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Is Percutaneous Closure of PFO Is Percutaneous Closure of PFO indicated for Patients with indicated for Patients with Cryptogenic Stroke ? Cryptogenic Stroke ? Shunichi Homma, MD FACC Shunichi Homma, MD FACC M.M. Hatch Professor of Medicine


  1. Trial: Practical Problems Trial: Practical Problems • Age of patients – low event rate in young Age of patients – low event rate in young – Large # of patients needed Large # of patients needed • Patient preference Patient preference – Difficulty randomizing Difficulty randomizing • Device placebo effect Device placebo effect • Therapy follows “standard of practice” Therapy follows “standard of practice” – Oculo-motor reflex Oculo-motor reflex Mohr JP, Homma S, Annals Int Med 2003

  2. If closure is better and all cryptogenic If closure is better and all cryptogenic stroke patients < 40 get a device stroke patients < 40 get a device • Number of stroke patients < 40 years Number of stroke patients < 40 years – 800,000 x 0.03 = 24,000 800,000 x 0.03 = 24,000 • Number of cryptogenic stroke patients Number of cryptogenic stroke patients – 24,000 x 0.4 = 9,600 24,000 x 0.4 = 9,600 • Number with PFO Number with PFO – 9,600 x 0.4 = 3,840 9,600 x 0.4 = 3,840 • 1% reduction in S/D 1% reduction in S/D – 3,840 x 0.01 = 38 3,840 x 0.01 = 38 • Complication rate from procedure Complication rate from procedure – 3,840 x 0.01 = 38 3,840 x 0.01 = 38 • Cost Cost – 3,840 cases x $10 ,000 = $38.4 million 3,840 cases x $10 ,000 = $38.4 million

  3. Event Rates in Younger Event Rates in Younger Cryptogenic Stroke Patients Cryptogenic Stroke Patients • 3 studies combined 3 studies combined – N = 455 N = 455 – Mean age = 42 Mean age = 42 » Death/Stroke = 2.00% (1.32-2.91%) Death/Stroke = 2.00% (1.32-2.91%) » Death/Stroke/TIA = 3.63% (2.69-4.80%) Death/Stroke/TIA = 3.63% (2.69-4.80%)

  4. Lausanne Study Lausanne Study • 129 cryptogenic stroke patients <60 years 129 cryptogenic stroke patients <60 years with PFO with PFO – No randomization No randomization – Warfarin or aspirin Warfarin or aspirin – Mean age Mean age » 44 years 44 years – Mean follow-up Mean follow-up » 36 months 36 months – Death/Stroke: 3.36% (1.79-5.75%) Death/Stroke: 3.36% (1.79-5.75%) – Death/Stroke /TIA: 5.43% (3.36-8.30%) Death/Stroke /TIA: 5.43% (3.36-8.30%) Bogousslavsky, Neurology 1996 Bogousslavsky, Neurology 1996

  5. French PFO/ASA Study French PFO/ASA Study • 276 cryptogenic stroke patients < 55 years 276 cryptogenic stroke patients < 55 years with PFO with PFO – No randomization No randomization – Aspirin Aspirin – Mean age Mean age » 40 years 40 years – Mean follow-up Mean follow-up » 36 months 36 months – Death/Stroke: 1.54 % (0.82-2.63%) Death/Stroke: 1.54 % (0.82-2.63%) – Death/Stroke/TIA: 2.60 % (1.63-3.94%) Death/Stroke/TIA: 2.60 % (1.63-3.94%) • PFO/ASA PFO/ASA – Death/Stroke: 3.71 % (1.36-8.08%) Death/Stroke: 3.71 % (1.36-8.08%) – Death/Stroke/TIA: 4.96 % (2.14-9.76%) Death/Stroke/TIA: 4.96 % (2.14-9.76%) Mas, NEJM 2001 Mas, NEJM 2001

  6. PFO in Cryptogenic Stroke Study PFO in Cryptogenic Stroke Study (PICSS) (PICSS) • 630 stroke patients undergoing TE in 630 stroke patients undergoing TE in WARSS WARSS – 241 cryptogenic stroke patients 241 cryptogenic stroke patients – Randomization to warfarin or aspirin Randomization to warfarin or aspirin – Mean age Mean age » 59 years 59 years – Mean follow-up Mean follow-up » 24 months 24 months Homma, Circ 2002 Homma, Circ 2002

  7. PICSS: PICSS: Stroke Subtype Stroke Subtype 4% 4% 11% Crypto Lacunar 42% Large Art Other Det Conf Mech 39%

  8. PICSS: PICSS: Relationship of PFO Size/Shunt with ASA Relationship of PFO Size/Shunt with ASA LARGE SMALL PFO/ASA 59% 41% PFO/NOASA 36% 64% 0% 20% 40% 60% 80% 100%

  9. PICSS: PICSS: Relationship of PFO with ASA Relationship of PFO with ASA ASA PFO 64% PRESENT PREVALENCE ASA 30% ABSENT 0% 20% 40% 60% 80%

  10. PFO and ASA PFO and ASA • PFO vs. PFO/ASA Event Rates PFO vs. PFO/ASA Event Rates – 14.5% vs. 15.7% (p=0.83) 14.5% vs. 15.7% (p=0.83)

  11. PFO and ASA PFO and ASA Event Rate RR 95% CI P-value Event Rate RR 95% CI P-value (vs. no PFO (vs. no PFO or ASA) or ASA) No PFO 14.8% --- --- --- No PFO 14.8% --- --- --- (N=372) (N=372) PFO only 14.5% 0.99 0.61-1.62 0.98 PFO only 14.5% 0.99 0.61-1.62 0.98 (N=152) (N=152) ASA only 28.0% 2.10 0.96-4.62 0.06 ASA only 28.0% 2.10 0.96-4.62 0.06 (N=25) (N=25) PFO/ASA 15.9% 1.08 0.49-2.38 0.84 PFO/ASA 15.9% 1.08 0.49-2.38 0.84 (N=44) (N=44)

  12. Hazard ratios and two-year adverse event rates in patients aged 55 to 64 years with and without PFO PFO No PFO Hazard Ratio (95% CI) Hazard Ratio (N=20) (N=36) (95% CI) Death/Stroke 10.0% 13.9% 0.72 (0.14-3.73) 0.70 0.78 (0.14-4.28) 0.77 Death/Stroke/TI 10.0% 16.7% 0.59 (0.03-1.92) 0.52 A 0.77 (0.15-4.01) 0.76 5.0% 13.9% Stroke/TIA 0.36 (0.04-3.08) 0.35 0.46 (0.05-4.13) 0.49 5.0% 11.1% Stroke 0.46 (0.05-4.08) 0.48 0.48 (0.05-4.57) 0.52

  13. Hazard ratios and two-year adverse event rates in patients aged <55 years with and without PFO PFO No PFO Hazard Ratio (95% CI) P-value PFO No PFO Hazard Ratio (95% CI) P-value (N=49) (N=54) (N=49) (N=54) Death/Stroke Death/Stroke 2.0% 2.0% 9.3% 9.3% 0.21 (0.02-1.78) 0.25 0.21 (0.02-1.78) 0.25 0.15 0.15 (0.03-2.14) (0.03-2.14) 0.20 0.20 Death/Stroke/T 12.2% 16.7% 0.68 (0.20-1.35) 0.47 Death/Stroke/T 12.2% 16.7% 0.68 (0.20-1.35) 0.47 IA IA 0.79 (0.28-2.26) 0.66 0.79 (0.28-2.26) 0.66 Stroke/TIA 12.2% 16.7% 0.68 (0.20-1.35) 0.47 Stroke/TIA 12.2% 16.7% 0.68 (0.20-1.35) 0.47 0.77 (0.26-2.13) 0.58 0.77 (0.26-2.13) 0.58 Stroke Stroke 2.0% 2.0% 9.3% 9.3% 0.21 (0.02-1.78) 0.21 (0.02-1.78) 0.15 0.15 0.23 (0.03-1.96) 0.23 (0.03-1.96) 0.18 0.18

  14. Hazard ratios and two-year adverse event rates in patients aged ≥65 years with and without PFO PFO (N=29) No PFO Hazard Ratio (95% P-Value* (N=62) CI) Death/Strok 37.9% 14.5% 3.21 (1.33-7.75)† 0.01 e 3.32 (1.36-8.10)† 0.01 Death/Strok 41.4% 17.7% 2.96 (1.30-6.72)† 0.01 e/TIA 2.92 (1.28-6.68) 0.01 Stroke/TIA 31.0% 11.3% 3.43 (1.27-9.22)† 0.01 0.02 3.32 (1.22-8.98)† Stroke 27.6% 8.1% 4.14 (1.35-12.67)† 0.01 4.21 (1.36-13.02)† 0.01

  15. Stroke/Death/TIA Stroke/TIA 10 5 * P < 0.05 vs. Age < 55 * P < 0.05 vs. Age < 55 9 + P = 0.05 vs. Age 55 - 64 + P < 0.05 vs. Age 55 - 64 8 4 7 * 3 6 Hazard Ratio Hazard Ratio 5 2 + 4 * 3 1 2 + 1 0 Age < 55 Age 55-64 Age > 65 Age < 55 Age 55-64 Age > 65 Age < 55 Age 55-64 Age > 65 0 Total Cohort Cryptogenics Non-cryptogenics Age < 55 Age 55-64 Age > 65 Age < 55 Age 55-64 Age > 65 Age < 55 Age 55-64 Age > 65 Total Cohort Cryptogenics Non-cryptogenics

  16. Frequency of Large PFO Age < 55 70 P Trend = 0.01 Age 55-64 Age > 65 60 P Trend = 0.02 50 40 % 30 20 10 0 Cryptogenics Non-cryptogenics

  17. S/D 9 * P < 0.05 vs . A ge < 55 8 7 6 5 4 * 3 * 2 1 0 A g e < 55 A g e 55-64 A g e > 65 A g e < 55 A g e 55-64 A g e > 65 A g e < 55 A g e 55-64 A g e > 65 N on-cryptog enics C ryptogen ics To tal C oho rt

  18. s 14 * P < 0.05 vs . A ge < 55 12 10 8 6 * 4 * 2 0 A g e < 55 A g e 55-64 A g e > 65 A g e < 55 A g e 55-64 A g e > 65 A g e < 55 A g e 55-64 A g e > 65 To tal C oho rt C ryp togenics N on-cryptog enics

  19. S/d/t 5 * P < 0.05 vs . A g e < 55 + P = 0.05 vs . A g e 55 - 64 4 * 3 2 + 1 0 Age < 55 Age 55-64 Age > 65 Age < 55 Age 55-64 Age > 65 Age < 55 Age 55-64 Age > 65 T o tal C o h o rt C ryp to g en ics N o n -cryp to g en ics

  20. S/t 10 * P < 0.05 vs . A ge < 55 9 + P < 0.05 vs . A ge 55 - 64 8 7 6 5 4 * 3 + 2 1 0 A ge < 55 A g e 55-64 A ge > 65 A ge < 55 A g e 55-64 A ge > 65 A g e < 55 A g e 55-64 A ge > 65 Total C ohort C ryptogenics N on-cryptogen ics

  21. Hypercoagulable State and Hypercoagulable State and PFO Related Stroke PFO Related Stroke • Factor V Leiden mutation Factor V Leiden mutation – 15.9% in cryptogenic stroke patients vs. 15.9% in cryptogenic stroke patients vs. 5.3% in control group 5.3% in control group (Nabavi, J Neurol 1998) (Nabavi, J Neurol 1998) • 16 patients with stroke and PFO 16 patients with stroke and PFO – 5/16 (31%) had hematological abnormality 5/16 (31%) had hematological abnormality – (Anticardiolipin Ab, Protein C abnormality) (Anticardiolipin Ab, Protein C abnormality) (Chaturvedi, J Neurol Sci 1998) (Chaturvedi, J Neurol Sci 1998)

  22. PARTICIPATING CENTERS AND ENROLLMENT PARTICIPATING CENTERS AND ENROLLMENT # Enrolled Institution Institution # Enrolled Institution Institution # Enrolled # Enrolled 9 Indiana University Med. Ctr. 9 Indiana University Med. Ctr. 82 82 Columbia-Presbyterian Med. Ctr. Columbia-Presbyterian Med. Ctr. 8 Wayne State University 8 Wayne State University 53 53 Long Island Jewish Med. Ctr. Long Island Jewish Med. Ctr. 8 Cleveland Clinic Florida 8 Cleveland Clinic Florida 47 47 Georgetown University Georgetown University 8 New York University-NY VA 8 New York University-NY VA 41 41 University of Illinois Med. Ctr. University of Illinois Med. Ctr. 6 Minneapolis 6 Minneapolis 38 38 Univ. of Iowa Hospitals & Clinics Univ. of Iowa Hospitals & Clinics 6 Univ. of Southern California 6 Univ. of Southern California 30 Johns Hopkins Bayview Med. Ctr. 30 Johns Hopkins Bayview Med. Ctr. 5 Metrohealth Medical Ctr. 5 Metrohealth Medical Ctr. 29 U. of Texas Medical School 29 U. of Texas Medical School 5 Albert Einstein (PA) Medical Ctr. 5 Albert Einstein (PA) Medical Ctr. 23 Buffalo General Hospital 23 Buffalo General Hospital 4 Boston University Medical Ctr. 4 Boston University Medical Ctr. 21 Massachusetts General Hospital 21 Massachusetts General Hospital 4 4 Marshfield Clinic Marshfield Clinic 21 Cleveland Clinic Foundation 21 Cleveland Clinic Foundation 4 4 Univ. of Michigan Med. Ctr. Univ. of Michigan Med. Ctr. 19 Montefiore 19 Montefiore 4 4 U. Calif. at San Diego Med. Ctr. U. Calif. at San Diego Med. Ctr. 17 University of Miami Sch. of Med. 17 University of Miami Sch. of Med. 3 3 St. Paul-Ramsey Medical Ctr. St. Paul-Ramsey Medical Ctr. 17 Henry Ford Hospital 17 Henry Ford Hospital 3 3 Yale U. School of Medicine Yale U. School of Medicine 15 Stanford Stroke Center 15 Stanford Stroke Center 3 3 Syracuse VA Medical Ctr. Syracuse VA Medical Ctr. 15 15 Lankenau Med. Research Ctr. Lankenau Med. Research Ctr. 2 2 University of South Alabama University of South Alabama 14 14 Mt. Sinai School of Medicine Mt. Sinai School of Medicine 2 2 Beth Israel Hospital, Boston Beth Israel Hospital, Boston 13 13 Vanderbilt Medical Ctr. Vanderbilt Medical Ctr. 2 Little Rock, AR VA Medical Ctr. 2 Little Rock, AR VA Medical Ctr. 12 12 Univ. of Kentucky Med. Center Univ. of Kentucky Med. Center 1 Maimonides Medical Ctr. 1 Maimonides Medical Ctr. 12 12 Pennsylvania Hospital Pennsylvania Hospital 1 University of Vermont 1 University of Vermont 11 11 Rochester General Hospital Rochester General Hospital 1 U. of Tennessee at Memphis 1 U. of Tennessee at Memphis 11 11 New England Medical Ctr. New England Medical Ctr.

  23. Major Hemorrhage Rates Major Hemorrhage Rates • 2.24 % in warfarin vs. 2.24 % in warfarin vs. 3.14% in aspirin group 3.14% in aspirin group

  24. Autopsy PFO Prevalence Autopsy PFO Prevalence • Hagen Hagen (Mayo Clin Proc, 1984) (Mayo Clin Proc, 1984) 965 Autopsy specimens 965 Autopsy specimens Overall 27.3% Overall 27.3% 0 - 39 years 34.3% 0 - 39 years 34.3% 40 - 89 years 25.4% 40 - 89 years 25.4% >90 years 20.2% >90 years 20.2% • Thompson Thompson (Quart J Med, 1930) (Quart J Med, 1930) 1000 Autopsy specimens 1000 Autopsy specimens 29% - orifice of 0.2 to 0.5 cm (probe patent) 29% - orifice of 0.2 to 0.5 cm (probe patent) 6% - orifice of 0.6 to 1.0 cm (pencil patent) 6% - orifice of 0.6 to 1.0 cm (pencil patent)

  25. PFO SIZE/SHUNT in CRYPTOGENIC and PFO SIZE/SHUNT in CRYPTOGENIC and NON-CRYPTOGENIC PATIENTS NON-CRYPTOGENIC PATIENTS Cryptogenic Non-Cryptogenic (N=98) (N=105) Small PFO 49.0% 67.6% (48/98) (71/105) Large PFO 51.0% 32.4% (50/98) (34/105) P<0.01

  26. RELATIONSHIP OF ATRIAL SEPTAL RELATIONSHIP OF ATRIAL SEPTAL ANEURYSM (ASA) with PFO ANEURYSM (ASA) with PFO • Study prevalence of ASA = 11.5% (69/600) Study prevalence of ASA = 11.5% (69/600) ASA ASA P Value PRESENT ABSENT (N=69) (N=531) PFO 63.8% 29.9% < 0.001 PREVALENCE (44/69) (159/531)

  27. OUTCOME: Patients with PFO OUTCOME: Patients with PFO with/without ASA with/without ASA PFO only PFO + ASA (N=159) (N=44) EVENT RATE 14.5% 15.9% (23/159) (7/44) P=0.84

  28. DEMOGRAPHICS: DEMOGRAPHICS: AGE AGE 630 patients 59.7 + 12.2 yrs (30-85) 630 patients 59.7 + 12.2 yrs (30-85) 250 223 200 177 171 150 100 59 50 0 <55 yrs 55-64 yrs 65-74 yrs 75 yrs or older

  29. DEMOGRAPHICS: DEMOGRAPHICS: GENDER GENDER • 351 MALE, 279 FEMALE 351 MALE, 279 FEMALE Female 44% Male 56%

  30. INR in PICSS INR in PICSS Warfarin Treated Patients Warfarin Treated Patients • Warfarin treated patients with PFO Warfarin treated patients with PFO ± 1.01 (median 1.85) – 2.04 2.04 ± 1.01 (median 1.85) ± – Time interval between blood draws: 28.3 Time interval between blood draws: 28.3 ± 13.6 days 13.6 days • Warfarin treated patients without PFO Warfarin treated patients without PFO ± 0.98 (median 1.86) – 2.04 2.04 ± 0.98 (median 1.86) ± – Time interval between blood draws: 28.0 Time interval between blood draws: 28.0 ± 13.3 days 13.3 days

  31. EVENT RATES EVENT RATES • Overall event rate 16.9% (372/2206) Overall event rate 16.9% (372/2206) – Aspirin 16.0% (176/1103) Aspirin 16.0% (176/1103) – Warfarin 17.8% (196/1104) Warfarin 17.8% (196/1104) – P=0.25, RR 1.13 95% CI 0.92-1.38 P=0.25, RR 1.13 95% CI 0.92-1.38 • Warfarin at different INRs Warfarin at different INRs – Event rate lower at higher INR approaching Event rate lower at higher INR approaching that of aspirin that of aspirin

  32. INR in PICSS INR in PICSS Warfarin Treated Patients Warfarin Treated Patients • Warfarin treated patients with PFO Warfarin treated patients with PFO ± 1.01 (median 1.85) – 2.04 2.04 ± 1.01 (median 1.85) • Warfarin treated patients without PFO Warfarin treated patients without PFO ± 0.98 (median 1.86) – 2.04 2.04 ± 0.98 (median 1.86)

  33. OUTCOME: Cryptogenic Patients with PFO OUTCOME: Cryptogenic Patients with PFO WARFARIN VS. VS. ASPIRIN (N=98) ASPIRIN (N=98) WARFARIN WARFARIN ASPIRIN (N=42) (N=56) EVENT RATE 9.5% 17.9% (4/42) (10/56) RR: + PFO on warfarin = 0.52 : P=0.28

  34. OUTCOME (including TIA): OUTCOME (including TIA): Cryptogenic Patients with PFO Cryptogenic Patients with PFO WARFARIN VS. VS. ASPIRIN (N=98) ASPIRIN (N=98) WARFARIN WARFARIN ASPIRIN (N=42) (N=56) EVENT RATE 16.7% 23.2% (7/42) (13/56) RR: + PFO on warfarin = 0.72 : P=0.48

  35. Warfarin Aspirin RR (95%CI) P- value Entire PICSS Cohort With PFO 16.5% 13.2% 1.29 (0.63- 0.49 (N=203) (N=97) (N=106) 2.64) No PFO 13.4% 17.4% 0.80 (0.49- 0.40 (N=398) (N=195) (N=203) 1.33) Cryptogenic Cohort With PFO 9.5% 17.9% 0.52 (0.16- 0.28 (N=98) (N=42) (N=56) 1.67) No PFO 8.3% 16.3% 0.50 (0.19- 0.16 (N=72) (N=80) 1.31)

  36. SOCIODEMOGRAPHIC FACTORS SOCIODEMOGRAPHIC FACTORS WARFARIN ASPIRIN ASPIRIN WARFARIN N = 1103 N = 1103 N = 1103 N = 1103 Mean Age 63.3 ± 11.2 62.6 ± 11.4 Female 447 (41%) 449 (41%) Race-Ethnicity White 627 (57%) 626 (57%) Black 338 (31%) 325 (30%) Hispanic 105 (10%) 118 (11%) Other 33 ( 3%) 34 ( 3%) Education 805 (74%) 796 (73%) (<high school)

  37. RISK FACTORS RISK FACTORS WARFARIN ASPIRIN WARFARIN ASPIRIN N = 1103 N = 1103 N = 1103 N = 1103 Hypertension 746 (69%) 753 (69%) Diabetes 367 (33%) 338 (31%) Cardiac Disease 250 (23%) 254 (23%) TIA/Stroke history 321 (31%) 308 (29%) Current smokers 306 (28%) 337 (31%) ETOH >2 drinks/day 125 (11%) 116 (11%) Physical Inactivity 472 (43%) 456 (41%)

  38. QUALIFYING STROKE FEATURES QUALIFYING STROKE FEATURES WARFARIN ASPIRIN WARFARIN ASPIRIN N = 1103 N = 1103 N = 1103 N = 1103 Duration Duration ≤ 24 hrs, infarct on CT/MR ≤ 24 hrs, infarct on CT/MR 74 ( 7%) 66 ( 6%) 74 ( 7%) 66 ( 6%) >24 hrs, infarct on CT/MR >24 hrs, infarct on CT/MR 729 (66%) 769 (70%) 729 (66%) 769 (70%) >24 hrs, no infarct on CT/MR >24 hrs, no infarct on CT/MR 300 (27%) 268 (24%) 300 (27%) 268 (24%) Glasgow Score Glasgow Score Severe disability Severe disability 78 ( 7%) 90 ( 8%) 78 ( 7%) 90 ( 8%) Moderate disability Moderate disability 327 (30%) 319 (29%) 327 (30%) 319 (29%) No or minimal disability No or minimal disability 689 (63%) 694 (63%) 689 (63%) 694 (63%) Medication Medication On aspirin On aspirin 282 (26%) 290 (27%) 282 (26%) 290 (27%)

  39. QUALIFYING STROKE QUALIFYING STROKE CLINICALLY INFERRED MECHANISM CLINICALLY INFERRED MECHANISM WARFARIN ASPIRIN WARFARIN ASPIRIN N = 1103 N = 1103 N = 1103 N = 1103 Small Vessel/Lacunar 612 (55%) 625 (57%) Small Vessel/Lacunar 612 (55%) 625 (57%) Cryptogenic 281 (25%) 295 (27%) Cryptogenic 281 (25%) 295 (27%) Large Artery/Stenosis 144 (13%) 115 (10%) Large Artery/Stenosis 144 (13%) 115 (10%) Infarct of Other Cause 33 ( 3%) 33 ( 3%) 30 ( 3%) Infarct of Other Cause 30 ( 3%) Infarct of Confl.Mech. 36 ( 3%) 35 ( 3%) Infarct of Confl.Mech. 36 ( 3%) 35 ( 3%)

  40. EVENT RATES EVENT RATES • Overall event rate 16.9% (372/2206) Overall event rate 16.9% (372/2206) – Warfarin 17.8% (196/1104) Warfarin 17.8% (196/1104) – Aspirin 16.0% (176/1103) Aspirin 16.0% (176/1103) (P=0.25, RR 1.13: 95% CI 0.92-1.38) (P=0.25, RR 1.13: 95% CI 0.92-1.38)

  41. Kaplan-Meier Curves for Recurrent Ischemic Stroke or Death 100 Percent free of event 90 Aspirin Warfarin 80 70 0 90 180 270 360 450 540 630 720 Days after randomization Number at risk Warfarin 1103 972 885 Aspirin 1103 984 900 Hazard rate ratio=1.13 95% CI 0.92-1.38 two-sided p-value=0.25.

  42. Kaplan-Meier Curves for Recurrent Ischemic Stroke or Death over 30 Days 100 Percent free of event 99 Aspirin 98 Warfarin 97 0 10 20 30 Days after randomization

  43. MAJOR HEMORRHAGE MAJOR HEMORRHAGE • GI hemorrhage, hemorrhagic GI hemorrhage, hemorrhagic cerebral infarction, subdural cerebral infarction, subdural hematoma, intracranial hematoma, intracranial hemorrhage, any other hemorrhage, any other requiring transfusion requiring transfusion • 1.92% warfarin, 1.49% aspirin 1.92% warfarin, 1.49% aspirin

  44. WARSS WARSS Warfarin Aspirin Recurrent Stroke Study Warfarin Aspirin Recurrent Stroke Study • J. P. Mohr M.D., M.S. J. P. Mohr M.D., M.S. • NIH - NINDS RO1 NS28371 NIH - NINDS RO1 NS28371 • Columbia-Presbyterian Medical Columbia-Presbyterian Medical Center Center

  45. Kaplan-Meier Curves for Earlier of Primary Endpoint or Major Hemorrhage 100 Percent free of event 90 Aspirin 80 Warfarin 70 0 90 180 270 360 450 540 630 720 Days after randomization Number at risk Warfarin 1103 952 862 Aspirin 1103 971 881 Hazard rate ratio=1.15 95% CI 0.95-1.39 two-sided p-value=0.16.

  46. Demographic Subgroups Demographic Subgroups (Risk for death or recurrent ischemic stroke: (Risk for death or recurrent ischemic stroke: warfarin vs. aspirin) warfarin vs. aspirin) P RR 95% CI Race/Ethnicity Black (n=663) 0.81-1.62 0.45 1.14 White (n=1253) 0.83-1.47 0.50 1.10 Hispanic (n=223) 0.62-2.09 0.66 1.14 Other (n=67) 0.40-3.50 0.77 1.18 Gender Male (n=1309) 0.95-1.61 0.12 1.23 Female (n=897) 0.71-1.36 0.92 0.98

  47. Baseline Stroke Subtype Baseline Stroke Subtype (Risk for death or recurrent ischemic stroke: (Risk for death or recurrent ischemic stroke: warfarin vs. aspirin) warfarin vs. aspirin) P RR 95% CI Small vessel/lacunar (n=1237) 0.31 1.15 0.88 - 1.52 Cryptogenic (n=576) 0.68 0.92 0.61 - 1.39 Large artery/severe stenosis/occluded (n=259) 0.51 1.22 0.67 - 2.22 Other determined cause (n=63) 0.15 1.99 0.77 – 5.15 Conflicting mechanism (n=71) 0.79 1.14 0.44 – 2.96

  48.    Analysis Summary Analysis Summary Warfarin vs. Aspirin over 2 years, Warfarin vs. Aspirin over 2 years, N=2206 N=2206 Primary • Primary No difference in recurrent stroke or death No difference in recurrent stroke or death • • Major secondary Major secondary No difference in recurrent stroke, death, or No difference in recurrent stroke, death, or major hemorrhage major hemorrhage • • Subgroups Subgroups No difference in recurrent stroke or death by No difference in recurrent stroke or death by    Race/ethnicity Race/ethnicity   Gender Gender    Baseline stroke subtype Baseline stroke subtype  • • Overall Overall The result favors aspirin (11% benefit), but The result favors aspirin (11% benefit), but difference not statistically significant difference not statistically significant

  49. STUDIES ASSOCIAED WITH STUDIES ASSOCIAED WITH WARSS WARSS • PICSS PICSS – PFO in Cryptogenic Stroke Study PFO in Cryptogenic Stroke Study • APASS APASS – Antiphospholipid in Stroke Study Antiphospholipid in Stroke Study • GENESIS GENESIS – Genes in Stroke Study Genes in Stroke Study » ACE gene ACE gene • HAS HAS – Hemostatic Markers in Stroke Study Hemostatic Markers in Stroke Study » Warfarin effect based on initial F1.2 Warfarin effect based on initial F1.2

  50. Mechanism for Stroke Mechanism for Stroke • Paradoxical embolization of Paradoxical embolization of venous thrombus through venous thrombus through intracardiac right to left shunt intracardiac right to left shunt

  51. DEMOGRAPHICS: DEMOGRAPHICS: RACE-ETHNICITY RACE-ETHNICITY 2% 0% 1% 17% AmIndian Asian 34% Black White Hispanic Other 46%

  52. Lost to Follow-up (LTF) Lost to Follow-up (LTF) • 10 lost to follow-up 10 lost to follow-up • Pre-specified imputation method Pre-specified imputation method used stratified by an independent used stratified by an independent observer observer

  53. Relationship between PFO Size and Number of Microbubbles (Homma, Stroke 1994) 2 5 • R = 0.66 2 0 1 5 1 0 R = 0.65 5 Y = 5.1x + 1.7 SEE = 0.8 0 0 1 2 3 4 5 P F O S i z e ( m m )

  54. PFO SIZE IN STROKE PATIENTS Distribution of PFO Size (N=203) 50 40 % of Subjects 30 20 10 0 < 1 mm 1 - 2 mm 2 - 3 mm > 3 mm PFO Size

  55. SHUNT THROUGH PFO IN STROKE PATIENTS Distribution of Number of Microbubbles in LA (N=203) 40 30 % of Subjects 20 10 0 < 3 3 - 6 6 - 9 9 - 12 13 - 15 > 15 Number of Microbubbles

  56. METHODS TO ESTIMATE METHODS TO ESTIMATE SIZE AND SHUNT SIZE AND SHUNT • TT Echo TT Echo – Bubble numbers Bubble numbers » Qualitative Qualitative – Mitral Doppler Mitral Doppler » Number of spikes in Doppler signal Number of spikes in Doppler signal (Kerr, JACC 2000) (Kerr, JACC 2000)

  57. METHODS TO ESTIMATE METHODS TO ESTIMATE SIZE AND SHUNT SIZE AND SHUNT • TE TE – Separation septum primum from Separation septum primum from secundum secundum – Bubble number Bubble number – Area of left atrium occupied by bubbles Area of left atrium occupied by bubbles

  58. METHODS TO ESTIMATE METHODS TO ESTIMATE SIZE AND SHUNT SIZE AND SHUNT • TCD BASED TCD BASED – Number of HITS Number of HITS – TE large PFO will correspond to TE large PFO will correspond to “showers” or “curtain” of HITS “showers” or “curtain” of HITS

  59. VARIABLES IN VARIABLES IN MEASUREMENTS MEASUREMENTS • Site of contrast injection Site of contrast injection – Lower extremity Lower extremity • Amount of injection Amount of injection – Usually 1cc air with Usually 1cc air with • Injectate type Injectate type – Air vs. pre-prepared contrast material Air vs. pre-prepared contrast material • Adequacy of Valsalva maneuver or Adequacy of Valsalva maneuver or cough cough

  60. OUTCOME in Warfarin-treated OUTCOME in Warfarin-treated Patients with PFO Patients with PFO Effect of INR Effect of INR ≥ 2 • INR INR ≥ 2 – 5.5% (95% CI = 1.5 – 15.0%) 5.5% (95% CI = 1.5 – 15.0%) • INR <2 INR <2 – 7.2% (95% CI = 2.6-15.2%) 7.2% (95% CI = 2.6-15.2%)

  61. PFO Size and Brain Imaging PFO Size and Brain Imaging • Although cryptogenic stroke may be due to Although cryptogenic stroke may be due to paradoxical embolism, it is difficult to prove paradoxical embolism, it is difficult to prove • We sought to evaluate the brain imaging We sought to evaluate the brain imaging findings associated with embolism with the findings associated with embolism with the presence and characteristics of PFO presence and characteristics of PFO

  62. PFO Size and Brain Imaging PFO Size and Brain Imaging Patient Characteristics Patient Characteristics • 95 patients with first ischemic stroke referred 95 patients with first ischemic stroke referred for TE for TE Mean age 64.4 + + 11.1years 11.1years Mean age 64.4 49 woman, 47 man 49 woman, 47 man • Stroke subtyping according to NINDS criteria Stroke subtyping according to NINDS criteria Atherosclerotic 6 (27%) Atherosclerotic 6 (27%) Lacunar 4 (25%) Lacunar 4 (25%) Cardioembolic 2 (15%) Cardioembolic 2 (15%) Cryptogenic 19 (45%) Cryptogenic 19 (45%)

  63. PFO Size and Brain Imaging PFO Size and Brain Imaging Conclusions Conclusions • Stroke patients with larger PFOs have Stroke patients with larger PFOs have brain imaging features of embolic stroke brain imaging features of embolic stroke • Cryptogenic stroke in patients with large Cryptogenic stroke in patients with large PFOs is likely to be due to paradoxical PFOs is likely to be due to paradoxical embolization embolization

  64. WARRS 2 WARRS 2 • Eligible: Ischemic Stroke (Not- Eligible: Ischemic Stroke (Not- cardioembolic, Not-operable cardioembolic, Not-operable Atherosclerotic) within prior 30 days Atherosclerotic) within prior 30 days • 30 – 85 years old 30 – 85 years old • Sample size: 30% risk reduction Sample size: 30% risk reduction (n=2,206) (n=2,206) • Secondary Endpoints: TIA, MI Secondary Endpoints: TIA, MI • Adverse Experience: Hemorrhage Adverse Experience: Hemorrhage

  65. PFO Determination PFO Determination • Biplane or multiplane Biplane or multiplane transesophageal echocardiography transesophageal echocardiography – Saline contrast injection Saline contrast injection – With/without Valsalva With/without Valsalva • Quality assurance measures Quality assurance measures • Central analysis Central analysis

  66. PICSS PICSS ENROLLMENT ENROLLMENT ENROLLED IN PICSS ENROLLED IN PICSS N=630 N=630 (42 centers) (42 centers) TE STUDIES TE STUDIES AVAILABLE N=627 AVAILABLE N=627 PFO NOT ANALYZED PFO ANALYZED PFO ANALYZED N=26 N= 601 N= 601

  67. ASA and Stroke ASA and Stroke • Atrial septal aneurysm (ASA) is Atrial septal aneurysm (ASA) is associated with cryptogenic associated with cryptogenic stroke but reason for this stroke but reason for this association is not clear association is not clear

  68. OUTCOME (including TIA): OUTCOME (including TIA): Subjects with and without PFO Subjects with and without PFO PFO No PFO EVENT RATE 19.7% 19.4% P=0.99, RR with PFO=1.00

  69. OUTCOME: All Patients with PFO OUTCOME: All Patients with PFO WARFARIN VS. VS. ASPIRIN (N=203) ASPIRIN (N=203) WARFARIN WARFARIN ASPIRIN (N=97) (N=106) EVENT RATE 16.5% 13.2% (16/97) (14/106) P=0.49, RR with PFO on warfarin = 1.29

  70. Associated Factors Associated Factors • DVT DVT 10% (3/29) with PFO related stroke 10% (3/29) with PFO related stroke - Gautier , Cerebrovasc Dis ‘91 - Gautier , Cerebrovasc Dis ‘91 8% (1/13) cryptogenic stroke patients with PFO 8% (1/13) cryptogenic stroke patients with PFO Ranoux, - Ranoux, Stroke ‘93 - Stroke ‘93 57% (24/42) with PFO and systemic / cerebral 57% (24/42) with PFO and systemic / cerebral embolization embolization Stöllberger - Stöllberger Ann Int Med, ‘93 - Ann Int Med, ‘93

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