be controlled for in any study of risk factors for

this disease.

  • A cohort study subset that uses a case-control or case-cohort design

with smoking histories will strengthen the interpretation of results.

A short history:

Research Needs for Quantitative Risk Assessment (HEI 1999, 2002 )

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SLIDE 5

KEY COMPONENTS:

  • The US Truckers Study and Diesel Exhaust in Miners Study (DEMS)

CAVEATS:

  • Based on animal and human studies with old technology diesel exhaust
  • IARC noted substantial (>98%) improvements in new technology diesel, but
  • Only new technology diesel study: HEI’s Advanced Collaborative Emissions Study

(ACES)

  • Suggest relevance of their review where fleet turnover incomplete or slow (as in

less developed countries)

A short history : IARC re-classifies diesel exhaust as Group 1

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SLIDE 6

A tale of 2 studies:

National Cancer Institute/ National Institute of Occupational Safety and Health (NCI/NIOSH)

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SLIDE 7

DEMS and Truckers: Overview

DEMS Truckers Design Cohort and Nested Case- Control Cohort Questionnaire Yes, individual level risk factors No Population 8 U.S. non-metal mines (limestone, trona, salt, potash) 12,315 miners: 96% male, 88% white 139 U.S. Trucking terminals 31,135 worker: 100% male, 85% white Lung cancer 198 lung cancer cases, 563 controls matched on mine, sex, race, and birth year 779 lung cancer cases End of follow-up 1997 2000 Metric of personal exposure Respirable elemental carbon (REC) ≤3.5 µg/m3 Submicron Elemental Carbon (SEC) ≤ 1 µg/m3 7

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SLIDE 8

DEMS and Truckers: Range of Exposures

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SLIDE 9

Truckers Main results

  • Main Models
  • Cumulative

exposure

  • 5-year lagged
  • Adjustment

for duration of work – healthy worker effect

Entire Cohort

Hazard Ratio=1

Excluding Mechanics 9

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SLIDE 10

DEMS Main Results: Case-Control

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Odd’s Ratio=1

Silverman et al. 2012 All Subjects

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SLIDE 11

An Overall Project Design: Diesel Epidemiology Project II

Charge Questions Appoint Panel Evaluation

  • Selected Analyses of DEMS

analytical data sets

Draft report Peer Review Final Report

  • Summer

2015

Public workshop

We are here 11

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SLIDE 12

A Charge

1. Reviewing the findings of the 1999 HEI Special Report on epidemiology and risk assessment 2. For recent epidemiologic studies, reviewing their design, data, and exposure estimates, … analyzing such data as needed. 3. Exploring whether the data from these new studies enables analyses to extend concentration–response relationships to lower ambient concentrations 4. Identifying data gaps and sources of uncertainty. 5. Making recommendations about extension or further analyses of existing data sets. 6. Making recommendations, if necessary, about the design of new studies that would provide a stronger basis for risk assessment. 12

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A Panel: Diesel Epidemiology Project

Daniel Krewski, PhD, Chair

Professor and Director of the R. Samuel McLaughlin Centre for Population Health Risk Assessment at the University of Ottawa

Paul Demers, PhD

Director, Occupational Cancer Research Centre, Cancer Care Ontario and Professor, Dalla Lana School of Public Health, University of Toronto

David Foster, PhD

Professor Emeritus, Department of Mechanical Engineering, University of Wisconsin Madison

Joel Kaufman, MD, MPH

Professor, Environmental and Occupational Health Sciences, Medicine and Epidemiology; School of Public Health and School of Medicine, University of Washington

Jonathan Levy, ScD

Professor and Associate Chair, Department of Environmental Health, Boston University School of Public Health

Charles Poole, ScD, MPH

Associate Professor, Department of Epidemiology, University

  • f North Carolina School of Public Health

Nancy Reid, PhD

University Professor of Statistics, Canada Research Chair in Statistical Theory and Applications, University of Toronto

Martie van Tongeren, PhD

Director, Centre for Human Exposure Science, Institute of Occupational Medicine, Edinburgh, Scotland, UK

Susan R. Woskie, PhD, CIH

Professor, Department of Work Environment, University of Massachusetts-Lowell.

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SLIDE 14

Panel evaluation approach

  • Internal Panel Deliberations April 2013 to September 2014
  • Review of each study
  • Review of published commentaries on both studies and investigator

responses

  • Public Workshop and Presentations – March 6, 2014
  • DEMS: Silverman, Stewart, Vermeulen, Attfield
  • Truckers: Garshick
  • EMA-led Consortium: Crump and Moolgavkar
  • Risk Assessors/Managers: Cogliano/EPA; Park/NIOSH;

Rodricks/Environ Corp.

  • Analyses in DEMS analytical data sets:
  • Replication of main results
  • Evaluation of smoking, radon and other analyses

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SLIDE 15

Panel Evaluation Process: Analyses of DEMS data

Analytical data sets

  • Case-control variables
  • Cohort variables
  • Obtained by application to

NCI and NIOSH, with IRB approval

  • In secure facility at U of

Ottawa

  • By data use agreement,

cannot be linked

  • Exposure data sets:

downloadable on-line from NIOSH website

Additional opportunities

  • Linkage available

through further application National Center for Health Statistics Research Data Center

  • Extensive underlying

mine and job data collected by authors

  • Obtained by EMA by FOIA
  • Now available to public

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Evaluation Approach (Cont’d)

“Reanalysis of the DEMS Nested-case

control study of lung cancer and diesel exhaust: suitability for quantitative risk analysis”

Crump et al. (2015) *

  • Case-control (linked to cohort)
  • 6 Alternative REC estimates and

exposure assignments

  • Alternative variable selection for

main CPH models

  • Control for cumulative radon

(WLMs)

  • Alternative tests for trend
  • Subset analysis with only-

underground workers

  • “leave one out” analysis of

individual mines

“Diesel engine exhaust and lung cancer mortality ---time-related factors in exposure and risk” Moolgavkar et al. (2015)*

  • Cohort analytical dataset
  • Time-dependent exposure

modeling with TSCE model

  • Subset analysis with only-

underground workers

  • Individual mine-by-mine

analysis of risk using TSCE and CPH models

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* Funded by consortium of companies led by the Engine Manufacturers Association

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SLIDE 17

Research-Based Risk Assessment Risk Management Data Streams

Human

  • Experimental
  • Epidemiology

Animal Mechanistic Pharmacokinetic

  • Absorption,

distribution, metabolism, excretion

  • Dosimetry modeling

Exposure measurements, predictions, biomonitoring Hazard Identification Exposure Assessment Exposure-Response Assessment Characterization of Risk and Uncertainty Regulatory

  • ptions

Evaluate consequences of

  • ptions
  • Public health
  • Economic
  • Social
  • Political
  • Other

Agency decisions and actions

NRC Paradigm: Quantitative risk assessment

Stakeholder input 17

IARC, others

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SLIDE 18

Translation from study to target population via quantitative risk analysis

Risk characterization: modeling, assumptions, adjustments uncertainties:

  • Population

demographics

  • Differences in smoking,
  • ther risk factors
  • Levels and timing of

personal exposures over a lifetime

  • Changes in emission

levels and composition Image of general population What is the observed risk of lung cancer? What is the predicted risk of lung cancer? Other relevant data methods, and analyses 18

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SLIDE 19

What does it mean to evaluate epidemiologic studies for use in QRA?

Epidemiologic evaluation

  • What are the

strengths/limitations of the study in relation to the hypotheses which it was designed to test? Risk assessment

  • How can a study be used in

the prediction of risks associated with different levels of exposures, in different populations?

  • What are the uncertainties?

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SLIDE 20
  • a study design that is clearly documented and scientifically justified to test the study

hypotheses, including adequate power and precision, the appropriate study population, and plans for evaluation of effect modification and control for confounding variables;

  • an analytical approach that is appropriate to the data and hypotheses, including

complete reporting of results;

  • health outcome assessment that is complete, reliable, and verifiable; is blind to

assignment of exposure;

  • an exposure assessment that includes an appropriate measure of exposure, a range
  • f exposures relevant to exposure–response assessment in the populations of interest,

provides some insight to the magnitude and potential influence of key uncertainties in exposure assignment, and that is blind to identification of health outcomes;

  • an exposure–response assessment based on models that fit the data well, reflect

a range of plausible alternatives, including biological relevance; and

  • sensitivity and uncertainty analyses that test the robustness of findings to major

assumptions in the design and analysis of the study.

Panel Evaluation Criteria

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SLIDE 21

More detailed evaluations

  • Understanding the Potential Influence of Smoking, Radon,

and Other Factors (Jonathan Levy, Boston University School of Public Health)

  • Evaluation of the Historical Estimates of Exposure to Diesel

Exhaust (Paul Demers, Occupational Cancer Research Center, Canada)

  • Conclusions and Recommendations (Dan Krewski, Chair,

University of Ottawa)

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SLIDE 22

Report of the HEI Diesel Epidemiology Panel (Part II): Diesel Epidemiology and Lung Cancer

Understanding the Potential Influence of Smoking, Radon, and Other Factors

Jonathan Levy Boston University School of Public Health

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Panel Evaluation Criteria

  • a study design that is clearly documented and scientifically

justified to test the study hypotheses, including:

  • adequate power and precision,
  • the appropriate study population, and
  • plans for evaluation of effect-measure modification and

control for confounding variables.

  • sensitivity and uncertainty analyses that test the robustness
  • f findings to major assumptions in the design and analysis of

the study.

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SLIDE 24

Some definitions

  • Confounding: An unobserved (or mischaracterized) factor

distorts the observed association between an exposure and disease

  • Confounder must be associated with both the exposure and the

disease

  • Confounders can be positive or negative depending on

correlations among exposures or distributions in comparison groups

  • Effect-measure modification: The association between an

exposure and a disease varies by levels of a third factor

  • Confounding will distort the true relationship and should be

controlled (by design or analysis); effect-measure modification cannot be controlled but should be understood

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SLIDE 25

Risk assessment perspective

  • Substantial confounding could lead to biased concentration-

response functions by misstating the true association

  • Appreciable effect-measure modification could also lead to

biased concentration-response functions if effect modifiers are not explored and are distributed differently in the target population than in the study population

  • Uncertainties in epidemiological studies should be

characterized but do not preclude use of the studies in quantitative risk assessment

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SLIDE 26

Diesel/lung cancer context

  • Important risk factors for lung cancer
  • Smoking
  • Secondhand smoke
  • Occupational exposures (e.g., asbestos, silica, PAHs)
  • Radon

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SLIDE 27

Panel evaluation of Truckers

  • Smoking
  • Retrospective occupational cohort  lack of information on

individual smoking status

  • Indirect adjustment done in earlier analysis based on smoking

survey to stratified random sample of 11,986 current or recently retired employees of three companies

  • Assuming standard lung cancer relative risks from the literature for

current/former/never smokers, the authors constructed adjustment factors by job title, which ranged from 0.92 to 1.17

  • Authors argued that smoking would not have appreciable

influence on findings given small adjustment factors and socioeconomic similarity of cohort

  • Panel concurred and concluded that lack of control for smoking in

Truckers is a limitation but not one that should preclude use of the study in quantitative risk assessments

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SLIDE 28

Panel evaluation of Truckers

  • Healthy worker bias
  • Core models adjusted for total years of employment, given

previous findings that duration of employment was associated with reduced lung cancer mortality, posited to be a sign of survivor bias (control for a negative confounder)

  • Panel concluded that this addressed an important issue but

created potential interpretability challenges given role of duration of employment in cumulative EC metrics

  • Other occupational exposures
  • No obvious candidates that would be correlated with both

exposure and outcome

  • Personal exposures predicted by terminal-specific characteristics,

ventilation, job location in the terminal, and background exposures (predicted by local weather, proximity to major road, land use, and region) 7

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SLIDE 29

Panel evaluation of DEMS

  • General attributes of the study design:
  • Nested case-control study allowed for more detailed evaluation
  • f potential confounders
  • Smoking
  • Secondhand smoke
  • Employment in other high risk occupations
  • History of respiratory disease
  • Family history of lung cancer
  • Physical activity
  • Education
  • Diet
  • Mines selected by design to have low levels of exposure to other

pollutants that also have associations with lung cancer (e.g. silica, asbestos, radon, respirable dust, non-diesel PAHs)

  • Could radon still serve as a confounder?

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SLIDE 30

Panel evaluation of DEMS

  • Smoking (original studies):
  • Telephone interviews for individuals or next of kin
  • Lung cancer odds ratios estimated by smoking category for all

subjects and by work location, by quartile of REC exposure, and by tertile of cumulative REC

  • Dose-response between smoking and lung cancer strong and

monotonic, with diminished effect in ever-underground workers

  • Addressed in part with indicator variable reflecting combination of

smoking status, intensity, and location

  • Smoking (Panel analyses):
  • Confirmation of negative confounding
  • Sensitivity of findings to the measure of smoking used and how it

was incorporated in the models

  • Development of a more direct estimate of interaction between

location and smoking that might be more informative for risk assessment

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SLIDE 31

Silverman et al. 2012 Silverman et al. 2014 HEI Panel Exposure metric: Smoking status: Interactions: Average REC, lag 0, 15 yr Cumulative REC, lag 0, 15 yr Duration of REC exposure (yrs) Never, former, current, unknown; Intensity None (Smoking status and work location were combined in the analysis) Average REC, lag 15 yr Cumulative REC, lag 15 yr Status–Duration; Status–Pack-years; Status–Packs/day and duration None (Smoking status and work location were combined in the analysis) Average REC, lag 0, 15 yr Cumulative REC, lag 0, 15 yr Status–Duration; Status–Packs; Status–Pack-years; Status (Never, former, current, unknown) and Duration (continuous); Status and Packs/day (continuous); Status and Pack- years (continuous) Location of employment (ever underground/surface

  • nly) and duration,

packs/day, and pack- years as continuous variables

[1]

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SLIDE 32

Comparison of HEI analyses to those of Silverman et al. 2012, 2014)

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SLIDE 33

Panel evaluation of DEMS

  • Radon (Original analyses)
  • Attfield et al. (2012) found association with cancer risk but in a subset of
  • lder workers hired before 1947. Considered anomalous and did not include.
  • Silverman et al. (2012) evaluated cumulative radon in the model but

concluded they changed point estimates of ORs by ≤ 10% so did not include in final models.

  • At HEI Workshop, noted that cumulative radon did have expected association
  • n lung cancer risk in workers with long tenures; challenging interpretation

given work duration in the model.

  • Radon (Panel analyses):
  • Although radon levels low by occupational standards, residential exposures at

these levels have estimated effects substantial enough to create potential for appreciable confounding, and exposures correlate with underground status (no radon exposure at surface)

  • Conducted additional analyses
  • Radon added to main study models
  • Implemented additional models with term for duration of exposure, then radon

given significant correlation between cumulative REC and cumulative radon

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SLIDE 34

Incorporating radon into analysis:

  • Extent and quality of data were limited.

Facility Mine Type % values <LOD Mean Area Concentration (pCi/L) Mean Area Ever-UG workers (Working Level)* A Limestone 15% 3.5 0.009 B Potash 56% 3.0 0.017 D Potash 61% 3.3 0.016 E Salt 30% 4.5 0.016 G Trona 76% 4.2 0.017 H Trona 85% 2.1 0.008 I Trona 80% 2.8 0.008 J Potash 62% 2.2 0.009 *Working level = a measure of exposure to radon and daughters. Source: Attfield et al. 2012. USEPA Residential action level = 4 pCi/L

  • Personal radon exposure (working level months) is a function
  • f WL and duration of exposure.
  • Control for radon does have small effect on REC associations

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SLIDE 35

Conclusions

  • Although there are many candidate confounders for lung

cancer, the Panel concluded that there was no evidence indicating substantial confounding that would invalidate the application of the Truckers or DEMS studies for quantitative risk assessment

  • The most salient issue for future quantitative risk assessment

would be the ability to understand the implications of any information gaps or differences in risk factors (i.e., smoking status and intensity) on the degree of uncertainty in the exposure-response relationship for the target population

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SLIDE 36

Report of the HEI Diesel Epidemiology Panel (Part II): Diesel Epidemiology and Lung Cancer

Evaluation of the Historical Estimates of Exposure to Diesel Exhaust Paul Demers, Occupational Cancer Research Center, Canada

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SLIDE 37

Major Challenges in Retrospective Exposure Assessment for Epidemiologic Studies

  • Historical measurements are often lacking entirely or are

incomplete in various ways, measurement technologies have changed, and exposures themselves are changing

  • ver time
  • For Diesel Engine Exhaust very little is known about the levels of

elemental carbon exposure when diesel engines were first introduced, although they will likely have been higher than present due to improvements in diesel engines and incremental improvements in working conditions

  • Investigators have over the last few decades developed

approaches to reconstructing historical levels of exposures using a broad array of information

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SLIDE 38

Characteristics of a Strong Exposure Assessment

An exposure assessment that includes

  • An appropriate measure of exposure
  • A range of exposures relevant to concentration

response assessment in the populations of interest

  • Blind to health outcome in study subjects
  • Characterization of error or uncertainty in

exposure estimates

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SLIDE 39

Shared Strengths of the Exposure Assessments for Truckers and DEMS

  • Used elemental carbon as marker of exposure

(although somewhat different measures, respirable and sub-micron elemental carbon, REC and SEC)

  • Blind to outcome status
  • Intensive assessment of current exposure
  • Modeled historical exposure
  • Performed validation studies
  • Well documented with many peer-reviewed

publications

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SLIDE 40

The Trucking Industry Particles Study

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SLIDE 41

Truckers Study: Data Available

1960 1970 1980 1990 2000

Post-1971 1988 – 1989: EC data (Zaebst et al., 1991) 1971 – 2000: Monthly New Jersey COH data Pre-1971 2001 – 2006: Study surveya

a ~ 4000 personal/area samples (8-12 hrs) for EC in PM1.0

Measurements in 36 of 139 large terminals (and 44 nearby small terminals)

1971 – 2000: Work histories 6

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SLIDE 42

Truckers Study: Modelling methods

  • Terminal Based Jobs: Structural Equation Modeling

– Terminal Background: weather, road proximity, %-industrial land, US region – Work Area: terminal features, ventilation, job, background – Personal (dock, mechanic): Work area

  • Spatial extrapolation to other terminals
  • Drivers - ratio of observed/background
  • Different ratios for long haul and P&D (warm vs cold environments)
  • Historical extrapolation of exposure
  • Coefficient of Haze
  • Adjustment for the use diesel fork-lifts
  • Zaebst et al, 1991 provided data for validation

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SLIDE 43

Trends in Median Coefficient of Haze

.5 1 1.5 2 2.5 Multipliers 1985 1990 1995 2000 year CA COH NJ COH PM NJ PM CA PM US

Comparison of Background Multipliers

Ratio of Zaebst et al (1991) median background to current study (2.2). 8

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SLIDE 44

Truckers Study Exposure Assessment: Panel Evaluation

Strengths

  • Conceptually and

statistically sound approach

  • Limited external data

used to refine exposure assessment

  • Exposure levels low

relative to miners, but in a good range for general population risk assessment Limitations

  • Specificity of SEC for

diesel exposure?

  • The COH approach may

not capture regional differences and fuel use changes over time

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SLIDE 45

The Diesel Exhaust in Miners Study

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(Diesel frontend loader – Ontario uranium mine, late 1950’s)

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SLIDE 46

1950 1960 1970 1980 1990 2000

1994: Feasibility study (Stanevich et al., 1997)

1950 – 1998: Work histories 1960 – 1998: Diesel equipment inventories 1947 – 1967: Dieselization 1970 – 1998: Mine ventilation maps

1975 – 1998: MIDAS mine inspection records (stationary CO, other gases)

1998 – 2001: DEMS Survey

(dust, EC, OC, gases) at 7/8 mines 1976: MESA Air Monitoring Survey

Validation datasets Determinants

1990’s: New engine technology

REC data Diesel trends 11

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SLIDE 47

Personal REC measurements (1998-2001) for surface and underground jobs by mining facility

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SLIDE 48

Miners Study: Modeling Methods (underground)

  • CO chosen as a surrogate for the historical trend in REC

exposure

  • A model was developed to estimate CO levels back to

1947 using facility-specific determinant information (adjusted horsepower (the sum of HP*%use), ventilation (in CFM), & a factor for equipment acquired after 1990)

  • By combining these modeled CO levels with available REC

measurements from 1998-2001, a model was developed to estimate REC exposure back to 1947

  • 1994 NIOSH feasibility study and 1996 MESA Air

Monitoring Survey provided data for limited validation studies

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SLIDE 49

Correlations

EC CO EC CO

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SLIDE 50

Evaluation and Validation Steps Taken by DEMS

  • Evaluation of baseline REC data measurements
  • Comparisons with REC samples collected concurrently & feasibility study
  • Processing of work histories
  • Comparisons of locations from work history records and long-term workers
  • Defining exposure determinants to estimate historical REC levels
  • Correlation between CO & other gaseous components
  • Factor analysis of diesel exhaust components
  • Mixed effects modeling between REC & both CO & NO2, allowing facility-

specific intercepts & slopes

  • Non-parametric regression allowing facility-specific intercepts using GAMs
  • Development of REC exposure estimates
  • The impact of using arithmetic means versus medians evaluated
  • Evaluated the impact of alternate underground & surface grouping strategies
  • Evaluated potential use of NO2 or CO2 rather than CO
  • Evaluations
  • Compared predicted CO to measured in the MESA and Feasibility Study data
  • Comparison with CO0.58 & 5-year average CO with CO1.0

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SLIDE 51

Alternative REC estimates

Silverman et al. (2012, 2014)

  • DEMS REC: ß=1, used in

case-control study

  • DEMS ALT REC 1: 5 yr

average CO after 1976,

  • DEMS ALT REC 2: ß=0.58
  • DEMS ALT REC 3: Median

REC Crump et al (2015)

  • ALT REC 1: Independent

imputation; assignments; ß=0.3

  • ALT REC 2: Removed “High-

Period” variable; ß=0.3

  • ALT REC 3: Removed “High

Period” & AdjHP1990+ term; ß=1

  • ALT REC 4: ALT REC 3 w/

ß=0.3

  • ALT REC 5: 3 yr average CO

post 1975; ß=0.3

  • ALT REC 6: Independent of

CO data

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SLIDE 52

Impact of alternative approaches on historical underground exposure predictions: Mine Operator*

Crump et al. (2015), Figure 1

*loader operator for mine A

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SLIDE 53

How sensitive are Odds Ratios to alternative exposure estimates?

Silverman et al. (2014) Table 1.

  • Cumulative REC,

lagged 15 years

  • Main model,

adjusting for smoking status and packs/day, work location, history

  • f respiratory disease,

history of high risk job for lung cancer

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SLIDE 54

How sensitive are lung cancer Odds Ratios to Alternative Exposures?

Crump et al. (2015) Table III

  • All subjects
  • Cumulative REC, lagged 15

years

  • Model adjusted for

smoking status and packs/day, work location, first respiratory disease, body mass, numbers of smokers in home

  • No adjustment for radon

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SLIDE 55

Miners Study Exposure Assessment: Panel Evaluation

Strengths

  • Extensive collection & use of

available data

  • The basis for the

construction of the model was logically sound and replicable

  • CO the best choice available

for a surrogate for historical trends

  • Many validity and sensitivity

analyses were conducted by the authors and external consultants

Limitations/Uncertainties

  • Evidence of limited bias in

both directions

  • Exposure levels during

earlier time periods may have been underestimated, but magnitude is uncertain

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SLIDE 56

Research needs for Quantitative Risk Assessment (HEI 1999, 2002)

Evaluations? DEMS Truckers

Better measures of exposure

  • Measures of diesel constituents

√ √

  • selection and validation of a chemical marker of exposure to

the complex mix of diesel exhaust emissions.

√ √

  • Specific biomarkers of diesel exposures, health outcomes, and

susceptibility are needed.

X X

Better models of exposure

  • Exposure models may include data from personal monitors,

area monitors placed where diesel exposure is likely to occur, and current and historical data regarding emission sources.

√ √

  • In any such modeling effort, the effects of environmental

tobacco smoke should be removed as completely as possible.

√ X

  • Reliable estimates of past emissions and of factors affecting

historical exposures in a range of settings are needed to improve the characterization of uncertainties, both quantitative and qualitative, in historical models of exposures.

√ √

Design needs for new studies of exposure- response

  • Exposures should be adequately and accurately characterized

with respect to magnitude, frequency, and duration, rather than solely by duration of employment.

  • The exposures considered should be close to levels of

regulatory concern, including a range of exposures to provide a base for understanding the relation between exposure and health effects.

√ √ √ √

  • Errors and uncertainties in exposure measurements should be

quantified where possible;

  • These should be fully reported to users, and taken into

account in both power calculations and exposure response analyses.

√ √ √- √-

  • Cigarette smoking must be controlled for in any study of risk

factors for this disease.

  • Smoking histories obtained for a cohort study subset that uses

a case-control or case-cohort design

√ √ X X

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SLIDE 57

Considerations for Future Quantitative Risk Analyses for Both Studies

  • Uncertainty in the levels of exposure in the earlier

time periods of the studies when no measurements were available

  • How important are alternative assumptions about

historical emissions rates to historical estimates and to risk?

  • All alternative models should be subject to same

degree of scrutiny and validation

  • Differences in exposure metrics (REC vs SEC),

including consideration of other sources

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SLIDE 58

Recommendations for Future Analyses for Use of Data for QRA

  • Sensitivity analyses of DEMS to assess the potential

impact of under (or over) estimation of exposure due to changes in both surface and underground engine technology and other changes

  • Challenge: what is the reasonable range for historic

underground exposures?

  • Sensitivity of Truckers to model assumptions for using

background levels (ambient COH) as basis of model

  • Challenge: does ambient COH account for regional

differences, changes in engine technology and fuels that might impact near field truck emissions historically

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SLIDE 59

Report of the HEI Diesel Epidemiology Panel (Part II): Diesel Epidemiology and Lung Cancer

Conclusions and Recommendations

Daniel Krewski, Chair HEI Panel University of Ottawa

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SLIDE 60

Outline

  • Re-cap of the Panel evaluation process
  • Strengths and limitations of epidemiological studies relative to

the evaluation criteria and research needs identified in 1999 by HEI

  • Other questions that have been asked (mine by mine, only

underground workers)

  • Overall conclusions about the studies
  • Recommendations for future risk assessments

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SLIDE 61

Re-cap: Panel evaluation process

  • Internal Panel Deliberations April 2013 to September 2014
  • Public Workshop and Presentations – March 6, 2014
  • Broad based Panel evaluation criteria for epidemiologic studies and

their value for risk assessment

  • Panel analyses of the DEMS analytical data sets and exposure data

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SLIDE 62

 A study design that is clearly

documented and scientifically justified to test the study hypotheses…

Case series/ Case reports Cross-sectional studies Case-Control studies Cohort studies RCTs

  • Within each level the quality of the studies can vary depending on

its specific design features and conduct.

  • RCT= randomized controlled trials

Increasing strength of design Truckers DEMS 4

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SLIDE 63

 An analytical approach that is appropriate to the data and hypotheses…

  • Control for major confounders, by design and analysis
  • Smoking (DEMS)
  • Radon (DEMS)
  • Occupational hazards
  • Other risk factors
  • Multiple modeling approaches
  • Cox proportional hazards modeling
  • Logistic regression
  • Continuous parametric models
  • Others

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SLIDE 64

The Panel Conducted Analyses of Two Major Potential Confounders in DEMS: Smoking and Radon

  • Although there are many candidate confounders for lung cancer,

the Panel concluded that there was no evidence indicating significant confounding that would invalidate the application of the Truckers or DEMS studies for quantitative risk assessment

  • The most salient issue for future quantitative risk assessment

would be the ability to understand the implications of any gaps (i.e., smoking and radon) on the degree of uncertainty in the exposure-response relationship

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SLIDE 65

Other questions that might be asked…

  • DEMS
  • Does the type of mine matter?
  • What is the risk experience of the miners who only worked

underground and were likely to be most highly exposed?

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SLIDE 66

Does the type of mine matter?

Analyses by the DEMS Investigators

P-value for trend .006 .062

Odds ratios and 95% confidence intervals for cumulative REC lagged 15 years, by mining facility without adjustment for radon (Silverman 2012, Table 7)

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SLIDE 67
  • 3 stage clonal expansion model
  • Time-varying exposure (Monthly average REC)
  • Significance test for fit of model: 2X log likelihood ratios
  • Proportional hazards models
  • Log cumulative REC, lagged 15 years
  • Significance test for coefficient: p-value
  • Both models: significant results only for limestone mine and

for complete cohort

Does the type of mine matter?

Analysis by Moolgavkar et al 2015

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SLIDE 68

T-1 Trend P-value 0.02 0.02 0.03 0.03 0.02 0.03

Cumulative Exposure Lagged 15 Years, adjusted for radon “with radon” models, for all subjects after omitting data from a single mine (Crump et al 2015, Table VI). Same test for trend as Silverman et al. 2012

Mine A

>547.5 25.4 to <547.5 2.0 to <25.4 0 to <2.0

Mine B

>547.6 76.2 to <547.6 3.4 to <76.2 0 to <3.4

Mine D

>460.6 49.7 to <460.6 1.6 to <49.7 0 to <1.6

Mine E

>508.6 56.8 to <508.6 3.4 to <56.8 0 to <3.4

Mine G

>579.2 82.9 to <579.2 3.4 to <82.9 0 to <3.4

Mine H

>563.4 92.5 to <563.4 6.8 to <92.5 0 to <6.8 OR (95% CI) 1 2 3 4 5 6 7 8 9 10

Mine I

>535.7 87.5 to <535.7 3.4 to <87.5 0 to <3.4

Mine Omitted

Limestone Potash Potash Salt Salt Trona Trona

0.06 Mine Type Does the Type of Mine Matter? Analyses by Crump et al 2015 10

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SLIDE 69

Tests for Trend p-value T1: 0.02 T2: 0.72 T1: 0.05 T2: NT* T1: 0.29 T2: 0.95

Odds Ratios and Trend Tests Based on Cumulative Exposure Lagged 15 years, Adjusted for Radon, by work location (Crump et al 2015). T1 test- average exposure; T2 – Continuous exposure assignments *NT: Negative trend (not significant)

Does the Location of the Workers Matter?

Analyses by Crump et al 2015

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SLIDE 70

Other questions that might be asked…

DEMS

  • Does the type of mine matter?
  • There is little evidence in a careful mine-by-mine analysis of the case-control study

that any one mine could explain all effects (although one analysis of the cohort data suggested that the mine with the highest level of exposure [Limestone mine A] had somewhat higher risks)

  • Does the location of workers matter?
  • Effects seem consistent across different groups of miners
  • Nonetheless, results become less significant when one moves to the smallest group
  • f miners (i.e. those who only worked underground)

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SLIDE 71

Overall Conclusions

  • The HEI Panel found that the epidemiologic information that

has accrued since the previous panel reported on this issue in 1999 is both relevant and informative.

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SLIDE 72

Overall Conclusions

  • The Panel concluded that the DEMS and the Truckers studies,

individually and collectively provide useful new information that advances our understanding of the relationship between the exposure to diesel exhaust experienced by the workers in those studies and their risk of lung cancer.

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SLIDE 73

Translation from study to target population via quantitative risk analysis

Risk characterization: modeling, assumptions, adjustments uncertainties:

  • Population

demographics

  • Differences in smoking ,
  • ther risk factors
  • Levels and timing of

personal exposures over a lifetime

  • Changes in emission

levels and composition Image of general population What is the observed risk of lung cancer? What is the predicted risk of lung cancer? Other relevant data methods, and analyses 15

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SLIDE 74

Recommendations: For future risk assessments

  • Sensitivity analyses with respect to historical exposures

in both the DEMS and Truckers (see slide 23 in DEMERS presentation for details)

  • More in-depth evaluation of a broader set of appropriate

modeling approaches for projecting cancer risk over time

  • differing approaches to describing temporal patterns
  • f exposure and risk
  • alternative flexible exposure-response models
  • further exploration of the applicability of biologically

motivated models (including approaches to model validation)

  • Consideration of possible effects of gender, ethnic, age,

and susceptibility

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SLIDE 75

Recommendations: Additional Exploration of Combined Analyses

  • Vermeulen et al. 2013 meta-

analysis is one example.

  • Other issues for

consideration include:

  • Analyses with pooled data
  • Common standardized

treatment of all data sets

  • Common exposure lags
  • Common covariate adjustments
  • Harmonization of different

exposure metrics (REC, SEC, EC)

Vermeulen et al 2013 17

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SLIDE 76

Recommendations: For future risk assessments

  • Consider expected changes in

the composition and toxicity of diesel exhaust

Advanced Collaborative Emissions (ACES Project) 18

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SLIDE 77

Recommendations: For future risk assessments

  • Address declining diesel DPM and

contributions to EC component of PM2.5 (1986-2015)

19 Diesel PM PM2.5 EC

µg/m3

Los Angeles Basin

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SLIDE 78

Overall Conclusions

  • The Panel concluded that the data from the studies is

sufficiently robust to develop quantitative assessments of human lung cancer risks, and

  • with support of other relevant data, methods, and analysis, to

estimate risks at lower concentrations than observed in

  • ccupational studies, and
  • to characterize uncertainties in resulting risk estimates.

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SLIDE 79

Current Status and Next steps

Draft report completed and sent for external review All reviews received and transmitted to Panel Discussed twice by the Panel

  • Report will be revised and published in

months following the Annual Conference

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SLIDE 80

HEAL TH EFFECTS INSTITUTE: DIRECTOR OF SCIENCE – RASHID SHAIKH PROJECT MANAGER – KATY WALKER PRINCIP AL SCIENTIST –AARON COHEN REVIEW SCIENTIST – KATE ADAMS RESEARCH ASSIST ANT – ADAM CERVENKA PUBLISHING – CAROL MOYER UNIVERSITY OF OTT AWA: NAGARAJ YENUGADHATI YUANLI SHI

Acknowledgements

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