On Stable Convex Sets Colloquium of the Pure Mathematics Research Centre Queen’s University Belfast, Northern Ireland, UK 17 November 2017 speaker Stephan Weis Université libre de Bruxelles, Belgium 1 / 39
Overview A convex set is stable if the midpoint map p x , y q ÞÑ 1 2 p x ` y q is open. Section 1 and 3 follow the chronological development of the theory of stable compact convex sets during the 1970’s as described by Papadopoulou, Jber. d. Dt. Math.-Verein (1982) 92. The theory includes work by Vesterstrøm, Lima, O’Brien, Clausing, and Papadopoulou, among others. Section 2 reports on a theory of generalized compactness ( µ -compactness) developed by Holevo, Shirokov, and Protasov in the first decade of the 21st century. Density matrices form a stable µ -compact convex set. Applications to the continuity of entanglement monotones and von Neumann entropy are mentioned. Sections 4 and 5 describe problems in finite dimensions related to stability of the set of density matrices: Continuity of inference, ground state problems, geometry of reduced density matrices, and continuity of correlation quantities. 2 / 39
Table of Contents 1. Stability of compact convex sets (4+8) 2. Stability of density matrices and applications (7) 3. The face function (1+2) 4. Continuity of inference (6) 5. Why is continuity of inference interesting? (6) 6. Conclusion (1) 3 / 39
The CE-property (“continuous envelope”) Definition 1. K , Y , A are subsets of a locally convex Hausdorff space; A is closed and bounded, C p A q is the set of bounded continuous real functions on A , and M ` 1 p A q the space of regular Borel probability measures on A (weak topology); if A is convex, then A p A q is the set of continuous affine real functions on A ; K is a compact convex set. 4 / 39
The CE-property (“continuous envelope”) Definition 1. K , Y , A are subsets of a locally convex Hausdorff space; A is closed and bounded, C p A q is the set of bounded continuous real functions on A , and M ` 1 p A q the space of regular Borel probability measures on A (weak topology); if A is convex, then A p A q is the set of continuous affine real functions on A ; K is a compact convex set. if A is convex, then the lower envelope of f P C p A q is ˇ ˇ f : A Ñ R , f p x q “ sup t g p x q : g ď f , g P A p A qu , ş the barycenter of µ P M ` 1 p K q is b p µ q “ K x d µ p x q 4 / 39
The CE-property (“continuous envelope”) Definition 1. K , Y , A are subsets of a locally convex Hausdorff space; A is closed and bounded, C p A q is the set of bounded continuous real functions on A , and M ` 1 p A q the space of regular Borel probability measures on A (weak topology); if A is convex, then A p A q is the set of continuous affine real functions on A ; K is a compact convex set. if A is convex, then the lower envelope of f P C p A q is ˇ ˇ f : A Ñ R , f p x q “ sup t g p x q : g ď f , g P A p A qu , ş the barycenter of µ P M ` 1 p K q is b p µ q “ K x d µ p x q Theorem 1. [Vesterstrøm, J. London Math. Soc. 2 (1973) 289 ] b : M ` 1 p K q Ñ K is open if and only if f P C p K q ñ ˇ f P C p K q . 4 / 39
On the proof of Theorem 1 Reminder. [Alfsen, Compact Convex Sets and Boundary Integrals, Berlin: Springer (1971) ] ˇ f p x q “ min t f p µ q : x “ b p µ q , µ P M ` 1 p K qu , f P C p K q M ` 1 p K q is w ˚ -compact, b : M ` 1 p K q Ñ K is a continuous, affine, and surjective map, C p K q – A p M ` 1 p K qq 5 / 39
On the proof of Theorem 1 Reminder. [Alfsen, Compact Convex Sets and Boundary Integrals, Berlin: Springer (1971) ] ˇ f p x q “ min t f p µ q : x “ b p µ q , µ P M ` 1 p K qu , f P C p K q M ` 1 p K q is w ˚ -compact, b : M ` 1 p K q Ñ K is a continuous, affine, and surjective map, C p K q – A p M ` 1 p K qq abstractly: let Y be a compact convex set, φ : Y Ñ K a continuous, affine, and surjective map, and f P A p Y q ; define f φ : K Ñ R , ˇ ˇ f φ p x q “ min t f p y q : x “ φ p y q , y P Y u 5 / 39
On the proof of Theorem 1 Reminder. [Alfsen, Compact Convex Sets and Boundary Integrals, Berlin: Springer (1971) ] ˇ f p x q “ min t f p µ q : x “ b p µ q , µ P M ` 1 p K qu , f P C p K q M ` 1 p K q is w ˚ -compact, b : M ` 1 p K q Ñ K is a continuous, affine, and surjective map, C p K q – A p M ` 1 p K qq abstractly: let Y be a compact convex set, φ : Y Ñ K a continuous, affine, and surjective map, and f P A p Y q ; define f φ : K Ñ R , ˇ ˇ f φ p x q “ min t f p y q : x “ φ p y q , y P Y u Theorem 2. [Vesterstrøm, ibid ] TFAE a) φ is open f φ P C p K q for all f P A p Y q f b “ ˇ b) ˇ ( ˇ f proves Thm. 1) 5 / 39
On the proof of Theorem 1 Reminder. [Alfsen, Compact Convex Sets and Boundary Integrals, Berlin: Springer (1971) ] ˇ f p x q “ min t f p µ q : x “ b p µ q , µ P M ` 1 p K qu , f P C p K q M ` 1 p K q is w ˚ -compact, b : M ` 1 p K q Ñ K is a continuous, affine, and surjective map, C p K q – A p M ` 1 p K qq abstractly: let Y be a compact convex set, φ : Y Ñ K a continuous, affine, and surjective map, and f P A p Y q ; define f φ : K Ñ R , ˇ ˇ f φ p x q “ min t f p y q : x “ φ p y q , y P Y u Theorem 2. [Vesterstrøm, ibid ] TFAE a) φ is open f φ P C p K q for all f P C p Y q c) ˇ Lima, Proc. London M. Soc. (’72) 5 / 39
Remark (continuity of inference maps) Definition 2. Let φ : Y Ñ K as before. Assume f P C p Y q has for all x P K a unique minimum on φ ´ 1 p x q and define Ψ p x q “ argmin t f p y q : y P φ ´ 1 p x qu . Ψ : K Ñ Y , 6 / 39
Remark (continuity of inference maps) Definition 2. Let φ : Y Ñ K as before. Assume f P C p Y q has for all x P K a unique minimum on φ ´ 1 p x q and define Ψ p x q “ argmin t f p y q : y P φ ´ 1 p x qu . Ψ : K Ñ Y , note: the inference map Ψ choses a point in each fiber of φ which is optimal in the sense of minimizing f , a ranking function; the optimal value is f p Ψ p x qq “ ˇ f φ p x q “ min t f p y q : y P φ ´ 1 p x qu 6 / 39
Remark (continuity of inference maps) Definition 2. Let φ : Y Ñ K as before. Assume f P C p Y q has for all x P K a unique minimum on φ ´ 1 p x q and define Ψ p x q “ argmin t f p y q : y P φ ´ 1 p x qu . Ψ : K Ñ Y , note: the inference map Ψ choses a point in each fiber of φ which is optimal in the sense of minimizing f , a ranking function; the optimal value is f p Ψ p x qq “ ˇ f φ p x q “ min t f p y q : y P φ ´ 1 p x qu Observation 1. [Continuity of inference] If f P C p Y q has a unique minimum in each fiber of φ , then φ : Y Ñ K open ù ñ Ψ : K Ñ Y continuous. 6 / 39
Remark (continuity of inference maps) Definition 2. Let φ : Y Ñ K as before. Assume f P C p Y q has for all x P K a unique minimum on φ ´ 1 p x q and define Ψ p x q “ argmin t f p y q : y P φ ´ 1 p x qu . Ψ : K Ñ Y , note: the inference map Ψ choses a point in each fiber of φ which is optimal in the sense of minimizing f , a ranking function; the optimal value is f p Ψ p x qq “ ˇ f φ p x q “ min t f p y q : y P φ ´ 1 p x qu Observation 1. [Continuity of inference] If f P C p Y q has a unique minimum in each fiber of φ , then φ : Y Ñ K open ù ñ Ψ : K Ñ Y continuous. Proof. use Thm. 2 c) and compactness of Y 6 / 39
Stability of compact convex sets Def. 3. K is stable if K ˆ K Ñ K , p x , y q ÞÑ x ` y is open. 2 note: relative topologies are used on K and K ˆ K 7 / 39
Stability of compact convex sets Def. 3. K is stable if K ˆ K Ñ K , p x , y q ÞÑ x ` y is open. 2 note: relative topologies are used on K and K ˆ K Theorem 3. [O’Brien, Math. Ann. 223 (1976) 207 ] TFAE a) the interior of every convex subset of K is convex b) the convex hull of every open subset of K is open c) K is stable d) @ λ P r 0 , 1 s : K ˆ K Ñ K , p x , y q ÞÑ p 1 ´ λ q x ` λ y is open e) K ˆ K ˆ r 0 , 1 s Ñ K , p x , y , λ q ÞÑ p 1 ´ λ q x ` λ y is open f) the barycenter map b : M ` 1 p K q Ñ K is open a)–e) are equivalent for general convex sets (Clausing and Papadopoulou, Math. Ann. 231 (’78) 193 ) 7 / 39
Standard example of a non-stable convex set let K be the convex hull of the union of the circle tp 0 , y , z q : y 2 ` z 2 “ 1 u and singletons p˘ 1 , 0 , 1 q 8 / 39
Example 1 a) Failure of the CE-property consider f P C p K q f p x , y , z q “ 1 ´ | x | f p‚q “ 0, f p‚q “ 1 9 / 39
Example 1 a) Failure of the CE-property ˇ f p a q “ f p a q for all ex- treme points a of K ˇ f p‚q “ 0, ˇ f p‚q “ 1 ñ ˇ ù f is discontinuous 9 / 39
Example 1 b) Non-convex interior of a convex set consider the cylinder C “ tp x , y , z q : y 2 ` p z ´ 1 2 q 2 ď p 1 2 q 2 u which extends in x -direction, and the convex set K X C (blue) 10 / 39
Example 1 b) Non-convex interior of a convex set the boundary of K X C is the surface tp x , y , z q P K : | x | ď 1 2 , y 2 ` p z ´ 1 2 q 2 “ p 1 2 q 2 u , the interior of K X C is depicted blue region 10 / 39
Example 1 b) Non-convex interior of a convex set the red segment ends on both sides in the interior of K X C (blue), but crosses the boundary of K X C ù ñ the interior of K X C is not convex 10 / 39
Example 1 c) Non-open convex hull of an open set consider the open sets O ˘ “ tp x , y , z q P K : ˘ x ą 1 2 u and their union O “ O ´ Y O ` (blue) 11 / 39
Example 1 c) Non-open convex hull of an open set conv p O q is the union of the interior of K X C (blue) and the red segment ù ñ conv p O q is not open 11 / 39
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