pharmaceutical serialization track trace in the usa
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Pharmaceutical Serialization: Track & Trace in the USA Aisha Nabiyeva David Wu Advisor: Bruce Arntzen How do we implement Serialization? Translating theory. to Reality Supply Chain Traceability Installation of necessary


  1. Pharmaceutical Serialization: Track & Trace in the USA Aisha Nabiyeva David Wu Advisor: Bruce Arntzen

  2. How do we implement Serialization? Translating theory…. …to Reality • Supply Chain Traceability • Installation of necessary across all echelons hardware and software • Hampering pharmaceutical • Design processes to identify counterfeiting efforts and seize counterfeits • Discouraging drug theft • Incorporating loss-identification process into track & trace • Improving visibility to source of vendor returned inventory • Adding the reverse supply chain to Serialization

  3. DSCSA Timeline

  4. Manufacturer will set the baseline for future serialization Manufacturers Distributors Dispensers • Nov 2017 • Nov 2019 • Nov 2020 • All Manufacturers need • All Distributors will need • All Dispensers will need to place individual to achieve 100% to achieve 100% serialized code on their traceability of traceability of products pharmaceuticals in their pharmaceuticals in their ownership ownership • Serial information needs to be stored in secured database

  5. Success depends on overcoming the following challenges Challenges Description • The capital equipment necessary to print and scan the Serialization serialized labels needed for serialization – includes both unit Hardware level and aggregate level equipment Serialization • The database required to house all serialization data Database TI/TH/TS • The data capture and exchange process needed to ensure Transmission traceability across all supply chain echelons

  6. Compatibility of both hardware and software need validated Challenges Potential Roadblocks Decision Needed • Lack of compatibility with • Specification of necessary existing line equipment hardware capabilities Serialization Hardware • Insufficient speed/robustness • Standardization of installation to maintain output process • Installation difficulties • Robustness of database • Specification of database size, Serialization under heavy load scalability, security Database • Data Security • Codification of data management processes • Data Integrity • Capture of necessary • Codification of best practices to transaction information ensure reliable capture and TI/TH/TS transmission of data Transmission • Transfer of transaction information

  7. Distributor will extend serialization capabilities Manufacturers Distributors Dispensers • Nov 2017 • Nov 2019 • Nov 2020 • All Manufacturers need • All Distributors will need • All Dispensers will need to place individual to achieve 100% to achieve 100% serialized code on their traceability of traceability of products pharmaceuticals in their pharmaceuticals in their ownership ownership • Serial information needs to be stored in secured database

  8. Success depends on overcoming the following challenges Challenges Description TI/TH/TS • The data capture and exchange process needed to ensure Transmission traceability across all supply chain echelons Data • The ability for Distributors to disaggregate high level disaggregation serialization information into unit-level, and vice versa and aggregation Serialization Data • The ability for Distributors to manipulate serialization data in Manipulation the master database regardless of database ownership

  9. Reliability of data exchange is of highest importance Challenges Potential Roadblocks Decision Needed • Capture of necessary • Codification of best transaction information practices to ensure reliable TI/TH/TS capture and transmission of • Successful transfer of Transmission data transaction information • Efficient and timely • Codification of data disaggregation of linked- disaggregation and pedigree data aggregation processes Data disaggregation • Ability to re-aggregate • Standardization of and aggregation serialized units for receiving and shipping shipment processes to enable data disagg./agg. process • Ability to edit and • Codification of best manipulate serialized practices to ensure reliable Serialization Data database if needed editing of data Manipulation

  10. Dispensers will build on existing serialization framework Manufacturers Distributors Dispensers • Nov 2017 • Nov 2019 • Nov 2020 • All Manufacturers need • All Distributors will need • All Dispensers will need to place individual to achieve 100% to achieve 100% serialized code on their traceability of traceability of products pharmaceuticals in their pharmaceuticals in their ownership ownership • Serial information needs to be stored in secured database

  11. Success depends on overcoming the following challenges Challenges Description TI/TH/TS • The data capture and exchange process needed to ensure Transmission traceability across all supply chain echelons Data • The ability for Dispensers to disaggregate high level disaggregation serialization information into unit-level

  12. Dispenser stage will test system- wide serialization robustness Challenges Potential Roadblocks Decision Needed • Capture of necessary • Codification of best practices transaction information to ensure reliable capture and TI/TH/TS transmission of transaction • Successful transfer of Transmission data transaction information • Efficient and timely • Standardization of receiving disaggregation of linked- & sales processes to enable Data pedigree serialized data to data disaggregation process disaggregation keep pace with operations

  13. Key Tasks for Implementation Specify hardware capability and compatibility with existing equipment Ensure robust & secure serialization database in place Introduce unified TI/TH/TS data exchange process to ensure reliability Further specification of DSCSA requirements is key to implementation success

  14. APPENDIX

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