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Tamkang University IMTKU Emotional Dialogue System for Short Text Conversation at NTCIR-14 STC-3 (CECG) Task Department of Information Management Tamkang University, Taiwan Min-Yuh Day Chi-Sheng Hung Yi-Jun Xie Jhih-Yi Chen Yu-Ling Kuo


  1. Tamkang University IMTKU Emotional Dialogue System for Short Text Conversation at NTCIR-14 STC-3 (CECG) Task Department of Information Management Tamkang University, Taiwan Min-Yuh Day Chi-Sheng Hung Yi-Jun Xie Jhih-Yi Chen Yu-Ling Kuo Jian-Ting Lin myday@mail.tku.edu.tw NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan

  2. Tamkang University IMTKU Emotional Dialogue System for Short Text Conversation at NTCIR-14 STC-3 (CECG) Task NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 2

  3. Tamkang Tamkang University 2011 University IMTKU Textual Entailment System for Recognizing Inference in Text at NTCIR-9 RITE Department of Information Management Tamkang University, Taiwan Min-Yuh Day Chun Tu myday@mail.tku.edu.tw �,��� ��-6��926����101��1��� ���������,6��6�������

  4. Tamkang Tamkang University 2013 University IMTKU Textual Entailment System for Recognizing Inference in Text at NTCIR-10 RITE-2 Department of Information Management Tamkang University, Taiwan Min-Yuh Day Chun Tu Hou-Cheng Vong Shih-Wei Wu Shih-Jhen Huang myday@mail.tku.edu.tw NTCIR-10 Conference, June 18-21, 2013, Tokyo, Japan

  5. IMTKU Textual Entailment System for Recognizing Inference in Text at NTCIR-11 RITE-VAL 2014 Tamkang University Min-Yuh Day Che-Wei Hsu Ya-Jung Wang En-Chun Tu Shang-Yu Wu Cheng-Chia Tsai Yu-An Lin Yu-Hsuan Tai Huai-Wen Hsu NTCIR-11 Conference, December 8-12, 2014, Tokyo, Japan

  6. Tamkang University 2016 IMTKU Question Answering System for World History Exams at NTCIR-12 QA Lab2 Department of Information Management Tamkang University, Taiwan Sagacity Technology Min-Yuh Day Cheng-Chia Tsai Wei-Chun Chung Hsiu-Yuan Chang Tzu-Jui Sun Yuan-Jie Tsai Jin-Kun Lin Cheng-Hung Lee Yu-Ming Guo Yue-Da Lin Wei-Ming Chen Yun-Da Tsai Cheng-Jhih Han Yi-Jing Lin Yi-Heng Chiang Ching-Yuan Chien myday@mail.tku.edu.tw NTCIR-12 Conference, June 7-10, 2016, Tokyo, Japan

  7. 2017 Tamkang University IMTKU Question Answering System for World History Exams at NTCIR-13 QALab-3 Department of Information Management Tamkang University, Taiwan Min-Yuh Day Chao-Yu Chen I-Hsuan Huang Tz-Rung Chen Min-Chun Kuo Yue-Da Lin Wanchu Huang Yi-Jing Lin Shi-Ya Zheng myday@mail.tku.edu.tw NTCIR-13 Conference, December 5-8, 2017, Tokyo, Japan

  8. 2019 Tamkang University IMTKU Emotional Dialogue System for Short Text Conversation at NTCIR-14 STC-3 (CECG) Task Department of Information Management Tamkang University, Taiwan Min-Yuh Day Chi-Sheng Hung Yi-Jun Xie Jhih-Yi Chen Yu-Ling Kuo Jian-Ting Lin myday@mail.tku.edu.tw NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan

  9. Tamkang University Outline • IMTKU Emotional Dialogue System Architecture • IMTKU System Description • Performance • Discussions and Conclusions NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 9

  10. Tamkang University Highlights • IMTKU (Information Management at TamKang University) Emotional Dialogue System for Short Text Conversation at NTCIR-14 STC-3 (CECG) Task • IMTKU Submitted two runs for NTCIR-14 STC-3 (CECG) – IMTKU1: Retrieval-based model – IMTKU2: Generation-based model NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 10

  11. IMTKU Emotional Dialogue System Architecture 1 3 4 Retrieval-Based Model Emotion Response Classification Ranking Model Generation- Based Model 2 NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 11

  12. The system architecture of IMTKU retrieval-based model for NTCIR-14 STC-3 Retrieval-Based Model 1 Post Corpus Word Segmentation Building Index Retrieval Model Keyword Distinct Word2Vec Solr Emotion Boolean Result Similarity Matching Matching Query Data Ranking Emotion Retrieval- Classification Based Response NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 12

  13. The system architecture of IMTKU generation-based model for NTCIR-14 STC-3 Generation-Based Model 2 Post Training Data Word Segmentation Building Word Index Short Text Word Emotion Classifier Embedding Training Data Trained Model Seq2seq model Generative Model Emotion Matching Generation-Based Word2Vec Similarity Response Ranking NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 13

  14. The system architecture of IMTKU emotion classification model for NTCIR-14 STC-3 Emotion Classification Model 3 MLP Training LSTM Dataset BiLSTM Corpus Emotion Classification Emotion Emotion Testing Classification Prediction Dataset Model NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 14

  15. The system architecture of IMTKU Response Ranking for NTCIR-14 STC-3 Response Ranking 4 Chinese STC3 Stop Vector of Segmentation 1.2 million data Corpus Words Corpus Word2Vec using (300 dimensions) Removal Jieba NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 15

  16. Word2Vec Similarity Ranking x = (S p * α +S r * β )/2 S p : The similarity score of the new post and the corpus post S r : The similarity score of the new post and the corpus response α : Weight = 0.2 β : Weight = 0.8 NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 16

  17. STC-3 CECG Evaluation: Total Score and Average Score / !"#$% &'"() = + , ∗ 123 , ,-. 4 : score corresponding to Label 567 8 : total number of questions marked with Label i / ∑ ,-. , ∗ 123 , 9:;<=>; ?@A<; = CD i : score corresponding to Label, 567 8 : total number of questions marked with Label i Nt: total number of all questions NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 17

  18. Affective Conversational Robot Index (ACR Index) for Evaluating Emotional Dialogue System . ∑ +,- + ∗ 012 + !"# $%&'( = 34 ∗ 56((+) i : score corresponding to Label 9:; < : total number of questions marked with Label i Nt : total number of all questions ;=>(?) : maximum value of ? . NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 18

  19. Emotion Classification Model Emotion Classification Model Accuracy Multi-Layer Perceptron 73.9% (MLP) Long Short Term Memory 86.4% (LSTM) Bi-directional Long Short Term Memory 87.6% (Bi-LSTM) * Five Emotion Classes 1: Like, 2: Sadness, 3: Disgust, 4: Anger, 5: Happiness NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 19

  20. IMTKU at NTCIR-14 STC-3 Performance (Formal Run) The Result Like Sad Run Overall Average Overall Average Overall Average Score Score Score Score Score Score IMTKU-1 592 0.592 127 0.635 120 0.6 0.06 8 0.04 17 0.085 IMTKU-2 60 Disgust Anger Happy Run Overall Average Overall Average Overall Average Score Score Score Score Score Score 97 0.485 88 0.44 160 0.8 IMTKU-1 0.035 11 0.055 17 0.085 IMTKU-2 7 NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 20

  21. IMTKU at NTCIR-14 STC-3 Evaluators Consistency (Self-Evaluation) All agree Two agree All disagree Evaluators 1366 603 31 # Pairs 68.3% 30.2% 1.5% Percentage (%) 98.5% NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 21

  22. IMTKU at NTCIR-14 STC-3 Performance (Self-Evaluation) Total Average ACR Run Label0 Label1 Label2 Score Score Index Retrieval-based 304 209 487 1183 1.183 0.591 Model Generation-based 875 90 35 160 0.16 0.08 Model NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 22

  23. Conclusions • IMTKU Submitted two runs for STC-3 (CECG) – IMTKU-1: Retrieval-based model – IMTKU-2: Generation-based model • The performance of retrieval-based model is superior to the generation-based model. NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 23

  24. Contributions • We have developed an emotional dialogue system that integrates retrieval-based model, generation-based model, and emotion classification model with deep learning approach for short text conversation. • We have proposed an Affective Conversational Robot Index (ACR Index) for evaluating emotional dialogue system. NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan 24

  25. IEEE EM-RITE 2019 The 8th IEEE International Workshop on Empirical Methods for Recognizing Inference in TExt (IEEE EM-RITE 2019) In conjunction with IEEE IRI 2019 Los Angeles, California, USA July 30 - August 1, 2019 https://sites.google.com/view/emrite2019 25

  26. MSNDS 2019 The 10th International Workshop on Mining and Analyzing Social Networks for Decision Support (MSNDS 2019) In conjunction with IEEE/ACM ASONAM 2019 Vancouver, Canada 27-30 August, 2019 https://sites.google.com/view/msnds2019/ 26

  27. ROCLING 2019 The 31st Annual Conference on Computational Linguistics and Speech Processing (ROCLING 2019) New Taipei City, Taiwan, October 3-5, 2019 https://sites.google.com/view/rocling2019/ 27

  28. 2019 Tamkang University Q&A IMTKU Emotional Dialogue System for Short Text Conversation at NTCIR-14 STC-3 (CECG) Task Department of Information Management Tamkang University, Taiwan Min-Yuh Day Chi-Sheng Hung Yi-Jun Xie Jhih-Yi Chen Yu-Ling Kuo Jian-Ting Lin myday@mail.tku.edu.tw NTCIR-14 Conference, June 10-13, 2019, Tokyo, Japan

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