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Assessing Root Causes Terry Cannon Institute of Development Studies, UK Disaster Death Injury What do we Illness mean when we These Hunger/ Dehydration are what say a disaster we mean: Loss of Assets has happened? Livelihood loss or


  1. Assessing Root Causes Terry Cannon Institute of Development Studies, UK

  2. Disaster Death Injury What do we Illness mean when we These Hunger/ Dehydration are what say a disaster we mean: Loss of Assets has happened? Livelihood loss or disruption Social & mental dislocation

  3. “Crunch” Pressure and Release (PAR) model Disaster Hazard Vulnerability Death component Flood Injury Cyclone Livelihood & its T E Illness resilience Earthquake R X I P Hunger/ Tsunami Base-line status G O Dehydration Well-being S Volcanic G U Loss of Assets eruption Self-protection E R R Drought E Livelihood loss or Social disruption Protection Landslide Social & mental Governance Biological dislocation

  4. Vulnerability spectrum – different for each hazard Capacity / “Resilient” Vulnerable Governance - power Social protection Self-protection Baseline Livelihood

  5. Vulnerability Sub-components Main determinants Measures & tools components • Financial assets • Amount & quality of • Household surveys of assets 1 • Physical assets assets owned or • Develop historical profile of impact of Livelihood • Human capital accessible disasters on employment, assets, & its • Natural capital • Liability of assets to productive and self-providing activities; use • Resilience of linkages damage or loss by a given as baseline to compare with future resilience between people & their hazard disasters employment • Dependence on • Resilience of linkages employment or other between people ’ s assets income-generating and income opportunities 2 • Nutritional status • Livelihood strength & • Nutrition surveys • Physical health resilience • Physical health Initial well- • Mental health • Security and freedom • Mental health being • Security from other stresses • Security- subjective surveys of people ’ s • Identity – including with perceptions or objectively through reported geographical location number of incidents • Identity – subjective survey; note- a key determinant in motivation for Self protection 3 • Safely built houses • Adequate income, which • Safe houses- observation against • Safely located houses is the result of adequate established standards for building Self- livelihood techniques & materials related to local protection • Access to relevant hazards materials, technical • Safe location – against local risk map, knowledge and probably developed with community construction skills • Motivation- through simple questions, • Motivation to take e.g. “ if gave $1000 what would you spend necessary steps it on? ”

  6. Vulnerability Sub-components Main determinants Measures & tools components 4 • Disaster-resistant social • Adequate revenues (for • Key infrastructure built in local government and line with established building infrastructure: includes Social community institutions) codes knowledge, information, access protection • Political will and motivation • Social infrastructure … . to productive resources, (e.g. to implement building survey of KAP towards marketing and social networks codes, mitigation measures, disaster risks … ? • Collective interest community to protect schools and • Venn diagram before and institutions infrastructure etc.) after programme? • Disaster-resistant physical • Availability of relevant • Existence of plan, infrastructure: including schools, technical knowledge and knowledge of key life-saving health structures, government ability to implement measures, simulations offices, workplaces, water undertaken involving high % structures, bridges & roads of community,.? • Community response plan for major disasters: including EW, evacuation & life-saving • Social capital of people • Degree of democratic and • Institutional analysis 5 press freedom and • Venn Diagram – distance • Political capital of people Governance transparency and strength of stakeholders • Degree of openness of political • Rights of minorities and as perceived by community/ processes in the country women households • Inter-group discrimination • Level of inter-group rivalry • Stakeholder analysis • Level of gender inequality and and discrimination • Corruption index women ’ s rights • Rights of organisation of • Human rights index • Networks and institutions and NGOs and CBOs • Analysis of press, elections, their capacity to operate freely • NGO & CBO activities and • Degree of freedom of press freedom to operate

  7. “Crunch” Pressure and Release (PAR) model Social National & Vulnerability Structures Hazard International component D & Power Political R S Systems Economy Flood I Livelihood & Class O O Power its resilience Cyclone S relations Gender C Base-line Earthquake O A Demographics status Ethnicity Tsunami I Well-being Conflicts & S T A Caste War Volcanic Self- eruption T protection L Debt Crises Other power Drought relationships E C Social Environmental Protection Trends Landslide Attitudes to F R risk: culture A Climate Biological Governance & R change psychology 7 U Etc A

  8. http://www.ifrc.org/world-disasters-report-2014

  9. Social Climate National & Structures Related International & Power D Vulnerability Political Hazards R Systems S component Economy I Class O • Livelihood & O S Carbon based its resilience Flood growth Gender • Base-line C A O Cyclone status Power • Well-being Ethnicity I S Drought relations • Self- T A protection Landslide Caste T Environmental • Social Trends L Protection Biological E C Culture • Governance Debt Crises Disease F R Other power A Etc relationships R U 2 CC undermines livelihoods 3 Poverty hits A & increases exposure environment S 1 Climate change makes hazards worse M

  10. Reverse engineering model Disaster + - Institution A H Death A Institution B Injury Wider political economy Illness Z Causation Hunger/ Thirst factors and + - Process A A processes Loss of Assets Livelihood loss or R + - Institution C disruption Culture, attitudes D to risk Social & mental + - dislocation Process B 10

  11. Disaster Vulnerability Preparedness for Hazard mitigation preparedness response reduction (climate (with climate smart), development adaptation) Hazard Impacts 2 “Soft” 4 1 “Hard” 3 Gender, health, education, rights, organization A1 A2 A3 A4 A Death B1 B2 B3 B4 B Injury C1 C2 C3 C4 C Illness D1 D2 D3 D4 D Hunger/ water E1 E2 E3 E4 E Loss of assets F1 F2 F3 F4 F Livelihood loss or disruption G1 G2 G3 G4 G Social and mental dislocation

  12. Cyclone impacts • Mortality has been reduced significantly (also in India) – 1970 Bhola 500,000? – 1991 Cyclone 140,000 – 2007 Sidr 10,000? – 2009 Aila 10,000? • Warnings • Evacuations (volunteers) • Polders/ sea walls (since 1960s, plus recent increase in investment) • Cyclone shelters (communal: govt. + Red Crescent • Household killa (self-built or NGO)

  13. Key issue: protect assets & livelihoods • Cyclones damage homes, crops, fields, livestock, assets, bring illness, hardship • Sea water incursions with the surge render the farmland too salty for crops for several years • People are therefore displaced: typically they live on roads, other elevated areas, move to towns and cities (some to Dhaka), or in relief camps • There is no other farmland for them to go to

  14. Research approach • What happened to livelihoods of cyclone victims after 2009 (and 2007?) • Is it possible to protect existing assets and livelihoods of vulnerable people from cyclones? • Have existing LH diversification approaches been successful? • Is it possible to introduce more non-farm livelihoods? • What can be done to ‘bypass’ existing power relations, especially land tenure?

  15. The 1:100:1000 “cure to damage” ratio for climate change The amount being spent (public funds only) that increases the problem of climate change is currently a thousand times greater than the funds available to help overcome the problems (adaptation) • $1 billion current estimate of what is available annually for public funding of climate change support to developing countries for adaptation (for mitigation estimate about $10 billion) • $100 billion Most conservative estimate of what is required for adaptation (Green Growth report provides an overview of various needs assessments and does this for adaptation as well as mitigation) • $1 trillion Conservative estimate of amounts of public funding available for harmful practices: subsidies for fossil fuels, water practices that deplete resources, fisheries and agriculture. Recent meeting at IMF upgraded the number to $2 trillion Source: Inclusive Green Growth World Bank 2012 and Rob van den Berg (Global Environment Facility). See also Fifth Overall Performance Study of the GEF: Cumulative Evidence on the Challenging Pathways to Impact www.gefeo.org

  16. Profits Taxation Private Public sector Bilateral F Bilateral U Funders: Funders: N private North governments D “ Development I ” Banks International orgs N UN system G Remittances South Tax? S NGOs governments P E N D Emergency “ Development ” I DRR CCA response: Health, education, N Relief, recovery WatSan, gender G Preparedness and prevention Externally-defined needs Response

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