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Update from EFSA on GMO applications, mandates and other activities Irina Olaru 8 th GMO Network Meeting 23 May 2017 EFSA ACTIVITIES ON GMO Applications under 1829/2003 Under Articles 5 and 17 Renewals under Articles 11 and 23


  1. SCOPE OF EXPLANATORY NOTE GMO APs submitted after the IR came into force   IR requires a systematic review (SR) covering the 10 years before the submission of the GMO AP  GMO APs submitted before the IR came into force  Complement GMO APs with relevant findings published in the scientific literature during the regulatory review process 4

  2. SCOPE OF EXPLANATORY NOTE  Annual PMEM reports  European Commission’s authorisations require to actively screen relevant scientific publications  Renewal APs  EFSA GMO Panel (2015) requires to search all scientific databases relevant for the three main areas of the risk assessment in a comprehensive and structured manner, in order to retrieve new scientific information relevant to the safety of the GMO for market renewal 5

  3. AIM OF EXPLANATORY NOTE  Observations  Applicants have undertaken literature searches to various degrees of rigour  Lack of clarity on how to address the SR requirement of the IR 6

  4. AIM OF EXPLANATORY NOTE  Aim  To clarify the scope and methodology for literature searching  To give recommendations on how to conduct, report systematic/extensive literature searches, and present the results of any scoping reviews  To complement EFSA (2010) on the application of SR methodology to food/feed safety assessments to support decision making, with GMO-specific guidance 7

  5. INTENDED USERS OF EXPLANATORY NOTE  Applicants  To provide a more rigorous and standardised/harmonised approach to literature searching  To perform more consistent and sensitive literature searches, and improve reporting  To minimise biases (such as publication bias)  Risk assessors and regulators  To provide guidance on how to check/appraise systematic/extensive literature searches 8

  6. STRATEGY OF EXPLANATORY NOTE  Scoping reviews  Systematic/extensive literature searches GMO APs submitted  after the IR came into  GMO APs submitted force before the IR came into force  Annual PMEM reports  Renewal APs 9

  7. STRATEGY OF EXPLANATORY NOTE  Scoping reviews GMO APs submitted after the IR came into force   IR requires a SR  Not always useful/necessary to perform SR  IR allows for derogation  Reasoned justification required  Outcome of scoping review can determine whether it is useful to perform SR and for which topics 10

  8. STRUCTURE OF EXPLANATORY NOTE  Framework consisting of five successive steps Identifying review questions and clarifying their purpose 1. (Section 3.1) Searching for/identifying relevant studies (Section 3.2) 2. Selecting studies (Section 3.3) 3. Extracting high level data of the relevant studies (Section 4. 3.4 – only applicable to scoping reviews) Summarising and reporting the data, and considering the 5. implications of findings (Section 3.5) 11

  9. STRUCTURE OF EXPLANATORY NOTE  Appendices  A – Categories of information/data requirements  B – Search strategy examples (#4)  C – Examples of web-based databases that can contain relevant information supporting the risk assessment of GMOs  D – Requirements for undertaking scoping reviews applicable to systematic/extensive literature searchers 12

  10. 1. IDENTIFY REVIEW QUESTIONS/CLARIFY THEIR PURPOSE  Problem to address should be specified in the form of clear, unambiguous and structured questions  Link to GMO risk assessment context  Review questions should be broken down into their key elements to guide the development of search terms and structure the search: Structured questions (e.g. PICO, PECO) 1. Information/data requirements outlined in relevant 2. GMO Panel guidance documents, EFSA explanatory notes and IR (see Appendix A) 13

  11. 1. IDENTIFY REVIEW QUESTIONS/CLARIFY THEIR PURPOSE Structured questions (e.g. PICO, PECO) 1.  “ Does either the GMO and derived food/feed products, or the intended trait(s), have adverse effects on human and animal health and the environment? ”  P = population [human/animal health/environment]  I/E = intervention/exposure [GMO, derived food/feed products, intended trait(s)]  C = comparator  O = outcome [adverse effects] 14

  12. 1. IDENTIFY REVIEW QUESTIONS/CLARIFY THEIR PURPOSE Information/data requirements outlined in 2. relevant GMO Panel GDs, EFSA explanatory notes and IR (see Appendix A) Examples  Protein expression data  90-day feeding studies in rodents  Laboratory/greenhouse feeding bioassays with  representative non-target organisms …  15

  13. 2. SEARCH FOR/IDENTIFY RELEVANT STUDIES  Literature searching involves: Developing a search strategy 1. Identifying information sources to search 2. 16

  14. 2. SEARCH FOR/IDENTIFY RELEVANT STUDIES Developing a search strategy 1. Approaches to develop searches  Single search strategy  Series of focused search strategies  Search strings (link to key elements of review  questions) See Appendix B  Search terms • Search functions • Search operators • 17

  15. 2. SEARCH FOR/IDENTIFY RELEVANT STUDIES Developing a search strategy 1. Language  Time period  Reference study searches  List of reference studies  Results of searches with reference studies  Appraisal (EFSA critical appraisal tool [CAT])  18

  16. 2. SEARCH FOR/IDENTIFY RELEVANT STUDIES Identifying sources of scientific literature 2.  Electronic bibliographic databases  Mandatory  At least two multi-disciplinary databases for complementarity (e.g. Web of Science Core Collection, Scopus, CAB Abstracts, Medline)  Optional  Searching more specialist/subject-specific databases (e.g. Agricola) 19

  17. 2. SEARCH FOR/IDENTIFY RELEVANT STUDIES Identifying sources of scientific literature 2.  Internet searches (limit publication bias)  Mandatory  Internet pages of relevant key organisations involved in GMO risk assessment (e.g. FDA, USDA, US EPA) 20

  18. 2. SEARCH FOR/IDENTIFY RELEVANT STUDIES Identifying sources of scientific literature 2.  Internet searches (limit publication bias)  Optional  Scientific literature that is not indexed in electronic bibliographic databases via general search engines such as Google scholar (check first 200-300 hits)  Web-based databases known to contain information specifically on effects of GMOs (examples given in Appendix C) 21

  19. 2. SEARCH FOR/IDENTIFY RELEVANT STUDIES Identifying sources of scientific literature 2.  Manual searches  Mandatory  Checking reference list from recent relevant reviews, methodological publications and scientific opinions  Optional  Hand-searching key journals or assessing journal contents pages  Citation searching 22

  20. 3. SELECT STUDIES  Determining “ relevance ”  Set eligibility/inclusion criteria to determine relevance of the retrieved studies  Table 1 gives examples of eligibility/inclusion criteria  Reliability of relevant studies is assessed later in the process 23

  21. 3. SELECT STUDIES 24

  22. 3. SELECT STUDIES 25

  23. 3. SELECT STUDIES  Process (2 stages) Rapid assessment based on title-abstract-keywords 1. Detailed assessment of full-text documents 2.  Quality assurance  Relevant screening performed by more than 1 reviewer  Ensure inter-reviewer agreement  Resolve disagreement 26

  24. 3. SELECT STUDIES  Classification of studies retrieved  Relevant studies  To summarise and consider those for reliability  Non-relevant studies  Give reason(s) for exclusion based on eligibility/inclusion criteria  Unobtainable studies & studies with unclear relevance  Describe (unsuccessful) methods used to try to obtain a copy of the study  Give justification of why relevance cannot be definitively determined 27

  25. 4. EXTRACT HIGH LEVEL DATA OF RELEVANT STUDIES  Data extraction [only for scoping reviews]  Purpose  Enable applicants to describe the overall volume, strength and direction of the studies  Possible variables  Authorship, year of publication, source, title of the study, objective of the study, experimental design, main results, conclusion, protection goal considered, applicable category of information/data requirement, whether adverse effects are reported on human/animal health and/or the environment, … 28

  26. 5. SUMMARISE AND REPORT  Summarising and reporting the data  Search methods and outcomes  Results of study selection process  See template tables 2 to 5  Narrative synthesis/summary of relevant studies, describing their overall volume, strength and direction [only applicable to scoping reviews]  See template tables 6 29

  27. 5. SUMMARISE AND REPORT  Considering implications of the findings  Value of undertaking SR [only applicable to scoping reviews]  Implications for risk assessment  To assess the reliability and implications for the risk assessment of all relevant studies retrieved after detailed assessment of full-text documents for relevance: ordered by category of information/data requirement(s) (see template Table 7) 30

  28. TRANSITION PHASE  Applicability of the explanatory note  Six months after publication date of the note  New submissions submitted after 10 OCT 2017  Except for:  Extensive/systematic literature searchers previously submitted to EFSA that do not comply with minimum quality standards  Updates of extensive/systematic literature searchers previously submitted to EFSA 31

  29. COMPLETENESS CHECKLIST  EFSA’s completeness checklist  To be completed by applicants  To ensure adequate reporting to facilitate appraisal and reproducibility  How?  Appendix to EFSA’s updated submission guidance on applications for authorisation of GM plants under Regulation (EC) No 1829/2003  Attached to GMO Panel/EFSA questions asking for updated or revised literature searches 32

  30. FUTURE UPDATES OF EXPLANATORY NOTE  Explanatory note may/will be revised :  when experience is gained in its application  in view of any amendments to the IR 33

  31. ACKNOWLEDGEMENTS  Thank you for your attention  EFSA wishes to thank the following for the support provided to this scientific output: Elisa Aiassa, Fernando Álvarez, Hermann Broll, Giacomo De Sanctis, Antonio Fernandez Dumont, Andrea Gennaro, Anna Lanzoni, Nikoletta Papadopoulou, Konstantinos Paraskevopoulos and Matthew Ramon, and experts of the GMO Panel standing Working Groups on Molecular Characterisation, Food/Feed, and Environmental Risk Assessment for inspiring discussions that helped to develop the explanatory note to the guidance 34

  32. STAY CONNECTED! Subscribe to www.efsa.europa.eu/en/news/newsletters www.efsa.europa.eu/en/rss Engage with careers www.efsa.europa.eu/en/engage/careers Follow us on Twitter @efsa_eu @plants_efsa @methods_efsa 35

  33. Guidelines on possible derogation of existing requirements for applications of GM food and feed at low levels submitted under Regulation (EC) No 1829/2003 Anna Lanzoni 8 th GMO Network Meeting 23 May 2017

  34. ROADMAP  Introduction  The mandate on GMO Low Level Presence (LLP)  Project plan and schedule  Stakeholders engagement  EU Member States consultation  The draft guidance: key points  Q&A 2

  35. ROADMAP  Introduction  The mandate on GMO Low Level Presence (LLP)  Project plan and schedule  Stakeholders engagement  EU Member States consultation  The draft guidance: key points  Q&A 3

  36. THE MANDATE ON GMO LOW LEVEL PRESENCE (LLP)  Mandate from European Commission Mandate on possible derogation of existing requirements for applications of GM foods and feeds at low levels submitted under regulation (EC) No 1829/2003  Received by EFSA in 2014  Clarification requested to EC  Accepted by EFSA in 2015 (EFSA-Q-2015-00432) 4

  37. LLP PROJECT PLAN AND SCHEDULE 2 May-13 June 2017 28 Oct – 9 Dec 2016 (6-week) ( 6-week) Sept 2017 EU MS Public consultation consultation GMO Panel July 2015 Guidance Sept 2016 Apr 2017 1 st draft 2 nd draft guidance guidance Josep Casacuberta Yann Devos Adinda De Schrijver Antonio Fernandez Achim Gathmann LLPWG Anna Lanzoni – Task leader Mikolaj Gralak Claudia Paoletti Elsa Nielsen Konstantinos Paraskevopoulos Francesco Visioli - Chair Hearing expert: Thomas Frenzel Jean-Michel Wal 5

  38. ROADMAP  Introduction  The mandate on GMO Low Level Presence (LLP)  Project plan and schedule  Stakeholders engagement  EU Member States consultation  The draft guidance: key points  Q&A 6

  39. STAKEHOLDERS ENGAGEMENT  Two-step approach  Dedicated EU Member States Consultation 28 October - 9 December 2016  Public Consultation ongoing, ending 13 June 2017 7

  40. EU MS CONSULTATION EFSA LLP WG  The process EFSA Focal Advisory Forum Points MS Competent EFSA Focal Authorities under Points 1829/2003 8

  41. EU MS CONSULTATION  The tools 9

  42. EU MS CONSULTATION  The outcome  240 comments  summarised replies will be provided in a Technical report with those from Public Consultation 10

  43. EU MS CONSULTATION  Main comments  Readibility  Scientific contents  reassurance on the appropriateness on most EFSA proposals  relevant scientific points raised  Risk management issues  EC involvement  Threshold  Scope (“large size” fruit/vegetables)  Asynchronicity/asimmetry & mutual recognition 11

  44. ROADMAP  Introduction  The mandate on GMO Low Level Presence (LLP)  Project plan and schedule  Stakeholders engagement  EU Member States consultation  The draft guidance - key points  Q&A 12

  45. DRAFT GUIDANCE – IMPROVED READIBILITY VS V1  Improved instructions for use  Not a stand-alone document! This document is intended to assist applicants … by indicating which technical requirements of Annex II of Regulation (EU) No 503/2013 are necessary and which are not, in this case providing justification, in order to conclude on the safety of a GMO in a LLP application This document supports Regulation (EU) No 503/2013 and it is not intended to serve as a stand-alone guidance See: 3.1 Introduction 13

  46. NOT A STAND-ALONE DOCUMENT 14

  47. DRAFT GUIDANCE - SCOPE  GMO at maximum 0.9% per ingredient  point of entry  consumer  GMO at >0.9% per ingredient : not in the remit of this guidance  e.g. GM fruits and vegetables constituting either a full portion or part of a consumed portion, resulting in an exposure of consumers (or animals) higher than 0.9% to that GMO See: 1.2 Interpretation of the Terms of Reference 15

  48. DRAFT GUIDANCE - DEFINITIONS  LLP application : covers a request for the authorisation of a GMO present at a level of maximum 0.9% per ingredient in any food and/or feed, submitted under Regulation (EC) 1829/2003  LLP GMO : the GMO subject of the LLP application  LLP Ingredient : the mixture of the LLP GMO and the same plant species and/or derived product, at the predefined proportion of a maximum of 0.9% and 99.1% respectively See: 1.2 Interpretation of the Terms of Reference 16

  49. DRAFT GUIDANCE - SCIENTIFIC DRIVERS  Stand-alone dossier  Comprehensive characterisation of the transformation event (intended trait)  Fit-for purpose assessment driven by: low exposure under acute/chronic scenarios 17

  50. MAIN “DEROGATIONS” FROM REGULATION (EU) 503/2013 – AT A GLANCE Molecular characterisation Expression of the insert • Singles: only edible parts Stacks: not routinely needed RNAi off targets • Not necessary Comparative assessment ONLY for output traits, hypothesis-driven situations, de novo compounds • Targeted compositional analysis, not full list of OECD consensus docs compounds • No equivalence test necessary • Greenhouse/field trials acceptable • # sites • No agronomic and phenotypic characteristics assessment on a routine basis • Codex-aligned studies acceptable • Food Feed Assessment No 90-day studies • No endogenous allergens measurements on a routine basis • No nutritional assessment • 18

  51. IN ADDITION  Environmental Risk Assessment: case-specific  varying depending on the biology of the plant species, the intended trait(s), the potential receiving environments, and interactions among all three 19

  52. FOCUS ON COMPARATIVE ANALYSIS  Not mandatory on a routine basis  Since in LLP situations the level of exposure of consumers and animals to the LLP GMO is defined to be at a maximum 0.9% per ingredient, not all differences in comparative analysis endpoints between the LLP GMO and the plant (and/or derived product) constituting the remaining part of the ingredient may be relevant  Why? Which difference might be relevant in LLP? See 3.2.3.3 Comparative analysis 20

  53. FOCUS ON COMPARATIVE ANALYSIS  The level of an endogenous compound in a LLP ingredient is determined by:  the level of such endogenous compound in the LLP GMO (and/or derived product)  the level of such endogenous compound in the plant (and/or derived product) constituting the remaining part of the ingredient.  The ratio between these two levels determines the extent to which the level of the compound of the LLP GMO impacts the overall level of that compound in the LLP ingredient See 3.2.3.3 Comparative analysis 21

  54. FOCUS ON COMPARATIVE ANALYSIS LLP GMO remaining part of the ingredient LLP ingredient endogenous compound + = Case 1 Case 2 Case 3 22

  55. FOCUS ON COMPARATIVE ANALYSIS Table 1: Impact of variations in the levels of an endogenous compound in a LLP GMO on the level of the same compound in a LLP ingredient. Level of a compound in LLP GMO/ Level of the compound in LLP ingredient/ level of the compound in the level of the compound in the ingredient ingredient without the LLP GMO without the LLP GMO 0 0.991 Case 3 0.001 0.991009 0.01 0.99109 0.1 0.9919 Case 1 1 1 10 1.081 20 1.171 50 1.441 90 1.801 Case 2 100 1.891 200 2.791 See 3.2.3.3 Comparative analysis 23

  56. FOCUS ON COMPARATIVE ANALYSIS  On the basis of the current knowledge, the GMO Panel is of the opinion that variations in the level of compound(s) in LLP GMOs are generally not large enough to impact on the nutritional or safety characteristics of the LLP ingredient POSSIBLE EXCEPTIONS  GMOs with output traits developed to improve nutrition  GMOs expected to show compositional changes on the basis of precedent investigations See 3.2.3.3 Comparative analysis 24

  57. FOCUS ON COMPARATIVE ANALYSIS  Therefore :  No comparative assessment on a routine basis  Compositional analysis only if:  the intended trait targets the composition of the LLP GMO (output trait)  a hypothesis for a relevant compositional change can be formulated based on available information from the hazard identification (e.g. unintended compositional changes anticipated by the precedent analyses)  compounds are de novo produced in the LLP GMO  No comparative analysis of agronomic/phenotypic characteristics See 3.2.3.3 Comparative analysis 25

  58. FOCUS ON COMPARATIVE ANALYSIS  Implementation  Targeted compositional analysis  No full list of OECD consensus doc compounds  Conditions maximising expected change(s), based on available knowledge  field trials, greenhouse studies  Equivalence test not considered necessary See 3.2.3.3 Comparative analysis 26

  59. FOCUS ON COMPARATIVE ANALYSIS  Comparative assessment studies performed under non-EU regulatory frames: applicability in LLP applications  studies conducted in accordance with Codex (Codex  Alimentarius, 2009) could support the assessment  studies not aligned to requirements of Codex are not  considered appropriate by the GMO Panel. See 3.2.3.3 Comparative analysis 27

  60. FOCUS ON TOXICOLOGY  Testing of whole genetically modified food and feed (Regulation [EU] No 503/2013; Annex II. II, 1.4.4 subsections 1.4.4.1-1.4.4.3)  the GMO Panel considers that a 90-day feeding study is not needed to corroborate information on the toxicological characteristics of the whole LLP GM food and feed in rodents and/or to reduce the remaining uncertainties, considering the limited exposure to the LLP GMO See 3.2.3.4 Toxicology 28

  61. FOCUS ON ALLERGENICITY  The assessment of the allergenicity of food or feed from the LLP GMO should be conducted in the case changes in the levels of endogenous allergens are expected in the LLP GMO, possibly impacting the allergenicity of the LLP ingredient  In such situations, relevant identified endogenous allergens should be analysed and the assessment should indicate whether the GMO could impact the allergenicity of the LLP ingredient See 3.2.3.5 Allergenicity 29

  62. FOCUS ON NUTRITIONAL ASSESSMENT  Considering that the scope of LLP applications is limited to a level of maximum 0.9% of a LLP GMO per ingredient a nutritional assessment is not considered necessary on a routine basis, unless relevant changes in the levels of food and feed constituents from the LLP GMO are expected See 3.2.3.6 Nutritional assessment 30

  63. CUMULATIVE RISK ASSESSMENT  In the case of multiple LLP applications for LLP GMOs showing similar traits, the possible cumulative contribution from the various LLP GMOs to the ingredient should be taken into consideration in the risk assessment  the relative contribution to the ingredient of each of these taken into account to allow an estimation of their total contribution via the addition of the respective trait-related constituent(s)  Case-by-case, on the basis of compositional analysis outcome See 3.2.5.3 Cumulative risk assessment 31

  64. Thank you Questions? 32

  65. STAY CONNECTED! Subscribe to www.efsa.europa.eu/en/news/newsletters www.efsa.europa.eu/en/rss Engage with careers www.efsa.europa.eu/en/engage/careers Follow us on Twitter @efsa_eu @plants_efsa @methods_efsa 33

  66. Allergenicity guidelines (EFSA-Q-2014-00547) Antonio Fernandez Dumont 8 th GMO Network Meeting 23 May 2017

  67. Allergenicity guidelines • Self-task activity (initiated by EFSA) - Non-IgE-mediated immune adverse reactions to foods - In vitro protein digestibility - Endogenous allergenicity • Stakeholders engagement - EFSA Workshop (June 2015) - Public consultation (July-September 2016) - EFSA Info Session (November 2016) - «Focus group» interactive consultation body 2

  68. Allergenicity guidelines Non-IgE-mediated immune adverse reactions to foods • Risk Assessment to focus on celiac disease - Clear cause-effect relationship • Risk assessment considerations - Stepwise approach • Annex A - Additional considerations - Examples 3

  69. Allergenicity guidelines 4

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