Mirabilia e la dimensione europea Bruxelles, 3-5 O8obre 2018 Horizon 2020, in ½ hour Ma1 Ma1a C a Cer erac acchi hi APRE EU Liaison Office – NCP Team @APRE2018 @APRE2018 1
Overview • What’s behind Horizon 2020? • Ge1ng to know Horizon 2020 • How Horizon 2020 works @APRE2018 2
Wha What’s behind Ho s behind Horiz rizon 2020? n 2020? @APRE2018 3
What's behind Horizon 2020? The European Union and its Research and InnovaPon Policy • 500 million people & 28 countries (sAll!) • 6% of the World's populaAon • 20% of world expenditure on research • 27% of world scienAfic publicaAons • 32% of high-impact publicaAons • 32% of patent applicaAons • Some of the best universiAes in the world • Some of the most innovaAve companies in the world @APRE2018 4
European Union is the largest European Union is the world leader producer of scienPfic knowledge of highly impact publicaPons 33,7 33,2 32,1 27,3 Source: Science, Research and Innova;on Performance of the EU 2016, DG RTD @APRE2018
EU Research & InnovaPon Policy System LegislaPve Framework Basis for CooperaPon: Lisbon Treaty Instruments: coordinaPng policies, guidelines and indicators, EU Research Framework Programmes, Art. 185 and Art. 187 iniPaPves Policy and Strategy Europe 2020 Strategy: EU growth and jobs strategy 2010-2020 InnovaPon Union: Flagship IniPaPve European Research Area: contractual target Horizon 2020 Research and InnovaPon Programme at EU level @APRE2018
Europe 2020 Strategy PrioriPes Intelligent Sustainable 3 Inclusive Growth Growth Growth Flagship IniPaPves InnovaPon Union New Skills Industrial Policy for the GlobalisaPon Era and Jobs 7 Digital Agenda Resource Efficient European Placorm Youth on the Move Europe against Poverty Core ObjecPves 75% of the 20/20/20 Under 10% early 3% of the EU's 20 million less school leavers; populaPon climate/ 5 GDP invested people at risk >40% of populaPon aged 20-64 energy targets in R&D aged 30-34 have of poverty employed met terPary degree @APRE2018
The Three O‘s Strategy - R&I Commissioner Moedas (2016) Ensure free access • Open Access, Open Data • Open Science European Open Science Cloud • Scien;fic integrity • • Improve framework condi;ons Open Innova-on • Ac;vate private investments • Involve more actors • Common research areas (China, La;n America) • Strategy for the South Atlan;c (La;n America, Africa) Open to the World • Science diplomacy through partnerships / ini;a;ves (PRIMA; SESAME; EDCTP) @APRE2018
Context of EU R&I Funding Why a framework programme for R&I? • High-level research is expensive • Borders across disciplines are more and more blurred: a coordinaPon acPon is needed • A “criPcal mass” must be mobilised in order to support research • Investments by single Member State on R&I are insufficient and unbalanced • To coordinate policies, agendas and research prioriPes means to coordinate research funding programmes • SoluPons and resources must be integrated and opPmised in order to address common challenges • Knowledge diffusion must be promoted and research excellences must collaborate @APRE2018 9
Why Horizon 2020? • Horizon 2020 – Framework for Research & InnovaPon 2014 – 2020 (8 th Framework Programme) • To ensure Europe produces world-class science and technology that drives economic growth • To bring EU investment on R&I up to 3% of total GDP by 2020 (to the levels of US and Japan) • To promote the private investment on R&I • To promote the European Research Area, for free knowledge circulaPon, researchers and technologies @APRE2018 10
1984 – 2020, from FP1 to Horizon 2020 – EvoluPon of R&I funding @APRE2018 11
Ge1n Ge1ng t to k o know Hor Horizon on 2 2020 @APRE2018 12
What is Horizon 2020 – Key features ü The EU Framework Programme for Research and InnovaPon 2014-2020 ü €77 billio €77 billion (in 7 y n (in 7 year ears) s) - The biggest public mu mulPnaPonal research programme mme in the world ü A single programme covering the whole innovaPon chain ü Cou Couplin ling r g resear esearch ch wit with in innovaP aPon on - «from lab to market» ü F Focu ocus on s on socie societal ch al challen allenges: h es: healt ealth, clean energy, transport, etc. ü Transdisciplinary approach ü Op Open en t to t o the W e World orld! ! ParPcipaPon of companies, universiPes, insPtutes from all over the world @APRE2018
Horizon 2020 is a part of the EU Budget 2014-2020! @APRE2018 14
Horizon 2020 – Structure and budget breakdown (pillars) Excellence Science, research driven: Excellent science is the foundaAon of tomorrow’s technologies, jobs and wellbeing Industrial Leadership, industry driven: Strategic investments in key technologies; Support to innovaAve companies Societal Challenges, society driven: Open to the Address concerns of ciAzens and society/EU world policy objecAves; MulAdisciplinary collaboraAons @APRE2018
Horizon 2020 structure (in details) @APRE2018
Horizon 2020 InnovaPon Chain Societal challenges Industrial leadership Excellent science Basic Large scale DemonstraPon Market validaPon Research Technology Prototyping uptake Pilots R&D @APRE2018
Te Technology Readiness Level in H2020 • Basic principle observed 1 Excellent science • Technology concept formulated 2 RIA • Experimental proof of concept 3 • Technology validated in lab 4 Societal challenges IA • Technology validated in relevant environment 5 SME • Technology demonstrated in relevant environment instrument 6 • System prototype demonstraPon in operaPonal env (70%) 7 Industrial leadership • System complete and qualified 8 • Actual system proven in operaPonal environment 9 @APRE2018
Budget breakdown in detail @APRE2018 19
Pillar 1 - Excellent Science • Eur European R pean Resear esearch Co h Counc uncil (ER il (ERC): C): the most talented and creaAve individuals and their teams to carry out fronAer research • Future and Eme Fu merging Technologies (FE FET): collaboraAve research to open up new and promising fields of research and innovaAon • Marie Marie Skło Skłodo dowsk ska-Cu -Curie AcP e AcPon ons: mobility of researchers; focus on training and career development • Re Research infrastructures: world-class research infrastructures (including e-infrastructures) accessible to all researchers in Europe and beyond @APRE2018
Pillar 2 - Industrial Leadership • Leader Leadership in enabling and indus ship in enabling and industrial t trial techno echnolo logies (LEIT gies (LEIT): ): crucial areas for the compeAAveness of the industry (ICT, Nanotechnology, Materials, Biotechnology, Manufacturing and Processing and Space) • Acces Access t to r o risk fin finance ce: leverage yet further private high-risk research and innovaAon (R&I) investments • In InnovaP aPon on in in S SME ME: dedicated support for SME @APRE2018
Pillar 3 - Societal Challenges • Specific objecPves which aim to contribute to solve important societal challenges of the Union • Policy driven: reflect the poliPcal prioriPes and societal challenges of the Europe 2020 strategy • CriPcal mass of knowledge and resources in order to deal with the societal challenges • Largest budget share of 38,53% (about 26,5 billion EUR) • In Inter erdiscip isciplin linar ary approach and inclusion of cross-cu1ng issues (gender, sustainability, internaPonal cooperaPon…) • EnPre cycle from basic research to market uptake • Stronger ou output or orien entaPon on @APRE2018
Pillar 3 - Societal Challenges (2) @APRE2018
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Ho How Horiz w Horizon on 2020 w 2020 work orks s @APRE2018 25
How to parPcipate in Horizon 2020 ü In standard (collaboraPve) research projects • most of H2020 funding is allocated to collaboraPve research projects carried out by consorPa of organisaPons working together on specific research areas ü As an individual researcher: • European Research Council (ERC) and Marie Skłodowska-Curie acPons (MSCA) ü As an individual Small or Medium-sized Enterprise (or as a group of SMEs) • SME Instrument @APRE2018
How to parPcipate in Horizon 2020 (2) Who Who c can parPcipa an parPcipate? e? ü General opening (for collaboraAve projects) - Any legal enPty from anywhere in the world can be included in the consorPum How t Ho w to p o parP arPcip cipate? e? (General minimum requirements for standard / collaboraPve research projects) ü at least three legal enPPes shall parPcipate in an acPon; ü three legal enPPes shall each be established in a different Member State or associated country; ü the three legal enPPes shall be independent of each other @APRE2018
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