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Regulatory requirements to prevent Regulatory requirements to prevent Regulatory requirements to prevent Regulatory requirements to prevent viral shedding during gene therapy viral shedding during gene therapy viral shedding during gene


  1. Regulatory requirements to prevent Regulatory requirements to prevent Regulatory requirements to prevent Regulatory requirements to prevent viral shedding during gene therapy viral shedding during gene therapy viral shedding during gene therapy viral shedding during gene therapy in Japan in Japan in Japan in Japan Teruyo ARATO, Daisuke Teruyo ARATO, Daisuke MAE AE DA DA(PMDA) (PMDA) Teruhide YAMAGUCHI Teruhide YAMAGUCHI (NIHS) NIHS)

  2. Shedding of Virus Virus Shedding of <In Hospital> ??? Shedding of Virus Viral Product into Patients' Blood, Urine, ??? Feces, Sputum... ??? Patient <Out of Hospital>

  3. Current regulatory requirements for Current regulatory requirements for viral shedding in Japan viral shedding in Japan � We have no written document which shows regulatory requirements for viral shedding studies for gene therapy vectors in Japan. “ Law Concerning the Conservation and Sustainable Use of Biological Diversity through Regulations on the Use of Living Modified Organisms ” ( Law No. 97 of 2003 ) Sponsor is required to prevent the transmission of vectors from patients to 3rd parties in clinical use of gene therapy products, according to the Cartagena Protocol on Biosafety (Type 1Use) .

  4. Regulation of Gene Therapy Products and its Approval Regulation of Gene Therapy Products and its Approval Assessment of Assessment of Research and Development Adverse Effect on Adverse Effect on Biological Diversity Biological Diversity Non-(pre-) clinical Study ) (viral vectors ) (viral vectors Pre-IND to MHLW Guidelines for assuring assuring Guidelines for IND to PMDA the Quality and Safety of Quality and Safety of the gene therapy products gene therapy products Clinical Trial New drug application Approval as a New Drug

  5. Evaluation of Clinical Study of Gene Therapy in Japan Clinical Trial under the Regulations Clinical Research of Pharmaceutical Law Head of the Organization Sponsor Submission of Protocol Submission of Protocol Report Report Minister of MHLW Minister of MHLW Judgment of newness Consultation Report YES No Report within Report Consultation Food and Pharmaceutical one month Affairs Council Health Science Council Guidelines for Gene Therapy Guidelines for Assuring the Quality and Clinical Research Safety of Gene Therapy Products Type 1 Use Regulations in Japan

  6. Flowchart of Approval of Type 1 Use Regulations in JAPAN (Clinical Trial) The Minister of MHLW Sponsor intending to use The Minister of the Environment Gene therapy product (genetically-modified virus) Consultation with Experts Food and Pharmaceuticals Affairs Council in Clinical trial Application for Approval Draft of Public Consultation “Type 1 Use Regulations” and Approval Approved if No Adverse Effect on “Biological Diversity Risk Biological Diversity Could Arise Assessment Report” + Formulation of Information on Correct Use (as needed) Publication of User the Approved Use Regulations The Use Complying with and Information on Correct Use the Published Use Regulations

  7. Flowchart of Approval of Type 1 Use Regulations in JAPAN (Clinical Research) Head of the Medical Institute The Minister of MHLW intending to use The Minister of the Environment Gene therapy product Consultation with Experts (genetically-modified virus) Health Science Council Application in Clinical Research for Approval Draft of Public Consultation “Type 1 Use Regulations” and Approval Approved if No Adverse Effect on “Biological Diversity Risk Biological Diversity Could Arise Assessment Report” + Formulation of Information on Correct Use (as needed) Publication of User the Approved Use Regulations The Use Complying with and Information on Correct Use the Published Use Regulations

  8. “Type 1 Use Regulations” Information Necessary for Assessment Information Necessary for Assessment and “Biological Diversity Risk of Adverse Effect on Biological Diversity of Adverse Effect on Biological Diversity Assessment Report” I. Information concerning recipient organism or the taxonomical species to which the recipient organism belongs II. Information concerning preparation of living modified organisms III. Information concerning the Use of living modified organisms IV. Assessment of Adverse Effect on Biological Diversity V. Comprehensive assessment

  9. I. . Information concerning a recipient Information concerning a recipient I “Type 1 Use Regulations” and organism or the taxonomical species to organism or the taxonomical species to “Biological Diversity Risk which the recipient organism belongs which the recipient organism belongs Assessment Report” 1. Taxonomical position and State of distribution in natural environment 2. History and present state of Use (including history of use for human or animal drugs, or history and present state of industrial use) 3. Physiological and ecological properties (1) Basic properties (2) Environmental conditions allowing colonization or growth (3) Predacity or parasitism (4) Mode of propagation or reproduction (5) Pathogenicity (6) Productivity of harmful substances (7) Other information (including conditions of inactivation)

  10. “Type 1 Use Regulations” II. . Information concerning preparation Information concerning preparation II and of living modified organisms of living modified organisms “Biological Diversity Risk Assessment Report” 1. Information concerning donor nucleic acid (1) Composition and origins of component elements (2) Functions of component elements 2. Information concerning vector (1) Name and origin (2) Properties 3. Method of preparing living modified organisms (1) Structure of the entire nucleic acid transferred to recipient organism (2) Method of transferring nucleic acid transferred to recipient organism (3) Processes of rearing living modified organisms

  11. “Type 1 Use Regulations” II. . Information concerning preparation Information concerning preparation II and of living modified organisms of living modified organisms “Biological Diversity Risk Assessment Report” 4. State of existence of nucleic acid transferred to cells and stability of expression of traits caused by the nucleic acid 5. Methods of detection and identification of living modified organisms and their sensitivity and reliability 6. Difference from the recipient organism or the taxonomical species to which the recipient organism belongs

  12. “Type 1 Use Regulations” III. . Information concerning the Use of Information concerning the Use of III and living modified organisms living modified organisms “Biological Diversity Risk Assessment Report” 1. Content of the Use 2. Method of the Use 3. Method of collecting information by person who wishes to obtain approval after the start of Type 1 Use 4. Emergency Measures which should be taken to prevent Adverse Effects on Biological Diversity in case Adverse Effects on Biological Diversity could arise 5. The result of Use in laboratory or Use in an environment similar to that in which Type 1 Use is intended 6. Information obtained from use abroad

  13. “Type 1 Use Regulations” IV. . Assessment of Adverse Effect on Assessment of Adverse Effect on IV and Biological Diversity Biological Diversity “Biological Diversity Risk Assessment Report” 1. Property of reducing other microorganisms (1) Identification of microorganisms likely to be affected (2) Evaluation of concrete details of adverse effect (3) Evaluation of likelihood of adverse effect (4) Judgment of existence of Adverse Effect on Biological Diversity 2. Pathogenicity (1) Identification of wildlife likely to be affected (2) Evaluation of concrete details of adverse effect (3) Evaluation of likelihood of adverse effect (4) Judgment of existence of Adverse Effect on Biological Diversity

  14. “Type 1 Use Regulations” IV. . Assessment of Adverse Effect on Assessment of Adverse Effect on IV and “Biological Diversity Risk Biological Diversity Biological Diversity Assessment Report” 3. Productivity of harmful substances (1) Identification of wildlife likely to be affected (2) Evaluation of concrete details of adverse effect (3) Evaluation of likelihood of adverse effect (4) Judgment of existence of Adverse Effect on Biological Diversity 4. Property of transmitting nucleic acid horizontally (1) Identification of wildlife or other microorganisms likely to be affected (2) Evaluation of concrete details of adverse effect (3) Evaluation of likelihood of adverse effect (4) Judgment of existence of Adverse Effect on Biological Diversity 5. Other Properties

  15. “Type 1 Use Regulations” V. . Comprehensive Comprehensive Assessment of Assessment of V and “Biological Diversity Risk Adverse Effect on Biological Diversity Adverse Effect on Biological Diversity Assessment Report” Comprehensive judgment should be performed based on each item listed in section IV. Measures to minimize the Measures to minimize the potential risk due to viral potential risk due to viral shedding shedding appropriate appropriate handling handling methods for control for methods for control for of excrement of excrement disposal of disposal of patient patient from the from the instruments isolation instruments isolation patients patients rooms rooms

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