branching within branching a general model for host
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Model The ABPRE Extinction results Survival case Branching within branching: a general model for host-parasite co-evolution Gerold Alsmeyer (joint work with S oren Gr ottrup) May 15, 2017 Gerold Alsmeyer Host-parasite co-evolution 1


  1. Model The ABPRE Extinction results Survival case Branching within branching: a general model for host-parasite co-evolution Gerold Alsmeyer (joint work with S¨ oren Gr¨ ottrup) May 15, 2017 Gerold Alsmeyer Host-parasite co-evolution 1 of 26

  2. Model The ABPRE Extinction results Survival case Model 1 The associated branching process in random environment 2 (ABPRE) Extinction results 3 Limit theorems in the case of survival 4 Gerold Alsmeyer Host-parasite co-evolution 2 of 26

  3. Model The ABPRE Extinction results Survival case Model description The basic ingredients a cell population (the hosts) a population of parasites colonizing the cells The basic assumptions cells form an ordinary Galton-Watson tree (GWT) parasites sitting in different cells multiply and share their progeny into daughter cells independently, but for parasites hosted by the same cell v , offspring numbers and sharing of progeny are conditionally independent given the number of daughter cells of v Gerold Alsmeyer Host-parasite co-evolution 3 of 26

  4. Model The ABPRE Extinction results Survival case Notational details: the cell population Ulam-Harris tree V = � n ≥ 0 N n with N 0 = { ∅ } . cell population: a GWT T = � n ∈ N 0 T n ⊂ V with T 0 = { ∅ } and T n := { v 1 ... v n ∈ V | v 1 ... v n − 1 ∈ T n − 1 and 1 ≤ v n ≤ N v 1 ... v n − 1 } , where N v denotes the number of daughter cells of v. the N v , v ∈ V are iid with common law ( p k ) k ≥ 0 , the offspring distribution of cells, having finite mean ν = ∑ k ≥ 1 kp k . the number of cells process: T n = ∑ v ∈ T n − 1 N v (a GWP). Gerold Alsmeyer Host-parasite co-evolution 4 of 26

  5. Model The ABPRE Extinction results Survival case Details: the parasites the number of parasites in cell v are denoted by Z v . the number of parasites process is then defined by Z n := ∑ Z v , n ∈ N 0 . v ∈ T n the set of contaminated cells: T ∗ n = { v ∈ T n : Z v > 0 } . the number of contaminated cells: T ∗ n = # T ∗ n . cell counts with a specific number of parasites: � � T n := T n , 0 , T n , 1 , T n , 2 ,... , where T n , k gives the number of cells in generation n hosting k parasites. Gerold Alsmeyer Host-parasite co-evolution 5 of 26

  6. Model The ABPRE Extinction results Survival case Z ∅ =1 Z 1 =2 Z 2 =4 Z 3 =1 Z 32 =5 Z 33 =2 Z 11 =3 Z 12 =1 Z 31 =0 . . . . . . . . . . . . . . . . . . . . . . . . . . . Figure: A typical realization of the first three generations of a BwBP . Gerold Alsmeyer Host-parasite co-evolution 6 of 26

  7. Model The ABPRE Extinction results Survival case Reproduction of parasites To describe reproduction of parasites consider those hosted by a cell v ∈ T and suppose that Z v = z ≥ 1 and that v has k daughter cells, labeled v1 ,..., v k , thus N v = k . For i = 1 ,..., z , let � � X ( • , k ) X ( 1 , k ) ,..., X ( k , k ) := i , v i , v i , v � X ( 1 , k ) ,..., X ( k , k ) � be iid copies of a random vector X ( • , k ) := with arbitrary law on N k 0 and independent of any other occurring rv’s. Then, given N v = k , and for i = 1 ,..., Z v = z , equals the number of offspring of the i th parasite in v X ( j , k ) i , v that is shared into daughter cell v j . Gerold Alsmeyer Host-parasite co-evolution 7 of 26

  8. Model The ABPRE Extinction results Survival case Model parameters and basic assumptions µ j , k = E X ( j , k ) γ = E Z 1 = ∑ k ≥ 1 p k ∑ k j = 1 µ j , k , the mean number of offspring per parasite, is supposed to be positive and finite, thus µ j , k < ∞ for all j ≤ k and P ( N v = 0 ) < 1. We further assume p 1 = P ( N v = 1 ) < 1, P ( Z 1 = 1 ) < 1, and a positive chance for more than one parasite to be shared in the same daughter cell: p k P ( X ( j , k ) ≥ 2 ) > 0 for at least one ( j , k ) , 1 ≤ j ≤ k . Gerold Alsmeyer Host-parasite co-evolution 8 of 26

  9. Model The ABPRE Extinction results Survival case A very short list of earlier contributions M. Kimmel. Quasistationarity in a branching model of division-within-division. In Classical and modern branching processes (Minneapolis, MN, 1994) , volume 84 of IMA Vol. Math. Appl. , pages 157–164. Springer, New York, 1997. V. Bansaye. Proliferating parasites in dividing cells: Kimmel’s branching model revisited. Ann. Appl. Probab. , 18(3):967–996, 2008. G. Alsmeyer and S. Gr¨ ottrup. A host-parasite model for a two-type cell population. Adv. in Appl. Probab. , 45(3):719–741, 2013. Gerold Alsmeyer Host-parasite co-evolution 9 of 26

  10. Model The ABPRE Extinction results Survival case The notorious questions Extinction-explosion dichotomy for the number of parasites process ( Z n ) n ≥ 0 . Extinction-explosion dichotomy for the number of contaminated cells process ( T ∗ n ) n ≥ 0 { Z n → ∞ } = { T ∗ n → ∞ } ? Necessary and sufficient conditions for almost sure extinction of contaminated cells. Limit theorems for the relevant processes in the survival case (after normalization). Gerold Alsmeyer Host-parasite co-evolution 10 of 26

  11. Model The ABPRE Extinction results Survival case The ABPRE The associated branching process in random environment (ABPRE) is obtained by picking an infinite random cell-line (spine) in a size-biased version of T : Gerold Alsmeyer Host-parasite co-evolution 11 of 26

  12. Model The ABPRE Extinction results Survival case The construction (standard) Let ( T n , C n ) n ≥ 0 be a sequence of iid random vectors independent of ( N v ) v ∈ V and ( X ( • , k ) ) k ≥ 1 , i ≥ 1 , v ∈ V . i , v The law of T n equals the size-biasing of the law of the N v , i.e. P ( T n = k ) = kp k ν for each n ∈ N 0 and k ∈ N , and P ( C n = j | T n = k ) = 1 k for 1 ≤ j ≤ k , which means that C n has a uniform distribution on { 1 ,..., k } given T n = k . Gerold Alsmeyer Host-parasite co-evolution 12 of 26

  13. Model The ABPRE Extinction results Survival case The ABPRE The random cell-line (spine) ( V n ) n ≥ 0 is then recursively defined by V 0 = ∅ and V n := V n − 1 C n − 1 for n ≥ 1. Then ∅ =: V 0 → V 1 → V 2 → ··· → V n → ... provides us with a random cell line in V (not picked uniformly) as depicted in the following picture. Gerold Alsmeyer Host-parasite co-evolution 13 of 26

  14. Model The ABPRE Extinction results Survival case The ABPRE V 0 V 1 V 2 . . . . . . . . . V 3 . . . . . . . . . . . . . . . Gerold Alsmeyer Host-parasite co-evolution 14 of 26

  15. Model The ABPRE Extinction results Survival case The number of parasites along the spine Regarding the structure of the number of parasites process along the spine ( Z V n ) n ≥ 0 , the following lemma is fundamental. Lemma Let ( Z ′ n ) n ≥ 0 be a BPRE with Z ∅ ancestors and iid environmental sequence Λ := (Λ n ) n ≥ 0 taking values in { L ( X ( j , k ) ) | 1 ≤ j ≤ k < ∞ } and such that � � = p k = 1 k · kp k Λ 0 = L ( X ( j , k ) ) = P ( C 0 = j , T 0 = k ) P ν ν for all 1 ≤ j ≤ k < ∞ . Then ( Z V n ) n ≥ 0 and ( Z ′ n ) n ≥ 0 are equal in law. Gerold Alsmeyer Host-parasite co-evolution 15 of 26

  16. Model The ABPRE Extinction results Survival case Definition of the ABPRE The BPRE ( Z ′ n ) n ≥ 0 is now called the associated branching process in random environment (ABPRE). It is one of the major tools used in the study of the BwBP , and the following lemma provides a key relation between this process and its associated ABPRE. Gerold Alsmeyer Host-parasite co-evolution 16 of 26

  17. Model The ABPRE Extinction results Survival case A key result Lemma For all n , k , z ∈ N 0 , � � = ν − n E z T n , k Z ′ n = k P z and � � = ν − n E z T ∗ Z ′ P z n > 0 n . Gerold Alsmeyer Host-parasite co-evolution 17 of 26

  18. Model The ABPRE Extinction results Survival case Generating functions For n ∈ N and s ∈ [ 0 , 1 ] E ( s Z ′ n | Λ) = g Λ 0 ◦ ... ◦ g Λ n − 1 ( s ) is the quenched generating function of Z ′ n with iid g Λ n and g λ defined by g λ ( s ) := E ( s Z ′ 1 | Λ 0 = λ ) = ∑ λ n s n n ≥ 0 for any distribution λ = ( λ n ) n ≥ 0 on N 0 . Moreover, p k ν E X ( j , k ) = E Z 1 = γ 1 = ∑ E g ′ Λ 0 ( 1 ) = E Z ′ ν < ∞ , (1) ν 1 ≤ j ≤ k where γ = E Z 1 . Gerold Alsmeyer Host-parasite co-evolution 18 of 26

  19. Model The ABPRE Extinction results Survival case Regimes of the ABPRE It is well-known that ( Z ′ n ) n ≥ 0 survives with positive probability iff E log g ′ E log − ( 1 − g Λ 0 ( 0 )) < ∞ . Λ 0 ( 1 ) > 0 and Recall that γ < ∞ is assumed and that there exists 1 ≤ j ≤ k < ∞ such that p k > 0 and P ( X ( j , k ) � = 1 ) > 0, which ensures that Λ 0 � = δ 1 with positive probability. The ABPRE is called supercritical, critical or subcritical if E log g ′ Λ 0 ( 1 ) > 0, = 0 or < 0, respectively. Gerold Alsmeyer Host-parasite co-evolution 19 of 26

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